13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE BANCORPORATION INC | 268948106 | COM | 43,280 | $2,105,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 148,144 | $2,104,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 19,183 | $2,102,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 137,263 | $2,102,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 193,800 | $2,101,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 37,033 | $2,095,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 105,228 | $2,093,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 9,800 | $2,087,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 24,500 | $2,084,000 | thousands by filing date | call |
| EVOGENE LTD | M4119S104 | SHS | 1,370,843 | $2,084,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 58,730 | $2,083,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 198,594 | $2,081,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 50,434 | $2,079,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 50,000 | $2,075,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 19,224 | $2,074,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 20,586 | $2,073,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 77,275 | $2,071,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 855,500 | $2,070,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 90,883 | $2,067,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14,996 | $2,066,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 59,463 | $2,066,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 115,530 | $2,064,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 53,658 | $2,063,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 34,500 | $2,058,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 58,987 | $2,055,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 49,352 | $2,053,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 319,718 | $2,053,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52,033 | $2,047,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 47,617 | $2,045,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 92,600 | $2,041,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,400 | $2,034,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 10,000 | $2,034,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 21,212 | $2,033,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,823 | $2,033,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 99,485 | $2,033,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13,000 | $2,028,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,733 | $2,027,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 19,045 | $2,024,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 97,980 | $2,014,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 41,304 | $2,013,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 22,183 | $2,011,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 47,000 | $2,011,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 144,362 | $1,999,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 425,866 | $1,997,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 48,466 | $1,992,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 60,491 | $1,991,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,692 | $1,990,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 150,289 | $1,988,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 43,900 | $1,985,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 40,491 | $1,985,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 43,651 | $1,981,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 89,602 | $1,980,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 33,486 | $1,979,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 106,240 | $1,978,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 53,100 | $1,976,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 186,528 | $1,975,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 22,284 | $1,974,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 83,165 | $1,974,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 11,554 | $1,971,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 42,509 | $1,969,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 93,066 | $1,968,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 59,900 | $1,960,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 31,676 | $1,958,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 24,366 | $1,952,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 134,237 | $1,952,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 174,512 | $1,950,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 45,400 | $1,947,000 | thousands by filing date | put |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 27,172 | $1,945,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 201,479 | $1,945,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 117,564 | $1,935,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 100,000 | $1,935,000 | thousands by filing date | put |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 13,903 | $1,934,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 54,969 | $1,933,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 69,538 | $1,932,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 96,020 | $1,930,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 53,258 | $1,929,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 40,000 | $1,928,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 16,881 | $1,928,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 48,056 | $1,928,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 191,519 | $1,928,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 188,437 | $1,926,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 240,929 | $1,925,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 57,423 | $1,923,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 141,515 | $1,918,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 88,393 | $1,917,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 131,965 | $1,915,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 21,548 | $1,906,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 54,986 | $1,905,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 85,327 | $1,904,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 15,000 | $1,902,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 66,072 | $1,900,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 237,375 | $1,897,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 80,954 | $1,895,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 82,549 | $1,895,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 56,778 | $1,893,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 196,428 | $1,892,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 621,891 | $1,890,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 39,268 | $1,890,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 27,968 | $1,888,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 126,930 | $1,886,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 126,015 | $1,886,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 94,792 | $1,885,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 166,326 | $1,884,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 189,375 | $1,881,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 167,875 | $1,879,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33,891 | $1,879,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 41,331 | $1,878,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 158,500 | $1,877,000 | thousands by filing date | call |
