13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 3,644 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 2,269 | $1,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 412 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 3,589 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 255 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 240 | $1,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 2,988 | $1,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 20 | $1,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 850 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 433 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 400 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 300 | $1,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 863 | $1,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 558 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 641 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P579 | FTSE SOUTH AFR | 23 | $1,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 173 | $1,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 46 | $1,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 953 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 369 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 1,107 | $1,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 25 | $1,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 378 | $1,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 102 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 854 | $1,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 500 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 100 | $1,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,045 | $1,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 319 | $1,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 345 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274E257 | ETRACS NYSE | 40 | $1,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 4,494 | $1,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 1,100 | $1,000 | thousands by filing date | |
| METAURUS EQUITY COMPONENT TR | 59140L100 | US EQT CUM 2027 | 103 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A461 | AI PWD INTL EQTY | 44 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 6,201 | $1,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 13,224 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 9,750 | $1,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 500 | $1,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 5,900 | $1,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 6,000 | $1,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N114 | *W EXP 05/30/202 | 7,784 | $1,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 36,416 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 439 | $1,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 1,125 | $1,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 750 | $1,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 1,876 | $1,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 2,809 | $1,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 5,600 | $1,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 2,730 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 17 | $1,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 1,641 | $1,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 1,500 | $1,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 75 | $1,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 457 | $1,000 | thousands by filing date | |
| PACIFIC GLOBAL ETF TR | 69434K106 | US EQ INM ETF | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B136 | ULTRA COMM SER | 20 | $1,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 116 | $1,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 7,000 | $1,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 10,232 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 1,553 | $1,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 6,850 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 6 | $1,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 1,431 | $1,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 123 | $1,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 113 | $1,000 | thousands by filing date | |
| ABERDEEN STD INVTS ETFS | 003261500 | BBRG ENGY CMD K1 | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 346 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDONESIA ENERGY CORP LTD | G4760X102 | ORD SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 387 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSS INDS INC | 125906107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULF IS FABRICATION INC | 402307102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 1,319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAC HLDGS INC | 44967K104 | COM | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBBEY INC | 529898108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVISTAR INTL CORP | 638901306 | PFD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMIRA NATURE FOODS LTD | G0335L201 | SHS NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDESA BIOTECH INC | 27966L108 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 5,749 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPBOX INC - CLASS A | G4027R104 | COM | 2,163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 13,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL CONTRARIAN VALUE INDEX ETF | 74255Y862 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 324 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740D830 | RTRN DISABILIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tuanche Limited | 89856T104 | American Depositary Shares | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDRA LIFE SCIENCES INC | 29273B112 | *W EXP 05/08/202 | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G113 | *W EXP 12/02/202 | 4,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 101,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 798 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRANESHARES TR | 500767686 | KYA DYNMC INC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 559 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHIO PHARMACEUTICALS CORP | 71880W105 | *W EXP 12/21/202 | 3,073 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 3,353 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 52,505 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMG ACQUISITION CORP | 749641106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 2,494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827703 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P118 | *W EXP 03/08/202 | 4,310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 1,844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 3,845 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWGIOCO GROUP INC | 65136T205 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E480 | VELCTYSHS USDEUR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LM FDG AMER INC | 502074115 | *W EXP 10/31/202 | 26,849 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F302 | COM NEW | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP GLOBAL | 17326E704 | MKT HLDGS I VELCTYSHS CHFUSD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC | 25686H118 | *W EXP 12/26/202 | 497 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 4,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E463 | FTSE INTL OVER | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Reebonz Holding Limited | G7457R122 | SHS | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 3,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sensus Healthcare, Inc @6.75 6 | 81728J117 | warrants | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255211 | *W EXP 05/27/202 | 1,989 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 4,860 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 1,067 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |