13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 8,204 holding rows worth $287,399,892,000.
- Accession
- 0000950123-20-002037
- Filer
- CIK 1610520
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 13,930 entries on the cover page, a total value of $287,399,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,400,007,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| D R HORTON INC COM | 23331A109 | Stock | 181,000 | $9,548,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 65,200 | $9,511,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 289,822 | $9,495,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 59,251 | $9,486,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 623,765 | $9,481,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 785,483 | $9,481,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 198,700 | $9,472,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 118,284 | $9,461,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 263,855 | $9,457,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 130,155 | $9,441,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 85,000 | $9,427,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 487,834 | $9,410,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,650,000 | $9,405,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 131,032 | $9,391,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 661,499 | $9,374,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 350,000 | $9,373,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 210,255 | $9,371,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 300,945 | $9,368,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 78,120 | $9,356,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 85,743 | $9,354,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,045,000 | $9,353,000 | thousands by filing date | put |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 116,006 | $9,353,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 292,885 | $9,349,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 370,741 | $9,327,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,050,948 | $9,301,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,015,000 | $9,287,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 659,383 | $9,265,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 536,841 | $9,261,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 254,937 | $9,239,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 150,800 | $9,209,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 154,782 | $9,206,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 216,495 | $9,188,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 424,184 | $9,167,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 80,400 | $9,163,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 65,746 | $9,130,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 117,910 | $9,120,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 77,678 | $9,089,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 352,744 | $9,087,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 259,091 | $9,084,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 41,335 | $9,073,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 30,235 | $9,071,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 86,167 | $9,069,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 452,800 | $9,038,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 263,857 | $9,034,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 27,800 | $9,031,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 211,470 | $9,028,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 599,359 | $9,020,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 203,101 | $9,016,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 244,141 | $9,002,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 681,100 | $8,997,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 179,138 | $8,996,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 99,500 | $8,992,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 161,008 | $8,983,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 148,470 | $8,970,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 160,000 | $8,954,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 502,418 | $8,948,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 76,378 | $8,919,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 105,000 | $8,919,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 102,869 | $8,913,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 80,000 | $8,913,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 71,902 | $8,911,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 85,000 | $8,901,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 276,737 | $8,883,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 157,657 | $8,878,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 323,165 | $8,877,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 304,000 | $8,868,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,053,971 | $8,864,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 661,858 | $8,856,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 173,852 | $8,846,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 191,174 | $8,823,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 240,649 | $8,820,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 753,146 | $8,797,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 343,399 | $8,781,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,185,612 | $8,764,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 255,000 | $8,739,000 | thousands by filing date | put |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 422,309 | $8,738,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 52,641 | $8,714,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 166,100 | $8,704,000 | thousands by filing date | put |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 86,971 | $8,703,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 339,951 | $8,700,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 259,095 | $8,685,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 115,200 | $8,679,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 121,343 | $8,654,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 391,835 | $8,648,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 185,802 | $8,647,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 284,300 | $8,643,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 106,451 | $8,641,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,608,863 | $8,635,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 387,969 | $8,617,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 85,536 | $8,604,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 74,178 | $8,603,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 169,639 | $8,602,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 164,228 | $8,580,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 484,596 | $8,578,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 178,700 | $8,576,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 100,000 | $8,574,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 19,498 | $8,565,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 270,705 | $8,546,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 330,959 | $8,545,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 322,582 | $8,539,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 518,398 | $8,517,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 316,607 | $8,510,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 224,602 | $8,509,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 373,890 | $8,503,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 180,691 | $8,498,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 150,000 | $8,486,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 274,056 | $8,485,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 770,826 | $8,472,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 375,232 | $8,421,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 377,632 | $8,421,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 140,279 | $8,412,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 201,536 | $8,394,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 55,400 | $8,389,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 436,816 | $8,365,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,078,390 | $8,356,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 192,372 | $8,353,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 265,148 | $8,347,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 653,406 | $8,344,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,663,760 | $8,335,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 196,090 | $8,331,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 87,500 | $8,322,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 266,891 | $8,316,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 550,000 | $8,300,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 236,017 | $8,298,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 254,337 | $8,289,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,203,255 | $8,278,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 89,383 | $8,268,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 181,478 | $8,266,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,584,300 | $8,254,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 251,300 | $8,243,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 74,301 | $8,222,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 51,911 | $8,220,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 73,224 | $8,210,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 259,868 | $8,191,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 63,543 | $8,182,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 172,934 | $8,181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 227,582 | $8,179,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 251,860 | $8,177,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 289,318 | $8,159,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 542,262 | $8,134,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 75,000 | $8,117,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 325,000 | $8,115,000 | thousands by filing date | call |
| NEWTEKONE INC | 652526203 | COM NEW | 358,236 | $8,114,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 116,297 | $8,098,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 646,366 | $8,093,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 82,592 | $8,089,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 75,048 | $8,067,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 101,004 | $8,041,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 212,400 | $8,033,000 | thousands by filing date | call |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 141,718 | $8,017,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 745,000 | $8,016,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 91,683 | $8,011,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 87,395 | $8,007,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 13,500 | $7,981,000 | thousands by filing date | put |
| INVESCO | 46138J874 | EXCHANGE TRADED | 325,465 | $7,958,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 498,580 | $7,952,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 103,323 | $7,950,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 175,925 | $7,944,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,000 | $7,928,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 810,959 | $7,923,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 105,919 | $7,918,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 409,017 | $7,910,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 264,757 | $7,903,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 52,100 | $7,886,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 106,242 | $7,864,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 318,910 | $7,855,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 336,755 | $7,850,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 49,760 | $7,840,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 150,296 | $7,825,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 156,666 | $7,821,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 136,814 | $7,811,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 131,400 | $7,791,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,603 | $7,785,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 336,447 | $7,782,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100,592 | $7,764,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 301,223 | $7,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 155,066 | $7,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 412,857 | $7,758,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 150,000 | $7,754,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 307,250 | $7,743,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 51,900 | $7,731,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 213,502 | $7,729,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 130,602 | $7,718,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 72,618 | $7,711,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 256,961 | $7,699,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300,000 | $7,677,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 281,168 | $7,668,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 210,287 | $7,665,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 69,598 | $7,656,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 196,873 | $7,652,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 45,810 | $7,647,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 489,823 | $7,646,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 259,639 | $7,628,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 36,855 | $7,624,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 390,900 | $7,619,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 299,562 | $7,618,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 165,781 | $7,615,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 99,346 | $7,613,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 173,604 | $7,600,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 162,639 | $7,594,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 81,000 | $7,593,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 144,304 | $7,589,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 758,148 | $7,589,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 621,079 | $7,565,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 71,007 | $7,530,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 48,826 | $7,525,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 87,576 | $7,509,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 336,811 | $7,491,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 252,096 | $7,490,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 241,810 | $7,489,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 704,595 | $7,483,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 46,095 | $7,470,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 29,853 | $7,464,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 341,259 | $7,463,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 318,212 | $7,437,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 280,697 | $7,422,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 106,193 | $7,417,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 116,174 | $7,408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 114,817 | $7,408,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 191,091 | $7,401,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 81,023 | $7,396,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 347,142 | $7,377,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 216,996 | $7,372,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 594,833 | $7,353,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 55,000 | $7,343,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 375,914 | $7,342,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 251,326 | $7,333,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 146,570 | $7,327,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 87,205 | $7,270,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 378,739 | $7,264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 155,650 | $7,264,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 513,487 | $7,261,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 419,400 | $7,256,000 | thousands by filing date | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 208,810 | $7,252,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 340,336 | $7,246,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 170,809 | $7,242,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 102,011 | $7,228,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 207,522 | $7,218,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 132,011 | $7,216,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 186,646 | $7,215,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 125,747 | $7,200,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 168,691 | $7,200,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75,000 | $7,188,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 246,300 | $7,185,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 371,058 | $7,180,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 140,805 | $7,177,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 135,538 | $7,170,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 200,000 | $7,168,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 566,065 | $7,143,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 36,775 | $7,140,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 82,979 | $7,139,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 105,140 | $7,138,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40,000 | $7,127,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 120,000 | $7,109,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,160,344 | $7,108,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 504,182 | $7,104,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 207,126 | $7,104,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 94,777 | $7,092,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 342,118 | $7,068,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 173,173 | $7,063,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,018,000 | $7,043,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 405,024 | $7,040,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 481,243 | $7,036,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 60,000 | $7,033,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 110,963 | $7,032,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 262,221 | $7,032,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,653,035 | $7,025,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 281,150 | $6,989,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 82,100 | $6,986,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 199,049 | $6,986,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 162,137 | $6,954,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 631,802 | $6,950,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 267,600 | $6,950,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 91,319 | $6,937,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 398,001 | $6,913,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,638,200 | $6,913,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 634,100 | $6,912,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,667,284 | $6,903,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 38,266 | $6,893,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 272,755 | $6,893,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 177,632 | $6,890,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 108,996 | $6,883,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 93,468 | $6,877,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 493,558 | $6,871,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 201,387 | $6,871,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 136,989 | $6,862,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 643,728 | $6,856,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 105,594 | $6,850,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 71,976 | $6,849,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 58,500 | $6,848,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 203,366 | $6,847,000 | thousands by filing date | |
| VTI | 922908769 | COM | 41,800 | $6,839,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150,000 | $6,836,000 | thousands by filing date | call |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 138,182 | $6,836,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 324,202 | $6,812,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 149,111 | $6,808,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400,000 | $6,800,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 286,924 | $6,797,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 52,033 | $6,793,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 45,415 | $6,792,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 220,481 | $6,791,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 64,500 | $6,789,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 511,976 | $6,783,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 230,532 | $6,773,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 83,169 | $6,771,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 804,739 | $6,759,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 315,000 | $6,754,000 | thousands by filing date | call |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 140,119 | $6,737,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 71,600 | $6,734,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 153,251 | $6,725,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 262,813 | $6,723,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 61,288 | $6,721,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 133,342 | $6,717,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 325,280 | $6,714,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 90,710 | $6,704,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 300,000 | $6,702,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,000 | $6,697,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 214,239 | $6,688,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 782,660 | $6,684,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 598,341 | $6,683,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 102,801 | $6,675,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 487,640 | $6,670,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 272,363 | $6,659,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 166,602 | $6,658,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 64,379 | $6,650,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 200,000 | $6,636,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 50,371 | $6,629,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 92,400 | $6,604,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,366 | $6,601,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 179,166 | $6,592,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 236,232 | $6,577,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,383,417 | $6,571,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 158,808 | $6,564,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 145,506 | $6,564,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 74,900 | $6,559,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 390,352 | $6,558,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 591,805 | $6,558,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 208,434 | $6,553,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 686,853 | $6,553,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 362,175 | $6,552,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 439,658 | $6,542,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 323,243 | $6,538,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 185,348 | $6,534,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 413,312 | $6,522,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 262,500 | $6,521,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 133,875 | $6,520,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 356,024 | $6,508,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 108,830 | $6,487,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300,000 | $6,480,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 472,937 | $6,479,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 67,303 | $6,467,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 27,700 | $6,462,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 165,000 | $6,450,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 372,527 | $6,441,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 309,306 | $6,437,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 288,908 | $6,434,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 114,787 | $6,430,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 46,051 | $6,420,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 156,717 | $6,418,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 451,013 | $6,413,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 124,299 | $6,411,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 186,063 | $6,410,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 46,864 | $6,405,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 87,348 | $6,404,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 73,939 | $6,402,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 424,885 | $6,394,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 494,480 | $6,394,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 93,961 | $6,393,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 451,100 | $6,388,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 40,166 | $6,386,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 136,114 | $6,378,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 313,453 | $6,357,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 154,138 | $6,354,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 54,451 | $6,348,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 82,114 | $6,345,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 283,957 | $6,343,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 54,862 | $6,342,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 49,800 | $6,338,000 | thousands by filing date | put |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 135,310 | $6,333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 94,227 | $6,328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 108,331 | $6,309,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 192,163 | $6,309,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 42,700 | $6,306,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 484,954 | $6,305,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,029,400 | $6,300,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 868,030 | $6,284,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 420,187 | $6,282,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 217,083 | $6,278,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 65,423 | $6,278,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 362,900 | $6,278,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 441,722 | $6,277,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 241,304 | $6,276,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 212,035 | $6,264,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 532,598 | $6,263,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 259,882 | $6,262,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 60,000 | $6,257,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 158,321 | $6,257,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 189,785 | $6,257,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 405,889 | $6,255,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 274,167 | $6,254,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 455,254 | $6,246,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 409,110 | $6,239,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 36,329 | $6,220,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 190,888 | $6,219,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 910,360 | $6,209,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 90,000 | $6,196,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 108,036 | $6,193,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 81,855 | $6,188,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 111,655 | $6,181,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 325,344 | $6,152,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 88,918 | $6,145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 242,598 | $6,140,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 280,707 | $6,137,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 29,100 | $6,128,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,500 | $6,127,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,421,569 | $6,127,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 50,000 | $6,113,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 74,727 | $6,107,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 95,219 | $6,094,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 244,923 | $6,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 124,149 | $6,082,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 44,200 | $6,080,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 525,000 | $6,080,000 | thousands by filing date | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 146,000 | $6,072,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 115,000 | $6,071,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 101,839 | $6,067,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,347,330 | $6,063,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 77,300 | $6,062,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 192,280 | $6,053,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 163,230 | $6,050,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 176,516 | $6,049,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 97,033 | $6,046,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 140,555 | $6,045,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 343,061 | $6,044,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 366,724 | $6,037,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 130,276 | $6,032,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 519,629 | $6,017,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 109,900 | $6,013,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 1,081,473 | $6,013,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 448,047 | $6,004,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 20,500 | $5,994,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 396,867 | $5,992,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 400,820 | $5,985,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 170,100 | $5,981,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 287,202 | $5,977,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 139,672 | $5,975,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,160,945 | $5,967,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 205,600 | $5,960,000 | thousands by filing date | call |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 229,288 | $5,945,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 31,032 | $5,936,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 76,555 | $5,933,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,093 | $5,931,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 188,196 | $5,929,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 471,923 | $5,918,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 136,999 | $5,917,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 342,693 | $5,911,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 80,300 | $5,900,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 150,495 | $5,900,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 397,325 | $5,897,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 106,131 | $5,893,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 120,167 | $5,891,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 219,800 | $5,884,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,800,756 | $5,871,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 179,905 | $5,870,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 175,000 | $5,870,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 50,000 | $5,859,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 53,240 | $5,855,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 118,310 | $5,847,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 51,893 | $5,846,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 61,744 | $5,844,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 197,304 | $5,840,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 164,431 | $5,832,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 269,398 | $5,829,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 318,665 | $5,815,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 190,439 | $5,809,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 69,300 | $5,805,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 118,689 | $5,792,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 136,195 | $5,767,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 83,232 | $5,766,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 63,947 | $5,757,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 153,139 | $5,751,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 178,100 | $5,742,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 124,848 | $5,742,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 186,300 | $5,732,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 175,000 | $5,730,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 136,500 | $5,729,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 192,982 | $5,726,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 196,888 | $5,710,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 278,767 | $5,709,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 250,000 | $5,705,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 60,000 | $5,698,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 235,497 | $5,692,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 154,282 | $5,691,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 82,869 | $5,688,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 297,413 | $5,687,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 560,000 | $5,684,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 92,500 | $5,681,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 691,967 | $5,668,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 84,905 | $5,661,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 110,935 | $5,654,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002037 | this filing | 2020-02-14 | acceptance time not in the bulk data set |