| ATHENEX INC | 04685N103 | COM | 122,932 | $1,877,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 132,021 | $1,874,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 295,503 | $1,874,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 35,708 | $1,873,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 75,000 | $1,873,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 140,542 | $1,872,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 27,219 | $1,871,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 301,577 | $1,870,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 107,300 | $1,868,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 71,822 | $1,864,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 44,134 | $1,860,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,500 | $1,859,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 27,183 | $1,858,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 41,558 | $1,858,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 77,212 | $1,858,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 43,200 | $1,856,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 677,676 | $1,856,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 50,000 | $1,854,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 33,720 | $1,854,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 70,925 | $1,854,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 37,195 | $1,851,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 125,785 | $1,849,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 67,906 | $1,849,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 116,781 | $1,849,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 27,640 | $1,848,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 24,199 | $1,844,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 119,447 | $1,842,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 39,581 | $1,841,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 21,043 | $1,840,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 380,000 | $1,839,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 30,942 | $1,839,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 107,426 | $1,839,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 121,419 | $1,838,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 97,657 | $1,838,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 299,667 | $1,837,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 22,466 | $1,834,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 63,309 | $1,832,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 301,100 | $1,831,000 | thousands by filing date | put |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 36,575 | $1,826,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,355 | $1,824,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 300,601 | $1,824,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 37,171 | $1,823,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 122,616 | $1,822,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 297,776 | $1,822,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11,000 | $1,821,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 170,318 | $1,817,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 35,252 | $1,817,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 135,000 | $1,816,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 200,732 | $1,816,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 85,400 | $1,815,000 | thousands by filing date | call |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 58,211 | $1,814,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 70,705 | $1,814,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 21,875 | $1,812,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 177,730 | $1,809,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 128,172 | $1,807,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 67,000 | $1,806,000 | thousands by filing date | call |
| HUBBELL INC COM | 443510607 | Stock | 12,200 | $1,803,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 473,270 | $1,803,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 22,530 | $1,801,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 85,921 | $1,800,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 171,267 | $1,795,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 54,559 | $1,794,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 97,585 | $1,794,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 171,819 | $1,792,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 47,209 | $1,789,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 171,835 | $1,787,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 196,951 | $1,784,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 35,000 | $1,783,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 42,466 | $1,783,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 284,825 | $1,781,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 375,000 | $1,778,000 | thousands by filing date | put |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 107,111 | $1,777,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 430,793 | $1,775,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 38,900 | $1,770,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 39,810 | $1,764,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 31,204 | $1,764,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 57,678 | $1,763,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 657,471 | $1,762,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 35,988 | $1,761,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 173,424 | $1,760,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 24,546 | $1,759,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 42,125 | $1,759,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 26,630 | $1,758,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 63,870 | $1,757,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 21,043 | $1,756,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 462,233 | $1,756,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 38,717 | $1,755,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 64,660 | $1,752,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 103,295 | $1,750,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 26,600 | $1,749,000 | thousands by filing date | call |
| ISHARES TR | 46435G243 | COM | 68,446 | $1,741,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 46,994 | $1,738,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 16,500 | $1,735,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 37,214 | $1,735,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 614,682 | $1,733,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 33,487 | $1,731,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 149,836 | $1,729,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 214,001 | $1,727,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 179,427 | $1,721,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 220,540 | $1,718,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 130,893 | $1,715,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 132,189 | $1,715,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 46,500 | $1,714,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 30,000 | $1,713,000 | thousands by filing date | call |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 59,577 | $1,713,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 65,874 | $1,713,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 252,700 | $1,713,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 17,090 | $1,710,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 159,438 | $1,710,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 120,053 | $1,709,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 120,675 | $1,708,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 45,823 | $1,702,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 13,520 | $1,698,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 114,734 | $1,683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 48,800 | $1,682,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 82,960 | $1,681,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 76,956 | $1,679,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 79,264 | $1,675,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 57,898 | $1,674,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 41,597 | $1,671,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 51,507 | $1,670,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 27,543 | $1,669,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 50,713 | $1,667,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 95,900 | $1,666,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 26,000 | $1,665,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 24,584 | $1,659,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 40,592 | $1,659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 21,405 | $1,654,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 349,726 | $1,654,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 63,258 | $1,654,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 56,291 | $1,653,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 38,642 | $1,652,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 27,702 | $1,651,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 38,637 | $1,651,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 74,475 | $1,650,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 44,600 | $1,650,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 43,254 | $1,648,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 108,873 | $1,643,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 57,472 | $1,643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 35,035 | $1,642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 40,882 | $1,638,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 33,442 | $1,637,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $1,637,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 244,315 | $1,637,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 73,878 | $1,633,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,900 | $1,629,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 115,246 | $1,628,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 63,300 | $1,624,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 59,674 | $1,622,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 20,000 | $1,618,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 67,359 | $1,614,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 253,365 | $1,614,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 75,000 | $1,613,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 164,685 | $1,612,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 115,472 | $1,611,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 128,327 | $1,605,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 57,840 | $1,605,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 40,600 | $1,604,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 20,500 | $1,603,000 | thousands by filing date | call |
