13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,100 | $1,246,000 | thousands by filing date | call |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 105,549 | $1,244,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 35,044 | $1,244,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,102 | $1,240,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 53,497 | $1,239,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 35,101 | $1,238,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 14,272 | $1,234,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 104,509 | $1,234,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 75,179 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 48,234 | $1,232,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 78,057 | $1,231,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 70,756 | $1,231,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 74,245 | $1,229,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 198,352 | $1,227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 44,790 | $1,225,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 816,677 | $1,225,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 166,069 | $1,224,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 14,662 | $1,224,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 144,079 | $1,222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 37,113 | $1,220,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 13,200 | $1,215,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 71,006 | $1,215,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 90,561 | $1,215,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 76,764 | $1,215,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 28,598 | $1,214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 65,493 | $1,211,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 94,164 | $1,208,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 22,860 | $1,207,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 54,296 | $1,207,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 349,980 | $1,207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 37,649 | $1,207,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 35,100 | $1,202,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,846 | $1,200,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 44,282 | $1,199,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,747 | $1,197,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 44,686 | $1,197,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 58,702 | $1,193,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 35,000 | $1,191,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 72,691 | $1,191,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 585,611 | $1,189,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 73,931 | $1,188,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 79,596 | $1,186,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 17,100 | $1,185,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 17,100 | $1,185,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 119,619 | $1,177,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 12,488 | $1,177,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 87,308 | $1,173,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 197,152 | $1,171,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 20,000 | $1,171,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 125,096 | $1,170,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 500,000 | $1,170,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,100 | $1,169,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 23,537 | $1,169,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 54,880 | $1,169,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 25,686 | $1,167,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 30,548 | $1,167,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 85,800 | $1,165,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 164,804 | $1,165,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 12,871 | $1,164,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 30,808 | $1,160,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,000 | $1,159,000 | thousands by filing date | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 30,484 | $1,159,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 23,024 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 27,861 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 56,965 | $1,158,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 22,338 | $1,157,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 20,997 | $1,157,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 56,643 | $1,156,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 9,002 | $1,156,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 79,102 | $1,154,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 26,898 | $1,152,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 492,394 | $1,152,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 98,900 | $1,150,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 45,465 | $1,149,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 53,438 | $1,148,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 53,164 | $1,148,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 67,731 | $1,147,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 233,873 | $1,146,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 55,380 | $1,146,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 24,138 | $1,145,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 367,996 | $1,145,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 47,738 | $1,144,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 24,767 | $1,144,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 156,703 | $1,143,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 31,981 | $1,142,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 15,716 | $1,139,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 91,075 | $1,138,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 26,981 | $1,137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 51,753 | $1,135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 63,801 | $1,135,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25,123 | $1,134,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 76,456 | $1,134,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 30,689 | $1,132,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 25,148 | $1,130,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 180,846 | $1,130,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 17,944 | $1,127,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 90,684 | $1,124,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 31,826 | $1,121,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 25,840 | $1,121,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 97,417 | $1,121,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 81,956 | $1,120,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 34,188 | $1,120,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 50,000 | $1,119,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 68,417 | $1,115,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 44,973 | $1,114,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 23,181 | $1,113,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,090 | $1,112,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 34,984 | $1,112,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 51,882 | $1,112,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 57,556 | $1,111,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 50,900 | $1,109,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 97,666 | $1,109,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 9,347 | $1,108,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 33,064 | $1,107,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 26,920 | $1,105,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 34,529 | $1,104,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 648,736 | $1,103,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 44,388 | $1,102,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 20,098 | $1,101,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 64,936 | $1,101,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 56,542 | $1,100,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 47,306 | $1,099,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 50,324 | $1,095,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 15,342 | $1,095,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 28,404 | $1,094,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 93,300 | $1,094,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 48,888 | $1,093,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 62,935 | $1,093,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 139,530 | $1,088,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 139,806 | $1,088,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 55,538 | $1,087,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 45,165 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 18,510 | $1,087,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 10,954 | $1,084,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 124,392 | $1,083,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,000 | $1,082,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 52,670 | $1,081,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 50,000 | $1,080,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,200 | $1,078,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 211,302 | $1,078,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 43,398 | $1,077,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 26,105 | $1,076,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 55,497 | $1,074,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 158,251 | $1,073,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 8,797 | $1,071,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 560,732 | $1,071,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 42,206 | $1,069,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 105,492 | $1,066,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 72,620 | $1,065,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 72,485 | $1,065,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 89,800 | $1,065,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 55,361 | $1,065,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 24,633 | $1,063,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 252,984 | $1,062,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 52,595 | $1,060,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 35,059 | $1,060,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 159,669 | $1,058,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,631 | $1,056,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 93,148 | $1,056,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 115,999 | $1,055,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 30,423 | $1,054,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 27,245 | $1,054,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 213,947 | $1,053,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 70,625 | $1,053,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 