13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,801 holding rows worth $119,835,961,000.
- Accession
- 0000950123-20-011431
- Filer
- CIK 927971
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,625 entries on the cover page, a total value of $119,835,961,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $119,835,961,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 2,300 | $43,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,942 | $43,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,500 | $43,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 456 | $43,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,525 | $43,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,162 | $43,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,703 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,670 | $42,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,526 | $42,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,263 | $42,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,796 | $42,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,652 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,430 | $42,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 828 | $42,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,004 | $42,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,674 | $42,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 8,590 | $42,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 3,951 | $41,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,585 | $41,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,567 | $41,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 1,947 | $41,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,092 | $41,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,710 | $41,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 17,140 | $41,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 800 | $40,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 3,527 | $40,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,207 | $40,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,567 | $40,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,915 | $40,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,240 | $40,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,765 | $40,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,764 | $40,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 906 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,570 | $40,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,308 | $40,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 8,000 | $40,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,064 | $40,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,016 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 491 | $39,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 3,661 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,491 | $39,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 2,144 | $39,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,367 | $39,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,703 | $39,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 5,800 | $39,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,740 | $39,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,206 | $38,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,040 | $38,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,800 | $38,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,172 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $38,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,376 | $38,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,200 | $38,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 6,486 | $38,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,756 | $38,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 8,974 | $38,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $37,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 400 | $37,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 3,270 | $37,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $37,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,264 | $37,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,616 | $37,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $36,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 423 | $36,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,117 | $36,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,617 | $36,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,379 | $36,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 3,209 | $36,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,281 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 455 | $36,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 4,038 | $36,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,391 | $36,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,006 | $36,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,159 | $36,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 745 | $36,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 4,762 | $36,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 265 | $35,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,255 | $35,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 19,014 | $35,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 183 | $35,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,814 | $35,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 2,876 | $35,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 4,805 | $35,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 447 | $34,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,067 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 215 | $34,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,808 | $34,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 3,867 | $34,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 659 | $34,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 834 | $34,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,182 | $34,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,475 | $34,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 35,712 | $34,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 2,714 | $34,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 14,727 | $34,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 4,000 | $34,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,355 | $33,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 838 | $33,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,001 | $33,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,984 | $33,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 341 | $33,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 1,883 | $33,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 859 | $33,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,303 | $33,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 6,021 | $33,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 465 | $32,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 4,298 | $32,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,041 | $32,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,133 | $32,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,263 | $32,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,996 | $32,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,610 | $32,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2,279 | $32,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 5,741 | $32,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 2,208 | $32,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $32,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,780 | $32,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,987 | $32,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 2,384 | $32,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 1,500 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 260 | $31,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 1,800 | $31,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,100 | $31,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 3,963 | $31,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 3,500 | $31,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 465 | $31,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,934 | $31,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 11,444 | $31,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,274 | $31,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $31,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,856 | $31,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,423 | $31,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,600 | $31,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 21 | $31,000 | thousands by filing date | principal |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 900 | $30,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,405 | $30,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,374 | $30,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,349 | $30,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 550 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,056 | $30,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,414 | $30,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 4,149 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,479 | $30,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,991 | $30,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,908 | $30,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,206 | $30,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 8,192 | $30,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 3,538 | $30,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 1,003 | $30,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 675 | $29,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 626 | $29,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 527 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,000 | $29,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,860 | $29,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,453 | $29,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,034 | $29,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,288 | $29,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,748 | $29,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,662 | $29,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,385 | $29,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 1,431 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $29,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,387 | $29,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,700 | $29,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,700 | $29,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 6,343 | $29,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 534 | $28,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,334 | $28,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 1,474 | $28,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,173 | $28,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,158 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 367 | $28,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 4,977 | $28,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,000 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,140 | $28,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,477 | $28,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,419 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 750 | $28,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 837 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $28,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,907 | $28,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,157 | $28,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 878 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $28,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 735 | $27,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 200 | $27,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,017 | $27,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 5,742 | $27,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,066 | $27,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,025 | $27,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,113 | $27,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 2,163 | $27,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,800 | $27,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,632 | $27,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,012 | $27,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 743 | $27,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,282 | $27,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 4,799 | $27,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,682 | $27,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,278 | $27,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,367 | $27,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,413 | $27,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 16,132 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,287 | $26,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 815 | $26,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,035 | $26,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,079 | $26,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $26,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,961 | $26,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,109 | $26,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,900 | $26,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 836 | $26,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 8,671 | $26,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 8,928 | $26,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 14,402 | $26,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 369 | $26,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,507 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,367 | $26,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 545 | $26,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 20,413 | $26,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,842 | $26,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,275 | $26,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,355 | $26,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 135 | $25,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,482 | $25,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 535 | $25,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 3,536 | $25,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,700 | $25,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,901 | $25,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,611 | $25,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,772 | $25,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,679 | $25,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,143 | $25,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,704 | $25,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 621 | $25,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 9,027 | $25,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 753 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $25,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 7,681 | $25,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,918 | $25,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 9,867 | $25,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 9,693 | $25,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,649 | $25,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 830 | $25,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,240 | $25,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,494 | $25,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 422 | $25,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 2,730 | $25,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 3,300 | $25,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 720 | $24,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,773 | $24,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,614 | $24,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 338 | $24,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 279 | $24,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 9,149 | $24,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 3,159 | $24,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,472 | $24,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,190 | $24,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,865 | $24,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,564 | $24,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,087 | $24,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,566 | $24,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,446 | $24,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 219 | $24,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 2,563 | $24,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 423 | $24,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,177 | $24,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 327 | $24,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 100,000 | $24,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 2,169 | $24,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 794 | $24,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 6,000 | $24,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 113 | $23,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 775 | $23,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 878 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 295 | $23,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 244 | $23,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 190 | $23,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,139 | $23,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 6,220 | $23,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 3,728 | $23,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,238 | $23,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 26,024 | $23,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,932 | $23,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 534 | $23,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 414 | $22,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 9,025 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 776 | $22,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,939 | $22,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,560 | $22,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 840 | $22,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 2,142 | $22,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 135 | $22,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 2,767 | $22,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,047 | $22,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 705 | $22,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 16,982 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 510 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $22,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 615 | $22,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,083 | $22,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 5,987 | $22,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,324 | $22,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 2,325 | $22,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 6,176 | $22,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 31,343 | $22,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 900 | $22,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 785 | $21,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 900 | $21,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,932 | $21,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,499 | $21,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 5,811 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 600 | $21,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 311 | $21,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 800 | $21,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 6,417 | $21,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,679 | $21,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,321 | $21,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,428 | $21,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,043 | $21,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 760 | $21,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,677 | $21,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,472 | $21,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,472 | $21,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,449 | $21,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 2,456 | $21,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 957 | $21,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 800 | $20,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 680 | $20,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 4,435 | $20,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 76 | $20,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,253 | $20,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 563 | $20,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 2,940 | $20,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 837 | $20,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,305 | $20,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 916 | $20,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,647 | $20,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,424 | $20,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,276 | $20,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 931 | $20,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,350 | $20,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $20,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 677 | $20,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,105 | $20,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 539 | $20,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,701 | $20,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,544 | $20,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,427 | $20,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 700 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 148 | $19,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 4,582 | $19,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 682 | $19,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 551 | $19,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 3,110 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 190 | $19,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 9,846 | $19,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 613 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 135 | $19,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,100 | $19,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,428 | $19,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,628 | $19,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 865 | $19,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,574 | $19,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,226 | $19,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 9,649 | $19,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,078 | $19,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 1,305 | $19,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 576 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 9,513 | $19,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 557 | $19,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 30,000 | $19,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,498 | $19,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,251 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 324 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 405 | $18,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 6,336 | $18,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 476 | $18,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,831 | $18,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,289 | $18,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,130 | $18,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,110 | $18,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 627 | $18,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 3,154 | $18,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 1,104 | $18,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 968 | $18,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,573 | $18,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 1,230 | $18,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 295 | $18,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 7,555 | $18,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,541 | $17,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,119 | $17,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 212 | $17,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,298 | $17,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,754 | $17,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 150 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 600 | $17,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 499 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $17,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,872 | $17,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,313 | $17,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,828 | $17,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,045 | $17,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 917 | $17,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 497 | $17,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,338 | $17,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,275 | $17,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 569 | $17,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 506 | $17,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,773 | $17,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,872 | $17,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,801 | $17,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,926 | $17,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 500 | $16,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,753 | $16,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 62 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 130 | $16,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 528 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $16,000 | thousands by filing date | call |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,164 | $16,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 10,434 | $16,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 918 | $16,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 1,025 | $16,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $16,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 916 | $16,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 443 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 484 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 268 | $16,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,993 | $16,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,166 | $16,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,453 | $16,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 635 | $16,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 3,091 | $16,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,420 | $16,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,644 | $16,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 349 | $16,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 1,048 | $16,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 1,527 | $16,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 100 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 490 | $15,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,053 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $15,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 691 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,557 | $15,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,132 | $15,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,425 | $15,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,941 | $15,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 287 | $15,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 700 | $15,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,247 | $15,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,081 | $15,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 2,480 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 260 | $15,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $15,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,060 | $15,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 4,948 | $15,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,325 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,140 | $15,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 4,767 | $15,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,935 | $15,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 2,276 | $15,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,025 | $15,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 896 | $15,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,018 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 200 | $14,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 465 | $14,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 275 | $14,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 214 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 30,000 | $14,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 377 | $14,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 685 | $14,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 675 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 120 | $14,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 900 | $14,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,317 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 400 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 577 | $14,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,685 | $14,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,094 | $14,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 950 | $14,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 993 | $14,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,342 | $14,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 970 | $14,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,314 | $14,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,500 | $14,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 776 | $14,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,166 | $14,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 894 | $14,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,095 | $14,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 783 | $14,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,455 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 350 | $14,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 100 | $14,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 347 | $14,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 631 | $14,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,718 | $14,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,581 | $14,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,343 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011431 | this filing | 2020-11-12 | acceptance time not in the bulk data set |