| SouthState Corp | 840441109 | Common Stock | 18,441 | $1,600,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 12,794 | $1,596,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 39,790 | $1,595,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 24,300 | $1,594,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 79,415 | $1,594,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 158,853 | $1,594,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 63,084 | $1,594,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 67,777 | $1,593,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 36,305 | $1,587,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 41,552 | $1,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 108,288 | $1,586,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 9,900 | $1,585,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 30,516 | $1,583,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 75,000 | $1,583,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 48,715 | $1,583,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 48,492 | $1,581,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 40,000 | $1,580,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 12,000 | $1,579,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 123,991 | $1,577,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 100,063 | $1,577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 13,337 | $1,576,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 88,800 | $1,574,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 205,755 | $1,574,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 77,835 | $1,573,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 179,833 | $1,571,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 107,479 | $1,569,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 20,000 | $1,564,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 150,000 | $1,564,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 39,031 | $1,563,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 33,891 | $1,558,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 104,500 | $1,558,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 197,227 | $1,558,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 19,930 | $1,557,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 84,774 | $1,556,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 90,000 | $1,553,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 19,679 | $1,552,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 20,566 | $1,552,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 77,211 | $1,551,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 80,991 | $1,550,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 96,686 | $1,546,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 30,511 | $1,545,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 20,796 | $1,540,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 37,697 | $1,539,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 18,780 | $1,539,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 293,095 | $1,536,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,500 | $1,535,000 | thousands by filing date | put |
| AVANTOR INC COM | 05352A100 | Stock | 84,328 | $1,531,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 47,924 | $1,527,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 40,463 | $1,527,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 181,235 | $1,526,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 32,710 | $1,526,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 113,941 | $1,526,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 11,000 | $1,522,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 34,493 | $1,520,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 376,895 | $1,519,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 97,246 | $1,519,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 31,310 | $1,519,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,478 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 27,208 | $1,517,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 32,923 | $1,516,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 13,500 | $1,515,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 216,703 | $1,515,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 66,623 | $1,513,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 26,934 | $1,512,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 174,277 | $1,511,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 113,210 | $1,509,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 84,226 | $1,508,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 110,988 | $1,505,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 53,186 | $1,505,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 37,209 | $1,504,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119,100 | $1,503,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 275,207 | $1,503,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 42,544 | $1,502,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 708,581 | $1,502,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 56,966 | $1,498,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 90,000 | $1,495,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 49,353 | $1,494,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 28,034 | $1,492,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 53,332 | $1,486,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 68,464 | $1,484,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 89,513 | $1,483,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 138,871 | $1,482,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 38,853 | $1,479,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 27,476 | $1,478,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 23,655 | $1,477,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 485,000 | $1,474,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 125,612 | $1,473,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 81,696 | $1,472,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 50,400 | $1,468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 35,308 | $1,468,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 252,005 | $1,466,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 15,745 | $1,465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 47,610 | $1,462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 24,327 | $1,457,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 385,000 | $1,455,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 105,194 | $1,455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 31,816 | $1,453,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 92,181 | $1,450,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 106,259 | $1,447,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 53,253 | $1,445,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 27,851 | $1,444,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 143,881 | $1,442,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 246,332 | $1,441,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 38,121 | $1,439,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 19,910 | $1,433,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 454,702 | $1,433,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 113,496 | $1,428,000 | thousands by filing date | put |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 45,952 | $1,428,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 106,125 | $1,427,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,513 | $1,426,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 17,950 | $1,426,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 118,112 | $1,426,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 52,192 | $1,425,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 40,615 | $1,424,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 49,022 | $1,422,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16,184 | $1,420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 29,277 | $1,420,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 55,200 | $1,416,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 42,920 | $1,416,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 16,943 | $1,415,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 379,390 | $1,415,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 139,340 | $1,414,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 36,971 | $1,413,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 98,988 | $1,413,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 91,674 | $1,411,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 59,963 | $1,408,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 71,264 | $1,407,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 222,576 | $1,407,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 35,244 | $1,406,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 26,200 | $1,405,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 258,470 | $1,403,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 443,550 | $1,402,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 88,960 | $1,401,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 68,308 | $1,401,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 12,562 | $1,397,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 46,490 | $1,395,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 70,639 | $1,394,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 171,925 | $1,391,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 58,768 | $1,387,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $1,383,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 19,900 | $1,380,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 12,778 | $1,379,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 69,015 | $1,377,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 40,000 | $1,376,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 90,976 | $1,376,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 99,534 | $1,375,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 17,312 | $1,374,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 37,243 | $1,372,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 14,523 | $1,372,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 32,011 | $1,372,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 282,500 | $1,370,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 130,469 | $1,370,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 79,913 | $1,368,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 30,039 | $1,366,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 46,098 | $1,364,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 21,011 | $1,361,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 56,730 | $1,361,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 13,040 | $1,360,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 93,084 | $1,360,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 40,717 | $1,359,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 28,142 | $1,357,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 154,797 | $1,356,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 70,198 | $1,355,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 79,188 | $1,353,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 15,442 | $1,350,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 39,344 | $1,349,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 152,633 | $1,349,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 83,534 | $1,348,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 44,300 | $1,347,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44,708 | $1,346,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 20,471 | $1,345,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 42,799 | $1,344,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 83,386 | $1,343,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 130,000 | $1,342,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 96,776 | $1,336,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 49,057 | $1,335,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 14,859 | $1,331,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 116,337 | $1,328,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 217,375 | $1,324,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,032,429 | $1,322,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 172,800 | $1,322,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 28,879 | $1,321,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 75,260 | $1,319,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 37,628 | $1,317,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 218,778 | $1,317,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 119,852 | $1,316,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,500 | $1,314,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 20,743 | $1,313,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 63,512 | $1,313,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 71,385 | $1,311,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $1,310,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 116,271 | $1,308,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,436 | $1,308,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 48,994 | $1,308,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 168,373 | $1,307,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 17,458 | $1,304,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,023 | $1,304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 18,617 | $1,302,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 287,508 | $1,302,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 22,271 | $1,297,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 78,088 | $1,296,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 82,543 | $1,293,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 15,600 | $1,292,000 | thousands by filing date | call |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 71,096 | $1,289,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 48,130 | $1,288,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,800 | $1,286,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 22,500 | $1,285,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 35,968 | $1,282,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 100,490 | $1,281,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 34,648 | $1,280,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 56,114 | $1,277,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 42,756 | $1,276,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 127,561 | $1,276,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 143,302 | $1,274,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 121,177 | $1,273,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 53,575 | $1,271,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 20,375 | $1,269,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,000 | $1,265,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 38,930 | $1,265,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 30,759 | $1,265,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 65,464 | $1,262,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 18,056 | $1,262,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 91,099 | $1,260,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 147,124 | $1,260,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 66,673 | $1,257,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 15,771 | $1,256,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 26,945 | $1,256,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 36,909 | $1,255,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 18,959 | $1,254,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 100,000 | $1,251,000 | thousands by filing date | put |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 82,720 | $1,250,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 217,407 | $1,250,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 22,861 | $1,248,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |