13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 8,112 holding rows worth $265,314,949,000.
- Accession
- 0000950123-20-011384
- Filer
- CIK 1610520
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 13,785 entries on the cover page, a total value of $265,314,949,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,315,045,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,764 | $61,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 780 | $61,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 55,400 | $61,000 | thousands by filing date | put |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,775 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,415 | $61,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 974 | $61,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,672 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 1,503 | $60,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 10,865 | $60,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,067 | $60,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,842 | $60,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 16,572 | $60,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,500 | $60,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 112,655 | $60,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 5,213 | $60,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 2,201 | $60,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,225 | $60,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 500 | $59,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,746 | $59,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 325 | $59,000 | thousands by filing date | call |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 1,720 | $59,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,379 | $59,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,020 | $59,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 9,095 | $59,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 23,774 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,650 | $59,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 4,399 | $59,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 8,092 | $59,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 12,331 | $59,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,739 | $59,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 110,860 | $59,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 1,175 | $58,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 2,122 | $58,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,425 | $58,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,535 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,421 | $58,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,512 | $58,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 3,050 | $58,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 7,453 | $58,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 2,030 | $58,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 2,583 | $58,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 89,000 | $58,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 3,472 | $58,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 5,390 | $58,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 2,387 | $58,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 1,079 | $58,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 5,641 | $58,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 2,510 | $57,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 2,295 | $57,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,214 | $57,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 1,215 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 1,491 | $57,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 37,017 | $57,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 22,596 | $57,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 2,872 | $57,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 1,729 | $56,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 1,400 | $56,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 9,203 | $56,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 4,813 | $56,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,019 | $56,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $56,000 | thousands by filing date | call |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,860 | $56,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 988 | $56,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 562 | $56,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,355 | $56,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 666 | $56,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,295 | $56,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,106 | $56,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 15,533 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P480 | FUND | 973 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,827 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,889 | $56,000 | thousands by filing date | |
| ARROW INVTS TR | 042765685 | DWA TACT INTL | 2,055 | $56,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E772 | QRAFT AI-ENHNCD | 2,293 | $56,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 2,079 | $56,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,345 | $55,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,511 | $55,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,588 | $55,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 3,604 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 2,436 | $55,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 2,114 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 2,910 | $55,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 1,561 | $55,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 2,952 | $55,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,404 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P449 | FUND | 1,365 | $55,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,200 | $55,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 90,276 | $55,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,442 | $54,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 960 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,561 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 951 | $54,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 7,675 | $54,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 84,444 | $54,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 43,199 | $54,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,560 | $54,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 4,300 | $54,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 7,542 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 2,770 | $53,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,000 | $53,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 3,779 | $53,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,454 | $53,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 7,325 | $53,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,531 | $53,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 5,605 | $53,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 597 | $53,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,082 | $53,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 3,783 | $53,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 4,900 | $53,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 5,918 | $53,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,144 | $53,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 4,234 | $53,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 8,028 | $53,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 182,199 | $53,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 27,952 | $52,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,001 | $52,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 50,010 | $52,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,691 | $52,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,275 | $52,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 988 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 1,957 | $52,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,359 | $52,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,864 | $52,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 3,303 | $52,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $52,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 2,904 | $52,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 7,266 | $52,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 6,018 | $52,000 | thousands by filing date | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 1,703 | $51,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,096 | $51,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 983 | $51,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,815 | $51,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,282 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 1,976 | $51,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,880 | $51,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 40,000 | $51,000 | thousands by filing date | principal |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 13,246 | $51,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 6,477 | $51,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,667 | $51,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 16,328 | $51,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 1,975 | $51,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 62,556 | $51,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 4,841 | $51,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H706 | UNCVTL OIL GAS | 928 | $51,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 5,000 | $51,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 300 | $50,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 300 | $50,000 | thousands by filing date | put |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 802 | $50,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 2,757 | $50,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,360 | $50,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 43,647 | $50,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 616 | $50,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,374 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,503 | $50,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 767 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 2,780 | $50,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 3,698 | $50,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 1,895 | $50,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33,931 | $50,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,364 | $50,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 4,804 | $50,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 469 | $49,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,541 | $49,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 2,792 | $49,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,151 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,232 | $49,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,835 | $49,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,361 | $49,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 902 | $49,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 1,335 | $49,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 3,213 | $49,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q207 | UNIT 03/30/2027 | 4,817 | $49,000 | thousands by filing date | |
| COLLABORATIVE INVESTMNT SER | 19423L813 | TREND AGREGN ESG | 1,778 | $49,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,161 | $48,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,309 | $48,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3,279 | $48,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,174 | $48,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 2,129 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,761 | $48,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 1,797 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 1,495 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 927 | $48,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 4,456 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 822 | $48,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,489 | $48,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,054 | $48,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,368 | $48,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 1,461 | $48,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 8,079 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 1,905 | $48,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 10,923 | $48,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 2,059 | $48,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 13,546 | $47,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 687 | $47,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,454 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B565 | CMN | 669 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 1,181 | $47,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,273 | $47,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 2,467 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 1,943 | $47,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 10,057 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 5,217 | $47,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $46,000 | thousands by filing date | put |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,037 | $46,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,119 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,486 | $46,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 5,822 | $46,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 580 | $46,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,092 | $46,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 1,446 | $46,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 1,409 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 2,684 | $46,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 164,016 | $46,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 564 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1,569 | $46,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 6,772 | $46,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 2,975 | $46,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 3,500 | $46,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 50,581 | $46,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,636 | $45,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 5,192 | $45,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 1,832 | $45,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 884 | $45,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 1,933 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 1,032 | $45,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 32,171 | $45,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 3,000 | $45,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 32,446 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 2,417 | $45,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 1,634 | $45,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $44,000 | thousands by filing date | put |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 3,113 | $44,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 2,284 | $44,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,149 | $44,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 3,745 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,482 | $44,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,000 | $44,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 4,028 | $44,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 10,669 | $44,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 1,312 | $44,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 1,843 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 833 | $43,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,824 | $43,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 3,115 | $43,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 7,004 | $43,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 1,230 | $43,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 1,490 | $43,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 525 | $43,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 3,157 | $43,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,158 | $43,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,722 | $43,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,499 | $43,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 2,274 | $43,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 4,138 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,759 | $43,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,423 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,823 | $43,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,595 | $43,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 1,937 | $43,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P110 | NUVEEN ESG 1-5 | 1,667 | $43,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 28,726 | $43,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 2,254 | $43,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 628 | $43,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,058 | $43,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,755 | $43,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,201 | $43,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 18,566 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J734 | STRG US SML ETF | 1,919 | $43,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 912 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,748 | $42,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,151 | $42,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 704 | $42,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 31,678 | $42,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 8,190 | $42,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 4,505 | $42,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 320 | $42,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 1,255 | $42,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,388 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,614 | $42,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L786 | WESTN AST SHRT | 1,632 | $42,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416607 | HARTFORD MLT DIV | 1,785 | $42,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 1,691 | $42,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 3,706 | $42,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 1,479 | $41,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 3,207 | $41,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 2,356 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 1,128 | $41,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 45,617 | $41,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,487 | $41,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 2,608 | $41,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 2,053 | $40,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 1,348 | $40,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,610 | $40,000 | thousands by filing date | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 623 | $40,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,981 | $40,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,000 | $40,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,200 | $40,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 1,542 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 708 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 889 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 2,031 | $40,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 1,731 | $40,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,015 | $40,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 5,761 | $40,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 15,554 | $40,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 2,476 | $40,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 97,099 | $40,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,650 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 2,211 | $40,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 19,085 | $40,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 1,577 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051564 | XTRCK EURZON EQT | 1,885 | $40,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 2,053 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 1,435 | $39,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,500 | $39,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,165 | $39,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 574 | $39,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 1,534 | $39,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 1,263 | $39,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 5,097 | $39,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 4,240 | $39,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,694 | $39,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,751 | $39,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 20,000 | $39,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N808 | VICOTRYSHS EMG | 2,118 | $39,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 1,155 | $39,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $38,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,774 | $38,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,306 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,212 | $38,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 753 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,379 | $38,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 933 | $38,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,259 | $38,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,785 | $38,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 1,694 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,425 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 2,080 | $38,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 2,510 | $38,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 27,745 | $38,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,500 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,377 | $38,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,241 | $38,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 785 | $38,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 5,101 | $38,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 1,163 | $38,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 1,755 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 535 | $38,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 1,260 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,353 | $37,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 983 | $37,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,013 | $37,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 638 | $37,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,637 | $37,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,480 | $37,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,023 | $37,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 91,679 | $37,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,246 | $36,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 720 | $36,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 1,296 | $36,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 1,168 | $36,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,314 | $36,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,312 | $36,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 7,868 | $36,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,535 | $36,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 1,509 | $36,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 6,867 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 621 | $36,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,404 | $36,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,138 | $36,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 1,953 | $36,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,349 | $36,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 4,753 | $36,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 962 | $36,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 3,257 | $36,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 1,360 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,116 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 1,759 | $36,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 1,344 | $36,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E233 | VELCTYSHS USDCHF | 1,547 | $36,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 200 | $35,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 1,302 | $35,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,663 | $35,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 33,337 | $35,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 2,305 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 431 | $35,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,239 | $35,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,648 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,308 | $35,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,094 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 561 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 1,307 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,013 | $35,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,374 | $35,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,941 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 1,348 | $35,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 889 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 1,878 | $35,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A651 | NATIONWIDE MAX | 1,042 | $35,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 3,399 | $35,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 803 | $34,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 360 | $34,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,416 | $34,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 8,121 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,974 | $34,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 1,185 | $34,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,637 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 1,651 | $34,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,760 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 884 | $34,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 16,000 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P571 | FUND | 901 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,902 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,734 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 1,743 | $34,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 682 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 2,068 | $34,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 8,210 | $34,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 3,271 | $34,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | 58503F502 | COM | 1,939 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435G722 | JPX NIKKEI 400 | 1,153 | $34,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E662 | MKT HLDGS I VELCTYSHS USDJPY | 1,375 | $34,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,982 | $33,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 4,211 | $33,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,808 | $33,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,778 | $33,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 597 | $33,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 624 | $33,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,573 | $33,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 1,087 | $33,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 1,189 | $33,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 1,225 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,262 | $33,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 1,207 | $33,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 37,204 | $33,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 34,684 | $33,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,253 | $33,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 2,412 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y582 | TRGTINCM 5 ETF | 1,474 | $33,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 136,125 | $33,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,774 | $32,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 364 | $32,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,568 | $32,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 711 | $32,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 2,798 | $32,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 4,004 | $32,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,074 | $32,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 1,213 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 3,413 | $32,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E780 | CMN | 889 | $32,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 4,032 | $32,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,296 | $32,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 1,365 | $32,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,812 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,511 | $32,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 2,920 | $32,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,224 | $32,000 | thousands by filing date | |
| NUZEE INC | 67073S208 | COM NEW | 1,862 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347G853 | ULSHRT TECH NEW | 1,651 | $32,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E464 | VELCTYSHS GBPUSD | 1,263 | $32,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $31,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 31,407 | $31,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 892 | $31,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,101 | $31,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 4,170 | $31,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,214 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 593 | $31,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,587 | $31,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 1,992 | $31,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 1,330 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,064 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 686 | $31,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 56,482 | $31,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 31,000 | $31,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 59,268 | $31,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,162 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,583 | $31,000 | thousands by filing date | |
| LISTED FD TR | 53656F722 | TRUESHARES STRUC | 1,200 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J692 | STRG EMERG ETF | 1,371 | $31,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 2,349 | $31,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 108,253 | $31,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 17,272 | $31,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 2,448 | $31,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 839 | $30,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 5,403 | $30,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,082 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 300 | $30,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 5,000 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 486 | $30,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,659 | $30,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 1,005 | $30,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 3,227 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 1,400 | $30,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,498 | $30,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 1,326 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 1,132 | $30,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 968 | $30,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 37,745 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,494 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 1,164 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-011384 | this filing | 2020-11-12 | acceptance time not in the bulk data set |