13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,801 holding rows worth $119,835,961,000.
- Accession
- 0000950123-20-011431
- Filer
- CIK 927971
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,625 entries on the cover page, a total value of $119,835,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,835,961,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 327 | $4,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 223 | $4,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,029 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 89 | $4,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $4,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 687 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 228 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $4,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 223 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 400 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 278 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 174 | $4,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 401 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 108 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 384 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 335 | $4,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 184 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,063 | $4,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 1,130 | $4,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 260 | $4,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,365 | $4,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,233 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,814 | $4,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,000 | $4,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 330 | $4,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 126 | $4,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 540 | $4,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 612 | $4,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,270 | $4,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 78 | $4,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,395 | $4,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 396 | $4,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 397 | $4,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 117 | $4,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 351 | $4,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,337 | $4,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 649 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 500 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 500 | $4,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 662 | $4,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 411 | $4,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,000 | $4,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 5,000 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 3,486 | $4,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 228 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,923 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,144 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 200 | $4,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,549 | $4,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 2,754 | $4,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 237 | $4,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 346 | $4,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,691 | $4,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,751 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 10,000 | $4,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 368 | $4,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 204 | $4,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679724 | BIG OIL INDX 3X | 133 | $4,000 | thousands by filing date | |
| Bank of Montreal | 063679732 | ETP | 71 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 92 | $3,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 21 | $3,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 100 | $3,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 300 | $3,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 813 | $3,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 286 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 97 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $3,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 88 | $3,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,047 | $3,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 122 | $3,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 93 | $3,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 340 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,916 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 235 | $3,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 322 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 444 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 207 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,410 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 45 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,802 | $3,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 425 | $3,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 1,996 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 327 | $3,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 532 | $3,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 2,200 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 401 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 429 | $3,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 573 | $3,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 3,138 | $3,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 744 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 317 | $3,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 580 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 86 | $3,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 601 | $3,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,429 | $3,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 212 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 935 | $3,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 484 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,230 | $3,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 699 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 477 | $3,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,296 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,273 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,249 | $3,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 7,348 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 8,280 | $3,000 | thousands by filing date | put |
| PDL CMNTY BANCORP | 69290X101 | COM | 347 | $3,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 243 | $3,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 310 | $3,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 235 | $3,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 615 | $3,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679799 | MICROSCTR 2X LVG | 100 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,370 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 439 | $2,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 100 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 114 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 215 | $2,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 281 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 101 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 81 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 47 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 575 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 278 | $2,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 94 | $2,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,235 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,570 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 93 | $2,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 24 | $2,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 87 | $2,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 358 | $2,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 684 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $2,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 60 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 109 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 97 | $2,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 90 | $2,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 167 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 4 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 50 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 15 | $2,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 267 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,300 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,939 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 170 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 165 | $2,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 757 | $2,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 168 | $2,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 175 | $2,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 323 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 2,000 | $2,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $2,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 189 | $2,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 318 | $2,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 705 | $2,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 469 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,035 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 575 | $2,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,500 | $2,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,371 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 209 | $2,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,314 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 302 | $2,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 416 | $2,000 | thousands by filing date | |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 285 | $2,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 21 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $1,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 276 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 109 | $1,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 50 | $1,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 32 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 18 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 108 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 60 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 24 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 212 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 14 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 63 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 906 | $1,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 129 | $1,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 355 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 489 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 267 | $1,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 310 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 18 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 28 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 74 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 18 | $1,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 142 | $1,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 75 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 78 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 22 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,112 | $1,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 26 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,665 | $1,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 161 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,500 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,404 | $1,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 200 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 48 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 188 | $1,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 104 | $1,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 148 | $1,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 913 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 86 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 343 | $1,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,400 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 27 | $1,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 2,000 | $1,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1,063 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 487 | $1,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 100 | $1,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 87 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,000 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 148 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 120 | $1,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 200 | $1,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 236 | $1,000 | thousands by filing date | |
| BANK OF MONTREAL BIG OIL 3X LEV | 063679815 | Stock | 901 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 25 | $1,000 | thousands by filing date | |
| Bank of Montreal | 063679781 | ETP | 52 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INMODE LTD SHS | M5425M103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORSAIR GAMING INC | 22041X102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCINO INC | 63947U107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259202 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVIDSTEA INC | 238661102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1347 Property Insurance Holdings | 68244P107 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W203 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bank of Montreal | 063679765 | ETP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011431 | this filing | 2020-11-12 | acceptance time not in the bulk data set |