13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,801 holding rows worth $119,835,961,000.
- Accession
- 0000950123-20-011431
- Filer
- CIK 927971
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,625 entries on the cover page, a total value of $119,835,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,835,961,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDITAS MEDICINE INC | 28106W103 | COM | 4,045 | $116,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 2,215 | $115,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,326 | $115,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 8,787 | $115,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 3,788 | $115,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,820 | $115,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 40,162 | $115,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,000 | $114,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13,024 | $114,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 5,019 | $113,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,979 | $113,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,322 | $113,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,750 | $113,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,208 | $113,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,710 | $112,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,279 | $112,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 9,609 | $112,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 7,416 | $112,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 29,886 | $112,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,013 | $112,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 2,986 | $111,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,479 | $111,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 4,450 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 810 | $111,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,754 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 796 | $109,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,131 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,030 | $109,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,041 | $109,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,200 | $109,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 14,069 | $109,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 40,549 | $109,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 3,184 | $109,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,589 | $108,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,486 | $108,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,331 | $107,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 8,488 | $107,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,393 | $107,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 8,098 | $107,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,934 | $107,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,714 | $106,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,524 | $106,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,554 | $106,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,145 | $105,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 306 | $105,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,267 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 40,063 | $105,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,843 | $105,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 46,506 | $105,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 14,613 | $104,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 7,363 | $104,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,320 | $104,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 26,660 | $104,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 8,083 | $104,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,712 | $104,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,975 | $103,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 6,464 | $103,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 6,629 | $103,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 4,040 | $103,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,364 | $102,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,802 | $102,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,187 | $102,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 7,530 | $102,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 14,138 | $102,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,318 | $102,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,132 | $102,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,391 | $101,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,200 | $101,000 | thousands by filing date | call |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,039 | $101,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,843 | $101,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,217 | $101,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,075 | $101,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 10,265 | $101,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,371 | $100,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,488 | $100,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 58,639 | $99,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 405 | $99,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,050 | $99,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 37,288 | $99,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,423 | $99,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 11,973 | $99,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,394 | $99,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 658 | $98,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 3,510 | $98,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,252 | $98,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 2,503 | $98,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 3,870 | $98,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,053 | $98,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 3,868 | $98,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 2,136 | $97,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 1,444 | $97,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,035 | $97,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 4,100 | $97,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 2,500 | $96,000 | thousands by filing date | put |
| OCEANFIRST FINL CORP | 675234108 | COM | 6,446 | $96,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 590 | $96,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,187 | $96,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 1,584 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,010 | $96,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 273,022 | $95,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,897 | $95,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,233 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $95,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 4,601 | $95,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 1,446 | $95,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 35,669 | $95,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,284 | $94,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 6,493 | $94,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,400 | $94,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 19,107 | $94,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 8,123 | $94,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,421 | $94,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 4,301 | $94,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 655 | $94,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,127 | $94,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,705 | $94,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,000 | $94,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,771 | $93,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,129 | $93,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 141,354 | $93,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,442 | $92,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,700 | $92,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,519 | $92,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 3,061 | $92,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,942 | $92,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,083 | $92,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,500 | $92,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,941 | $91,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,708 | $91,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,557 | $91,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,666 | $91,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,262 | $91,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 3,616 | $91,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 114,134 | $90,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 6,594 | $90,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 7,204 | $90,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 19,340 | $90,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 6,094 | $90,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 27,198 | $89,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,429 | $89,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,983 | $89,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 5,304 | $89,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 8,288 | $89,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 2,659 | $89,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 93,715 | $89,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,487 | $89,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 13,287 | $89,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,500 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 3,345 | $89,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,735 | $89,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,967 | $89,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,827 | $88,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,228 | $88,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,315 | $88,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,971 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 829 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 6,307 | $87,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,950 | $87,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,326 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 1,143 | $87,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,277 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,105 | $86,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,337 | $86,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,743 | $86,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,910 | $85,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,392 | $85,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,608 | $85,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,786 | $85,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,317 | $85,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 1,382 | $85,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 5,179 | $85,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,936 | $85,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,313 | $85,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 3,768 | $85,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,500 | $84,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 9,615 | $84,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 65,300 | $84,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 65,300 | $84,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 945 | $83,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,166 | $83,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,133 | $83,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 6,109 | $83,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 8,382 | $83,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 86,600 | $82,000 | thousands by filing date | put |
| YEXT INC | 98585N106 | COM | 5,242 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 6,449 | $82,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,829 | $82,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,922 | $82,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 7,635 | $82,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 7,396 | $82,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 18,808 | $82,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,933 | $82,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,083 | $81,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,831 | $81,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 430 | $81,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,192 | $81,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,400 | $81,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 7,052 | $81,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 9,646 | $81,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 1,128 | $81,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 11,965 | $81,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,823 | $80,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 4,475 | $80,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,310 | $80,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,258 | $80,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 6,466 | $80,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 4,469 | $80,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 2,070 | $80,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 3,333 | $80,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 11,020 | $80,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,238 | $80,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,270 | $79,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,168 | $79,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,043 | $79,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 4,916 | $79,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 7,309 | $79,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 8,897 | $79,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 3,186 | $79,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,328 | $78,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,662 | $78,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 8,900 | $78,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 5,785 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 468 | $78,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,705 | $78,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 930 | $78,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,614 | $78,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,764 | $78,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 74,149 | $77,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 9,138 | $77,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,764 | $77,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,654 | $76,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 30,129 | $76,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,400 | $76,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 4,002 | $76,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 29,251 | $76,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,800 | $76,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,551 | $76,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,128 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,450 | $75,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 481 | $75,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,191 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,000 | $74,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 504 | $74,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 2,911 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,756 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,731 | $74,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,122 | $74,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,212 | $74,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 5,896 | $74,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 28,200 | $74,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 4,082 | $73,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,842 | $73,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 9,162 | $73,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,995 | $73,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 27,239 | $73,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,215 | $73,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,340 | $73,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 5,415 | $72,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 28,818 | $72,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,020 | $72,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,670 | $72,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 35,000 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 741 | $71,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,301 | $71,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 3,747 | $71,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,816 | $71,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,760 | $71,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 48,802 | $71,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 200,000 | $71,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 25,000 | $70,000 | thousands by filing date | call |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 954 | $70,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,547 | $70,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,222 | $69,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,965 | $69,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 637 | $69,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,232 | $69,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 2,463 | $69,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 5,063 | $69,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,368 | $69,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,572 | $69,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 22,059 | $68,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,772 | $68,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,040 | $68,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,138 | $68,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 6,689 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 330 | $68,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,423 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 680 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 682 | $67,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 2,672 | $67,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,967 | $67,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,711 | $67,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,365 | $67,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,548 | $67,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,720 | $67,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 4,518 | $67,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 11,195 | $67,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 3,444 | $67,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,400 | $66,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,458 | $66,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,525 | $66,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,290 | $66,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 4,564 | $66,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,262 | $66,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,613 | $65,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 4,887 | $65,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,471 | $65,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 2,000 | $65,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 4,298 | $65,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 6,205 | $64,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 1,488 | $64,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,827 | $64,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 441 | $64,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,097 | $64,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,996 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,932 | $64,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 60,858 | $64,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 5,465 | $64,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,950 | $63,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,297 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,350 | $63,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,456 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,040 | $63,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,451 | $63,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 4,407 | $63,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 660 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,136 | $63,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 3,382 | $63,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 4,662 | $63,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 6,118 | $63,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 4,547 | $62,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 45,475 | $62,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,730 | $62,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,740 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4,295 | $62,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,721 | $62,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,200 | $62,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 5,543 | $62,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 4,689 | $62,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 6,360 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,000 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $61,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 6,665 | $61,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,820 | $61,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 4,072 | $61,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,264 | $61,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 1,620 | $60,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,383 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 4,670 | $60,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,906 | $60,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,637 | $60,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 4,364 | $60,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 5,000 | $59,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 5,436 | $59,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,818 | $59,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 731 | $59,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,070 | $59,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,400 | $59,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,400 | $59,000 | thousands by filing date | put |
| PUXIN LTD | 74704P108 | ADS | 6,400 | $59,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 495 | $58,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 827 | $58,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,127 | $58,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 6,640 | $58,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,053 | $58,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 4,734 | $58,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,165 | $58,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 564 | $57,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 9,351 | $57,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 6,007 | $57,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,592 | $57,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 7,284 | $57,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,014 | $57,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,118 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 4,074 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,526 | $56,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,000 | $56,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 3,249 | $56,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,692 | $56,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 8,213 | $56,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 310 | $56,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,750 | $56,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,470 | $56,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 3,145 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $55,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,948 | $55,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,779 | $55,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,074 | $55,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,989 | $55,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 2,125 | $55,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 1,060 | $55,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,693 | $55,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,938 | $55,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,925 | $54,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 1,621 | $54,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,123 | $54,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,452 | $54,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 20,000 | $54,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,050 | $53,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,669 | $53,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,533 | $53,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,745 | $53,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,354 | $53,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,775 | $53,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 4,956 | $53,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 4,259 | $53,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,494 | $52,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,798 | $52,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,203 | $52,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,182 | $52,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,799 | $52,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 1,260 | $52,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,865 | $52,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 251,900 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,276 | $51,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,309 | $51,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,227 | $51,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 766 | $51,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,048 | $51,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 550 | $51,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,476 | $51,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 3,415 | $51,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 9,300 | $51,000 | thousands by filing date | put |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,255 | $50,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 899 | $50,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 2,145 | $50,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,292 | $50,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 7,422 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 442 | $50,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,794 | $50,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 4,140 | $50,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,079 | $49,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,671 | $49,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 406 | $49,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,940 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 328 | $49,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,354 | $49,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,720 | $49,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,274 | $49,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,620 | $49,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 3,221 | $49,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,793 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 243 | $49,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,417 | $49,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,407 | $49,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 2,620 | $49,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 20,000 | $49,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 900 | $48,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,153 | $48,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,618 | $48,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 1,772 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,707 | $48,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,252 | $48,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 22,361 | $48,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,007 | $48,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 12,750 | $47,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 3,786 | $47,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 2,672 | $47,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,596 | $47,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,769 | $47,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,443 | $47,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 26,333 | $47,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,380 | $47,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 400 | $47,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,256 | $47,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,526 | $47,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,358 | $47,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 692 | $47,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 876 | $46,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 1,033 | $46,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,427 | $46,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,471 | $46,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,893 | $46,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 30,380 | $45,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,341 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,175 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,383 | $45,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,191 | $45,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 1,637 | $45,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 7,840 | $45,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,875 | $45,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,687 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,605 | $45,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,000 | $45,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,200 | $45,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 6,300 | $45,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 3,080 | $45,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 3,165 | $45,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 844 | $44,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,245 | $44,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,262 | $44,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,201 | $44,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 6,770 | $44,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 40,100 | $44,000 | thousands by filing date | put |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 40,100 | $44,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 15,900 | $44,000 | thousands by filing date | put |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 3,500 | $44,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 618 | $43,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,385 | $43,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 2,861 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011431 | this filing | 2020-11-12 | acceptance time not in the bulk data set |