67,583 | $1,052,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 6,200 | $1,050,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 40,030 | $1,045,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $1,045,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 40,903 | $1,045,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 56,423 | $1,044,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 17,347 | $1,043,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 30,688 | $1,043,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 26,236 | $1,042,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 14,300 | $1,042,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 77,293 | $1,039,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 37,587 | $1,038,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 25,000 | $1,038,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 23,068 | $1,037,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 46,341 | $1,036,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 17,111 | $1,036,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 18,000 | $1,036,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 14,786 | $1,035,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 50,261 | $1,034,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 53,574 | $1,033,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 115,394 | $1,031,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 164,270 | $1,030,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 15,842 | $1,029,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 56,921 | $1,028,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 83,985 | $1,027,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 177,888 | $1,026,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 50,411 | $1,026,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 237,924 | $1,025,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 95,985 | $1,023,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 36,552 | $1,022,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,110,386 | $1,021,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 83,565 | $1,017,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 35,636 | $1,016,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 30,521 | $1,016,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 17,843 | $1,016,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 22,266 | $1,014,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 67,160 | $1,014,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 43,127 | $1,013,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 51,722 | $1,012,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 78,535 | $1,010,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 117,371 | $1,008,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 18,192 | $1,008,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 20,615 | $1,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 95,202 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 29,302 | $1,006,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 49,894 | $1,005,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 37,488 | $1,004,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 62,200 | $1,003,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 8,617 | $1,003,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 24,600 | $1,001,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 36,475 | $1,001,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 176,670 | $1,000,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 60,000 | $997,000 | thousands by filing date | put |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 21,572 | $997,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 26,445 | $997,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,213 | $996,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 94,465 | $994,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,037 | $992,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 45,547 | $990,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 29,698 | $990,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 43,689 | $987,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 30,900 | $985,000 | thousands by filing date | put |
| SLEEP NUMBER CORP | 83125X103 | COM D | 20,000 | $985,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 10,981 | $984,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 33,980 | $984,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 64,818 | $983,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 10,923 | $983,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,800 | $982,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 103,874 | $981,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15,800 | $980,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 208,200 | $979,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,705 | $977,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 76,399 | $977,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 32,983 | $976,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 25,000 | $975,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 49,085 | $973,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 689,843 | $973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 39,053 | $972,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 35,968 | $971,000 | thousands by filing date | |
| INPIXON | 45790J503 | COM PAR | 198,001 | $971,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 75,000 | $970,000 | thousands by filing date | put |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 37,845 | $970,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 71,580 | $968,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 9,102 | $968,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 80,397 | $968,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 64,041 | $967,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,322 | $966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 19,072 | $964,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 273,072 | $962,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 51,891 | $961,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 32,519 | $959,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 61,703 | $958,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 135,046 | $958,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 73,520 | $956,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 127,167 | $955,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 291,060 | $955,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 54,572 | $955,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 16,524 | $954,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 22,692 | $953,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 32,512 | $953,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 36,108 | $952,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 32,725 | $952,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 83,464 | $952,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 118,423 | $951,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 50,001 | $950,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 102,291 | $949,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 64,034 | $946,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 14,694 | $945,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,438 | $945,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 156,087 | $944,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 111,132 | $944,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 78,090 | $943,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 96,015 | $940,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 34,054 | $940,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 336,478 | $939,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,195 | $937,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 167,795 | $936,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 88,164 | $936,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 95,825 | $936,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 192,655 | $936,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 39,845 | $935,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 58,823 | $933,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 23,648 | $932,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 237,438 | $931,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 25,005 | $931,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 31,592 | $926,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 24,444 | $925,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 35,403 | $924,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 37,216 | $923,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12,428 | $922,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 80,125 | $922,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 20,203 | $922,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 20,092 | $921,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 108,896 | $918,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 615,967 | $918,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 30,000 | $917,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 19,532 | $917,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 30,779 | $916,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 39,916 | $915,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 201,871 | $915,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 50,828 | $914,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 18,575 | $914,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 27,359 | $914,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,100 | $913,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 62,171 | $913,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 33,493 | $911,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 97,991 | $911,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,754 | $910,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 36,488 | $910,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 175,610 | $906,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 70,619 | $906,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 13,684 | $904,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 50,000 | $904,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 17,769 | $901,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 104,992 | $901,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 12,296 | $901,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 60,277 | $900,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 49,681 | $899,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 17,122 | $897,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 5,777 | $896,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 336,772 | $896,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 119,821 | $895,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,074 | $895,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 64,192 | $891,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 19,637 | $890,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 50,474 | $879,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 71,688 | $879,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 29,455 | $878,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 33,738 | $878,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 304,463 | $876,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 78,715 | $875,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 9,658 | $873,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 10,492 | $872,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,845 | $869,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 5,600 | $868,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,000 | $867,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 61,832 | $867,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 17,801 | $867,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 28,760 | $866,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 12,921 | $866,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 37,803 | $865,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 25,494 | $863,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 73,061 | $863,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 21,618 | $861,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,093 | $861,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 69,796 | $860,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 12,028 | $859,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,681 | $859,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 141,000 | $857,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 42,976 | $857,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 18,257 | $855,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 24,132 | $854,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 23,422 | $854,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 360,524 | $854,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 20,147 | $852,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,047,847 | $849,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 33,665 | $848,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 47,500 | $847,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 75,822 | $846,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 31,379 | $846,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 51,601 | $846,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 69,800 | $845,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 29,405 | $844,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 22,683 | $844,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 23,435 | $844,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 16,705 | $842,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 18,899 | $841,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 54,000 | $840,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 59,917 | $837,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 150,080 | $834,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,500 | $834,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 48,556 | $834,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 41,027 | $832,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 28,728 | $832,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 26,406 | $832,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 16,422 | $832,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 37,273 | $831,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 178,924 | $830,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 39,710 | $830,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 35,182 | $829,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 24,538 | $829,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,934,485 | $828,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 33,518 | $827,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 68,125 | $826,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 76,399 | $826,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 35,760 | $822,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 61,259 | $821,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 60,174 | $821,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 14,600 | $820,000 | thousands by filing date | put |
| SONOS INC | 83570H108 | COM | 52,500 | $820,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 20,705 | $820,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 132,972 | $818,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 20,244 | $816,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 54,000 | $816,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 55,243 | $815,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 18,090 | $815,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 17,500 | $814,000 | thousands by filing date | call |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 24,447 | $814,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,400 | $813,000 | thousands by filing date | put |
| BAR HBR BANKSHARES | 066849100 | COM | 32,017 | $813,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 26,664 | $813,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 53,648 | $813,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 11,004 | $812,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 47,825 | $811,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 78,200 | $811,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,375,662 | $810,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,224 | $810,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,693 | $807,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 154,514 | $805,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 12,488 | $802,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 19,383 | $801,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 14,833 | $801,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 29,112 | $799,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 39,996 | $798,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 51,613 | $798,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 44,269 | $798,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 21,088 | $797,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 57,770 | $795,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 33,519 | $795,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 74,024 | $793,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 24,836 | $793,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 75,347 | $789,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 110,576 | $788,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 22,202 | $788,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 66,439 | $787,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 30,083 | $786,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 22,776 | $784,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 15,277 | $783,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,590 | $782,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 48,810 | $782,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 52,005 | $782,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 164,536 | $781,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15,800 | $781,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 8,000 | $780,000 | thousands by filing date | put |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,573 | $780,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 29,362 | $778,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 47,255 | $776,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,409,040 | $776,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 68,933 | $775,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 80,144 | $775,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 30,910 | $775,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 12,090 | $773,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 54,699 | $773,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 12,779 | $771,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,810 | $771,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,700 | $769,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 17,517 | $769,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 18,557 | $769,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 44,186 | $769,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 67,046 | $769,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 22,927 | $769,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,093 | $767,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 54,837 | $767,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 19,343 | $766,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 97,000 | $765,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 121,111 | $765,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 25,000 | $764,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,161 | $764,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 37,900 | $763,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 77,417 | $763,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 65,411 | $762,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,106 | $761,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 30,612 | $760,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 27,186 | $759,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 75,872 | $758,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 41,306 | $758,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 18,545 | $756,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,235 | $756,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 20,562 | $756,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 13,799 | $756,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 11,696 | $752,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 86,496 | $752,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 23,076 | $752,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 14,753 | $752,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 53,934 | $750,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 85,135 | $750,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 31,435 | $748,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 134,285 | $748,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 260,872 | $747,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 16,682 | $746,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 19,484 | $745,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 50,928 | $743,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 43,966 | $742,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 135,509 | $742,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 19,623 | $740,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 9,288 | $740,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 18,500 | $739,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 56,900 | $738,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 140,224 | $737,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 58,272 | $736,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 19,778 | $735,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 28,484 | $735,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,704 | $734,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,446 | $734,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 80,071 | $732,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,134 | $731,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |