13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 220,400 | $5,649,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 80,000 | $5,647,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 56,402 | $5,627,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 133,717 | $5,621,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 291,422 | $5,613,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 317,200 | $5,608,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 61,589 | $5,600,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 37,000 | $5,595,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 729,487 | $5,595,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 263,600 | $5,580,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 78,342 | $5,578,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 157,693 | $5,578,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 74,965 | $5,569,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 128,405 | $5,551,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 50,000 | $5,545,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 71,050 | $5,544,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 55,715 | $5,543,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 262,665 | $5,539,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 718,561 | $5,533,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 67,400 | $5,530,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 216,004 | $5,521,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 364,524 | $5,512,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 169,731 | $5,481,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 128,083 | $5,463,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 150,000 | $5,445,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 84,123 | $5,437,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 129,412 | $5,430,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 82,113 | $5,427,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 83,023 | $5,419,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 200,000 | $5,418,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 50,718 | $5,416,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 49,437 | $5,414,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 250,128 | $5,399,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 70,500 | $5,395,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 161,584 | $5,382,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 85,100 | $5,374,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 93,500 | $5,373,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 94,125 | $5,373,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 204,657 | $5,364,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200,218 | $5,362,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 129,900 | $5,353,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 358,512 | $5,349,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 293,653 | $5,345,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 53,352 | $5,325,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 82,466 | $5,318,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 93,284 | $5,317,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 41,275 | $5,316,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,925 | $5,316,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 92,023 | $5,315,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 28,836 | $5,314,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 35,910 | $5,308,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 161,697 | $5,304,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 200,978 | $5,304,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 522,084 | $5,300,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 163,801 | $5,294,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,457,000 | $5,276,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 133,954 | $5,270,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 65,963 | $5,261,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 150,350 | $5,261,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,749 | $5,259,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 382,400 | $5,254,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 186,334 | $5,251,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 808,885 | $5,242,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 108,831 | $5,231,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 200,261 | $5,226,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 101,408 | $5,221,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 54,349 | $5,206,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 104,200 | $5,196,000 | thousands by filing date | call |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 173,275 | $5,186,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 279,530 | $5,172,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 764,142 | $5,166,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 107,369 | $5,164,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 91,245 | $5,162,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 135,201 | $5,145,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 309,639 | $5,143,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 145,000 | $5,143,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 183,065 | $5,141,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 127,800 | $5,140,000 | thousands by filing date | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 200,000 | $5,126,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 87,146 | $5,120,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 270,694 | $5,111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 149,509 | $5,109,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 188,892 | $5,108,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 267,732 | $5,106,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 178,640 | $5,100,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 358,873 | $5,082,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 26,100 | $5,067,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,000 | $5,063,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 401,985 | $5,057,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 241,463 | $5,049,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 270,799 | $5,043,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 266,500 | $5,040,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 90,000 | $5,035,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 91,400 | $5,034,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 507,886 | $5,033,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 50,801 | $5,025,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 81,000 | $5,024,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 54,100 | $5,024,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 99,988 | $5,022,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 68,600 | $5,022,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,831 | $5,020,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 150,567 | $5,006,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 146,134 | $4,992,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 62,168 | $4,988,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 230,000 | $4,977,000 | thousands by filing date | put |
| AVALARA INC | 05338G106 | COM | 67,700 | $4,959,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 75,596 | $4,958,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,126,609 | $4,957,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 137,899 | $4,952,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 183,906 | $4,950,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 272,841 | $4,949,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 771,538 | $4,945,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 32,500 | $4,933,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 600,000 | $4,926,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 155,338 | $4,924,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 106,017 | $4,914,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 69,817 | $4,900,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 194,992 | $4,885,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 65,930 | $4,883,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 36,609 | $4,881,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 81,110 | $4,879,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 68,816 | $4,879,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 11,100 | $4,865,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 377,495 | $4,863,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 906,644 | $4,859,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 244,195 | $4,857,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 489,034 | $4,856,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 120,379 | $4,842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 113,508 | $4,838,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 277,010 | $4,836,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 216,753 | $4,829,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 147,059 | $4,824,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 132,416 | $4,820,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 139,607 | $4,818,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 88,967 | $4,816,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 310,777 | $4,814,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 540,021 | $4,812,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 295,006 | $4,808,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 373,884 | $4,808,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 131,595 | $4,807,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 160,435 | $4,803,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 33,443 | $4,803,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 214,759 | $4,789,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 187,297 | $4,786,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 182,666 | $4,773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 61,572 | $4,757,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 446,527 | $4,755,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 209,553 | $4,748,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 477,622 | $4,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 81,657 | $4,741,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 46,000 | $4,734,000 | thousands by filing date | put |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 88,550 | $4,734,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 219,729 | $4,733,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 39,500 | $4,731,000 | thousands by filing date | call |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 68,655 | $4,728,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 112,017 | $4,724,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 86,648 | $4,722,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 55,063 | $4,722,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 81,700 | $4,717,000 | thousands by filing date | put |
| OSI ETF TR | 67110P100 | OSI ETF TR | 158,946 | $4,703,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 601,783 | $4,694,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 351,191 | $4,692,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 116,439 | $4,681,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 169,391 | $4,678,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 61,300 | $4,675,000 | thousands by filing date | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 180,814 | $4,673,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 103,400 | $4,656,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 66,106 | $4,647,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 64,097 | $4,646,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 220,000 | $4,644,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 152,750 | $4,636,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 25,800 | $4,635,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 359,588 | $4,620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 63,584 | $4,617,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 271,379 | $4,614,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 44,420 | $4,592,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 133,447 | $4,589,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25,000 | $4,587,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 50,571 | $4,586,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 28,843 | $4,583,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 22,657 | $4,576,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 255,415 | $4,569,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 31,080 | $4,567,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 107,003 | $4,565,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 53,651 | $4,555,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 60,055 | $4,548,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 252,869 | $4,539,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 269,504 | $4,538,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,980 | $4,537,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 162,038 | $4,536,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 48,968 | $4,531,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 270,855 | $4,528,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 495,028 | $4,515,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 286,262 | $4,508,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 189,613 | $4,500,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 137,967 | $4,500,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 29,913 | $4,496,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 44,108 | $4,482,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 111,482 | $4,466,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 110,530 | $4,458,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 223,902 | $4,457,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 87,886 | $4,453,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 100,000 | $4,453,000 | thousands by filing date | call |
| BLACKLINE, INC. | 09239B109 | COM | 86,357 | $4,453,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 252,819 | $4,449,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 245,211 | $4,446,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 76,500 | $4,445,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 27,000 | $4,440,000 | thousands by filing date | put |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 103,192 | $4,428,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 75,000 | $4,424,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 86,234 | $4,423,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 40,800 | $4,416,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 119,600 | $4,410,000 | thousands by filing date | put |
| BARINGS CORPORATE INVS | 06759X107 | COM | 261,359 | $4,408,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 106,610 | $4,394,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 31,254 | $4,392,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 136,326 | $4,382,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 55,743 | $4,379,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 215,731 | $4,379,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 172,274 | $4,377,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 307,563 | $4,377,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 68,527 | $4,373,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 64,653 | $4,364,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 41,400 | $4,361,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 58,275 | $4,361,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 94,823 | $4,357,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 65,275 | $4,353,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 799,675 | $4,350,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 107,370 | $4,349,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 127,500 | $4,340,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 77,681 | $4,338,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 47,392 | $4,336,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 54,948 | $4,331,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 114,886 | $4,329,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 139,226 | $4,329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 31,880 | $4,323,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 61,695 | $4,316,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 147,527 | $4,315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 149,558 | $4,309,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 171,844 | $4,301,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 167,801 | $4,301,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,184,500 | $4,300,000 | thousands by filing date | call |
| INMODE LTD SHS | M5425M103 | Stock | 109,600 | $4,297,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 93,037 | $4,294,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 365,144 | $4,291,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,200 | $4,289,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 25,000 | $4,280,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 60,685 | $4,274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 77,790 | $4,272,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 106,934 | $4,266,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35,000 | $4,264,000 | thousands by filing date | call |
| FLEX LNG LTD | G35947202 | SHS | 390,672 | $4,258,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 189,410 | $4,258,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 49,833 | $4,252,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 89,068 | $4,248,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 212,900 | $4,243,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 304,408 | $4,237,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 175,986 | $4,234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 51,900 | $4,228,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,000 | $4,228,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 37,795 | $4,226,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 283,612 | $4,223,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 137,200 | $4,222,000 | thousands by filing date | call |
| ABM INDS INC | 000957100 | COM | 111,807 | $4,216,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 141,364 | $4,209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 108,828 | $4,209,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 73,297 | $4,207,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 196,099 | $4,199,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 339,723 | $4,192,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 225,000 | $4,190,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 30,500 | $4,185,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 128,800 | $4,167,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 10,700 | $4,166,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 161,005 | $4,164,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 59,341 | $4,162,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 56,397 | $4,159,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 239,816 | $4,154,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 118,647 | $4,150,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 151,697 | $4,149,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 66,870 | $4,144,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 39,269 | $4,144,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 40,442 | $4,143,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 48,042 | $4,142,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 323,023 | $4,141,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 110,381 | $4,139,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 110,498 | $4,139,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 2,780 | $4,138,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 20,080 | $4,138,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 67,841 | $4,135,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 101,610 | $4,134,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 102,549 | $4,127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 232,800 | $4,118,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 42,104 | $4,117,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 121,390 | $4,110,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 390,231 | $4,106,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 24,614 | $4,103,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 204,346 | $4,099,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 123,100 | $4,096,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 88,700 | $4,085,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 66,165 | $4,085,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 59,426 | $4,084,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 151,384 | $4,081,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 96,664 | $4,077,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 63,969 | $4,066,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 212,410 | $4,061,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 75,951 | $4,058,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 73,598 | $4,048,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 27,000 | $4,044,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 85,000 | $4,043,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 234,320 | $4,042,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 125,560 | $4,040,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 42,148 | $4,034,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 184,494 | $4,031,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 25,000 | $4,029,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 51,523 | $4,029,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 74,732 | $4,025,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 20,300 | $4,017,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 149,880 | $4,017,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 78,627 | $4,012,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 575,082 | $4,009,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 23,245 | $4,003,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 184,665 | $3,998,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 377,448 | $3,997,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 77,486 | $3,996,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 77,574 | $3,996,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 39,249 | $3,988,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 103,184 | $3,985,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 103,066 | $3,984,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 75,769 | $3,977,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 25,900 | $3,975,000 | thousands by filing date | put |
| BEYOND MEAT INC | 08862E109 | COM | 52,500 | $3,969,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 101,725 | $3,967,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 32,411 | $3,966,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 25,851 | $3,960,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 149,547 | $3,954,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 152,100 | $3,950,000 | thousands by filing date | call |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 82,348 | $3,942,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 56,675 | $3,936,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 93,924 | $3,935,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 154,100 | $3,933,000 | thousands by filing date | put |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 200,508 | $3,932,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 192,471 | $3,932,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 289,317 | $3,926,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 96,382 | $3,925,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 267,594 | $3,923,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 124,853 | $3,917,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 94,623 | $3,915,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 153,139 | $3,908,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 145,956 | $3,907,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 73,800 | $3,904,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 140,692 | $3,894,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 359,100 | $3,893,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 80,000 | $3,891,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 72,828 | $3,886,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 67,227 | $3,875,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 64,965 | $3,874,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 56,536 | $3,873,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 824,370 | $3,867,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 39,633 | $3,861,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 179,657 | $3,857,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 247,620 | $3,850,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 215,010 | $3,843,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 815,678 | $3,841,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 215,471 | $3,841,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 45,700 | $3,821,000 | thousands by filing date | call |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 287,528 | $3,812,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 327,496 | $3,809,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 80,300 | $3,808,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 111,244 | $3,808,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 88,681 | $3,799,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 114,395 | $3,796,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 37,309 | $3,793,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 50,000 | $3,784,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,780 | $3,775,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 99,876 | $3,775,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 443,439 | $3,774,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 89,746 | $3,769,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 325,000 | $3,764,000 | thousands by filing date | put |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 32,559 | $3,763,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 41,500 | $3,762,000 | thousands by filing date | call |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 90,720 | $3,759,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 49,426 | $3,750,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 181,660 | $3,747,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 68,364 | $3,746,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 75,128 | $3,740,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 48,823 | $3,736,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 112,295 | $3,731,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 77,461 | $3,731,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 52,591 | $3,731,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 297,205 | $3,730,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 356,500 | $3,717,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 142,007 | $3,709,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 145,099 | $3,706,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 688,485 | $3,704,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 235,122 | $3,704,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 57,107 | $3,703,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 294,343 | $3,703,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 82,588 | $3,687,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 28,600 | $3,683,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 577,152 | $3,683,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 202,900 | $3,677,000 | thousands by filing date | call |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 110,959 | $3,676,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 31,321 | $3,676,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 75,986 | $3,673,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 101,087 | $3,669,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 411,983 | $3,666,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 172,979 | $3,661,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,800 | $3,660,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 126,000 | $3,653,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 11,000 | $3,649,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 51,292 | $3,645,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 221,916 | $3,639,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 184,922 | $3,635,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 122,795 | $3,626,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 33,829 | $3,624,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 78,652 | $3,620,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 57,500 | $3,615,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 58,955 | $3,613,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 70,000 | $3,611,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $3,611,000 | thousands by filing date | call |
| EVERBRIDGE INC | 29978A104 | COM | 46,245 | $3,611,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 65,739 | $3,609,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 43,326 | $3,607,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 55,682 | $3,604,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 314,751 | $3,591,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 73,700 | $3,582,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 115,964 | $3,582,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 140,688 | $3,580,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 31,158 | $3,576,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 148,500 | $3,574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 154,025 | $3,569,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 66,238 | $3,569,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 391,312 | $3,565,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52,594 | $3,564,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 44,255 | $3,559,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 217,651 | $3,559,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 118,630 | $3,549,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 74,666 | $3,548,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 38,095 | $3,547,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 62,863 | $3,544,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 186,273 | $3,539,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 92,500 | $3,534,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 65,783 | $3,526,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 260,000 | $3,523,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 21,402 | $3,521,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 142,454 | $3,520,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 750,000 | $3,518,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 258,463 | $3,511,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 77,846 | $3,511,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 82,100 | $3,506,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 135,871 | $3,506,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 207,367 | $3,505,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 147,967 | $3,504,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 150,000 | $3,503,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 66,326 | $3,492,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 59,000 | $3,480,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,865 | $3,479,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 41,045 | $3,478,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 44,734 | $3,476,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 56,310 | $3,475,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 52,000 | $3,474,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 33,563 | $3,472,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 319,377 | $3,469,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 39,615 | $3,469,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 181,771 | $3,464,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 288,895 | $3,461,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 62,500 | $3,456,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 84,221 | $3,452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 52,302 | $3,441,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 23,500 | $3,441,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 35,000 | $3,440,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 270,851 | $3,440,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 151,577 | $3,438,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 99,758 | $3,438,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 30,000 | $3,437,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 56,393 | $3,435,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 92,277 | $3,433,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 127,100 | $3,428,000 | thousands by filing date | put |
| Blackrock 2022 Global In | 09258P104 | ETF | 347,597 | $3,427,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 144,007 | $3,422,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 15,000 | $3,420,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 68,500 | $3,419,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 939,230 | $3,419,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 58,502 | $3,417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 34,120 | $3,415,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 136,761 | $3,412,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 52,600 | $3,412,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 76,250 | $3,405,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 456,952 | $3,404,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 122,330 | $3,403,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 58,333 | $3,400,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 28,859 | $3,397,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 64,566 | $3,396,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 311,900 | $3,390,000 | thousands by filing date | call |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 61,352 | $3,388,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 55,163 | $3,387,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 74,712 | $3,385,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 92,570 | $3,384,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 55,598 | $3,383,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 240,630 | $3,381,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |