13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 16,167 | $416,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 16,522 | $416,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 3,980 | $416,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 15,000 | $415,000 | thousands by filing date | call |
| UFP TECHNOLOGIES INC | 902673102 | COM | 8,365 | $415,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 613,100 | $415,000 | thousands by filing date | call |
| SVMK INC | 78489X103 | COM | 23,200 | $415,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 33,468 | $414,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 34,968 | $414,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 22,800 | $413,000 | thousands by filing date | put |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 26,205 | $413,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 84,821 | $413,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 8,266 | $412,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 17,878 | $411,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,176 | $410,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 52,265 | $410,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 6,639 | $410,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,784 | $410,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 85,909 | $410,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 34,428 | $409,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,068 | $408,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 24,997 | $408,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 40,075 | $408,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 27,341 | $407,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 19,341 | $406,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 100,828 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 7,378 | $405,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 104,343 | $405,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 20,237 | $405,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,441 | $405,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 15,199 | $403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,326 | $403,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,064 | $402,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 18,444 | $402,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 49,417 | $402,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,908 | $400,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,405 | $400,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 72,146 | $400,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 32,949 | $400,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 29,428 | $399,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,618 | $399,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,250 | $399,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 12,366 | $398,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 26,315 | $398,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,458 | $398,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 54,879 | $398,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 6,646 | $398,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,369 | $397,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 44,002 | $397,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 28,650 | $395,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $395,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 37,761 | $394,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 20,207 | $393,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 32,474 | $392,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,114 | $392,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 167,246 | $392,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 14,722 | $391,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 14,962 | $391,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,164 | $390,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 47,814 | $390,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 26,231 | $388,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 32,411 | $388,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,463 | $388,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 97,866 | $387,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 572,438 | $387,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 38,052 | $387,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 23,111 | $386,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,727 | $386,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 82,100 | $386,000 | thousands by filing date | put |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 4,936 | $385,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,236 | $384,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 29,177 | $384,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 34,500 | $383,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 83,352 | $383,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 37,299 | $383,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 26,649 | $381,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 19,572 | $381,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 9,820 | $380,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 31,020 | $380,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 16,654 | $380,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,905 | $380,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 11,546 | $380,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 9,387 | $380,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,500 | $379,000 | thousands by filing date | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 17,989 | $378,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 19,686 | $378,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 26,534 | $377,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 359,442 | $377,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,585 | $376,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 28,400 | $375,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6,982 | $374,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 18,413 | $374,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,765 | $374,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 13,813 | $374,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 2,968 | $373,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 107,083 | $373,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 9,064 | $372,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,557 | $372,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 30,349 | $372,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 66,917 | $372,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 39,819 | $371,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 34,191 | $370,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 7,142 | $370,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,889 | $370,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 10,702 | $370,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,473 | $369,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 33,811 | $368,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,400 | $368,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 49,068 | $368,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 6,562 | $368,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,784 | $368,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 19,693 | $368,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 5,838 | $367,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 41,550 | $367,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 116,586 | $367,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,062 | $367,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 170,600 | $367,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 15,874 | $366,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 10,860 | $366,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 38,022 | $366,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 107,833 | $366,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 8,554 | $366,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 14,809 | $365,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 26,746 | $365,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 32,786 | $365,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 13,555 | $365,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,711 | $364,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,893 | $364,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 26,249 | $362,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 47,308 | $362,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,125 | $362,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 20,648 | $362,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 20,000 | $360,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 53,418 | $360,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 21,251 | $359,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 29,545 | $359,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 8,117 | $359,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 8,355 | $357,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,000 | $357,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 21,257 | $357,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 49,062 | $357,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 86,566 | $356,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 53,515 | $356,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 5,571 | $355,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 8,892 | $355,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 69,683 | $355,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 36,103 | $355,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 14,448 | $355,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 62,157 | $355,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 37,222 | $354,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,576 | $353,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 9,642 | $351,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 8,848 | $351,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,000 | $350,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 20,464 | $350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 7,285 | $350,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 10,241 | $349,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $349,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,726 | $349,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 118,182 | $349,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,446 | $349,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,000 | $349,000 | thousands by filing date | call |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 32,650 | $349,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 177,752 | $348,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 26,765 | $348,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,532 | $348,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 95,157 | $348,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 924 | $347,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 6,754 | $347,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 23,834 | $347,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 20,834 | $347,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 17,052 | $347,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 6,405 | $346,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 20,671 | $345,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 15,241 | $344,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 9,104 | $344,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 14,507 | $343,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,678 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,455 | $342,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 85,575 | $342,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 23,939 | $341,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,965 | $341,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 18,441 | $341,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 9,065 | $340,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,500 | $339,000 | thousands by filing date | put |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 21,121 | $339,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,127 | $339,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 48,022 | $339,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 88,976 | $338,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 12,665 | $337,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 24,725 | $337,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 75,713 | $337,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,166 | $337,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,876 | $336,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 19,493 | $336,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,290 | $335,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,125 | $335,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 10,665 | $335,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 28,281 | $334,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,845 | $334,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 16,968 | $334,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 22,932 | $332,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 32,517 | $332,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,029 | $331,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 11,806 | $331,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 27,142 | $331,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 263,863 | $330,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 31,252 | $330,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 8,577 | $329,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 238,115 | $329,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 39,100 | $328,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 1,700 | $328,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 24,784 | $328,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 11,494 | $328,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 59,596 | $328,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 240,881 | $327,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 4,242 | $327,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 14,673 | $327,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 21,979 | $326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 10,358 | $325,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,058 | $324,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 14,255 | $324,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 20,286 | $323,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 35,301 | $323,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 17,526 | $322,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 14,849 | $322,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 37,841 | $322,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,396 | $321,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 260,965 | $321,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 52,453 | $320,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 28,213 | $320,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,000 | $319,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,480 | $319,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,778 | $319,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,567 | $319,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,375 | $318,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 4,689 | $318,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 10,573 | $318,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 12,872 | $317,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 75,952 | $317,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 10,948 | $316,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 8,130 | $316,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 15,045 | $316,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,904 | $314,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 30,852 | $314,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,671 | $313,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 134,356 | $313,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 17,821 | $313,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 22,686 | $312,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 7,996 | $311,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 28,590 | $311,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 56,968 | $311,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 114,791 | $311,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 20,839 | $311,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 52,753 | $311,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 18,600 | $310,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,743 | $310,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 17,393 | $310,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,709 | $310,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 17,628 | $310,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 39,643 | $310,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 27,534 | $309,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,374 | $309,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 4,235 | $309,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 40,136 | $308,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,769 | $307,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 37,410 | $307,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 44,488 | $307,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 43,613 | $307,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 12,316 | $307,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 115,983 | $306,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 18,877 | $306,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,500 | $305,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 102,862 | $305,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 26,462 | $305,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 35,386 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 12,545 | $304,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 80,948 | $303,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 10,208 | $303,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,760 | $303,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 63,274 | $302,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,751 | $302,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,866 | $302,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 12,604 | $302,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 33,356 | $302,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,287 | $301,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 37,113 | $301,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 26,859 | $301,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,700 | $300,000 | thousands by filing date | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 62,192 | $300,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 17,265 | $300,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,000 | $299,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 16,727 | $299,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 13,764 | $299,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 13,623 | $298,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,161 | $298,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,403 | $298,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 16,720 | $298,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 18,714 | $298,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 51,000 | $298,000 | thousands by filing date | principal |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 9,930 | $297,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,000 | $297,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 32,705 | $297,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 16,032 | $297,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 9,585 | $297,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 19,881 | $297,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 5,379 | $297,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,388 | $296,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 27,629 | $296,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 34,474 | $295,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 20,367 | $295,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,336 | $294,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 41,597 | $293,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,408 | $293,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 52,375 | $292,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 31,949 | $291,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 24,899 | $291,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,506 | $291,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 328,959 | $289,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 23,208 | $289,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 48,231 | $288,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,909 | $288,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 39,898 | $287,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 14,001 | $287,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,439 | $287,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 7,281 | $287,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 9,710 | $286,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 550,149 | $286,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,641 | $286,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,000 | $285,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 9,300 | $285,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 18,287 | $285,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 27,091 | $285,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 105,314 | $284,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,596 | $283,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 6,161 | $283,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,200 | $282,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 26,700 | $282,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,023 | $281,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 10,676 | $281,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 19,731 | $281,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,040 | $281,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 4,528 | $281,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,906 | $280,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 26,704 | $280,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,678 | $279,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,225 | $279,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 15,899 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 8,696 | $278,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 22,583 | $278,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,226 | $277,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 10,977 | $277,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 25,222 | $277,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 12,009 | $277,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 16,424 | $277,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 13,138 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 9,518 | $276,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 6,321 | $276,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 60,743 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,098 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 12,650 | $275,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 17,718 | $275,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200,422 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,362 | $275,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,862 | $274,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,516 | $274,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 16,246 | $273,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 22,731 | $273,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 7,159 | $273,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,473 | $272,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 16,846 | $272,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 5,206 | $271,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 29,384 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 2,116 | $271,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 10,755 | $270,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 22,477 | $270,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,853 | $270,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 6,557 | $270,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 397,800 | $269,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 65,819 | $269,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 12,173 | $269,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,994 | $268,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 19,283 | $268,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 13,818 | $268,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 36,033 | $268,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,504 | $268,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,091 | $268,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,884 | $267,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,926 | $267,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 21,217 | $267,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 33,658 | $267,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 126,760 | $267,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 23,080 | $267,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 36,926 | $265,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,304 | $265,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 37,187 | $265,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 11,713 | $264,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 48,375 | $263,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 9,712 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,470 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,783 | $263,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 40,000 | $262,000 | thousands by filing date | put |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,912 | $262,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 24,921 | $262,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 12,496 | $261,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 45,464 | $261,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,800 | $260,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 10,001 | $260,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,694 | $260,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,606 | $260,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 25,300 | $260,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 10,000 | $259,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 19,636 | $259,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,149 | $259,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,745 | $258,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 34,886 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,876 | $257,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 17,849 | $257,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,047 | $256,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 37,686 | $256,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 176,654 | $256,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 51,281 | $256,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 28,547 | $256,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 174,299 | $256,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,587 | $255,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 12,437 | $255,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 13,703 | $255,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 13,022 | $254,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 22,883 | $254,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 39,820 | $253,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 16,700 | $253,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 11,478 | $252,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,938 | $252,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 17,953 | $252,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 20,721 | $252,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,500 | $251,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,968 | $251,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,954 | $251,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 14,398 | $251,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 24,165 | $251,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 30,702 | $250,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,637 | $250,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 25,326 | $250,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,155 | $250,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 147,617 | $249,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 72,816 | $248,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,977 | $247,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 13,806 | $247,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 15,186 | $247,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 185,553 | $247,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,741 | $246,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 24,242 | $246,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,626 | $246,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 8,520 | $245,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 16,447 | $245,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 29,882 | $244,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,787 | $244,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 28,049 | $244,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 57,921 | $244,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 32,948 | $243,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 27,033 | $243,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,100 | $242,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 41,671 | $242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 32,500 | $242,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 10,318 | $241,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 12,500 | $241,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 40,431 | $241,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,806 | $241,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 11,863 | $240,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 32,915 | $240,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,749 | $240,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 12,751 | $240,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 7,670 | $239,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,000 | $239,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,502 | $239,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 96,370 | $239,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,576 | $238,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 20,063 | $238,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 9,209 | $238,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,322 | $238,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,852 | $238,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $237,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 20,393 | $237,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 76,284 | $237,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,518 | $236,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 65,221 | $236,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,924 | $236,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,187 | $236,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 26,618 | $236,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,918 | $235,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 14,959 | $235,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 5,872 | $235,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 85,914 | $235,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 36,439 | $235,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 50,000 | $235,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,255 | $234,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 8,855 | $234,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 17,698 | $234,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 10,444 | $234,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 51,006 | $234,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |