13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 8,042 holding rows worth $230,936,215,000.
- Accession
- 0000950123-18-008576
- Filer
- CIK 1610520
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 13,708 entries on the cover page, a total value of $230,936,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $230,936,291,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 378,254 | $13,179,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 303,410 | $13,168,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 468,729 | $13,157,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 110,990 | $13,137,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,136,651 | $13,117,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 124,844 | $13,110,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 540,824 | $13,093,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 237,500 | $13,077,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 375,823 | $13,067,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 128,333 | $13,057,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 178,925 | $13,049,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 201,100 | $13,034,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 362,896 | $13,031,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 392,722 | $13,031,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 287,669 | $13,009,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 165,500 | $12,997,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 116,253 | $12,972,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 211,711 | $12,929,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 406,556 | $12,912,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 344,936 | $12,907,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 814,950 | $12,876,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 198,730 | $12,860,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 944,004 | $12,839,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 67,400 | $12,838,000 | thousands by filing date | call |
| CACTUS INC | 127203107 | CL A | 379,579 | $12,826,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 134,000 | $12,806,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 232,056 | $12,777,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 830,000 | $12,774,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 74,283 | $12,768,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 245,500 | $12,756,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 666,014 | $12,748,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,350,000 | $12,731,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 224,999 | $12,708,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 196,000 | $12,703,000 | thousands by filing date | call |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 931,139 | $12,664,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 113,377 | $12,641,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 104,559 | $12,631,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 36,589 | $12,628,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,932,034 | $12,616,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,010 | $12,603,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 330,819 | $12,594,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 525,854 | $12,584,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 133,775 | $12,570,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 61,500 | $12,565,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 73,759 | $12,550,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 67,383 | $12,549,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 618,754 | $12,549,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 809,528 | $12,548,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,680,027 | $12,533,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 345,389 | $12,531,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 1,113,830 | $12,531,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 253,500 | $12,490,000 | thousands by filing date | put |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 244,500 | $12,484,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 64,722 | $12,448,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 121,894 | $12,446,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 260,519 | $12,437,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 451,687 | $12,422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 196,337 | $12,392,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 125,348 | $12,358,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 269,508 | $12,357,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 293,760 | $12,335,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 437,379 | $12,316,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,070,725 | $12,314,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 462,236 | $12,312,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 82,613 | $12,307,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 349,279 | $12,288,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 340,617 | $12,259,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 122,410 | $12,256,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72,000 | $12,254,000 | thousands by filing date | call |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 583,682 | $12,252,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 105,551 | $12,208,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 39,275 | $12,183,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 124,602 | $12,180,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 209,480 | $12,178,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 189,271 | $12,134,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 586,176 | $12,129,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 138,318 | $12,110,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 132,758 | $12,098,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 263,091 | $12,087,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 61,400 | $12,066,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 534,674 | $12,062,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 359,658 | $12,045,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 153,273 | $12,037,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 74,834 | $12,027,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 90,816 | $12,004,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 580,365 | $11,985,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,459,236 | $11,981,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 2,630,401 | $11,942,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 170,496 | $11,924,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 450,369 | $11,903,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 182,382 | $11,873,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 101,312 | $11,856,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 694,000 | $11,812,000 | thousands by filing date | put |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 599,498 | $11,810,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,560,870 | $11,780,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 384,306 | $11,771,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 303,668 | $11,764,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 254,494 | $11,755,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 91,000 | $11,744,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 17,500 | $11,741,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 441,253 | $11,729,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 559,355 | $11,696,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 105,231 | $11,662,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 191,995 | $11,658,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 170,151 | $11,657,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 103,777 | $11,601,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 65,519 | $11,590,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 65,918 | $11,578,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 382,929 | $11,569,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 235,888 | $11,561,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 883,068 | $11,559,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 157,426 | $11,524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 182,301 | $11,521,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 481,028 | $11,501,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 82,396 | $11,498,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 637,102 | $11,468,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 364,615 | $11,448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 120,137 | $11,443,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 297,933 | $11,440,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 159,096 | $11,439,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 266,334 | $11,424,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150,717 | $11,421,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 212,619 | $11,415,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 163,300 | $11,403,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 522,890 | $11,399,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 190,603 | $11,396,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 26,400 | $11,388,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 199,706 | $11,387,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 160,054 | $11,372,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 65,900 | $11,366,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 50,000 | $11,343,000 | thousands by filing date | put |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 486,131 | $11,336,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 168,230 | $11,312,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 150,000 | $11,295,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 150,000 | $11,295,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 65,000 | $11,235,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 235,803 | $11,224,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 441,940 | $11,217,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 533,872 | $11,211,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 85,100 | $11,199,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 275,133 | $11,181,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 154,764 | $11,167,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 157,042 | $11,160,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 227,000 | $11,157,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 656,236 | $11,149,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 445,456 | $11,118,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 80,874 | $11,113,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 939,476 | $11,105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 235,646 | $11,101,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 174,280 | $11,099,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 111,999 | $11,069,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 655,588 | $11,067,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 156,702 | $11,063,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 84,392 | $11,063,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 65,300 | $11,023,000 | thousands by filing date | call |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 288,470 | $11,022,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 873,578 | $11,007,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 97,506 | $11,000,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 159,685 | $10,995,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 181,100 | $10,967,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 679,426 | $10,925,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 152,410 | $10,923,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 380,482 | $10,912,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 56,300 | $10,899,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,698,502 | $10,887,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 758,713 | $10,880,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 82,729 | $10,868,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 115,345 | $10,865,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 517,394 | $10,863,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 336,582 | $10,855,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,006,576 | $10,851,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 134,600 | $10,846,000 | thousands by filing date | call |
| SLEEP NUMBER CORP | 83125X103 | COM D | 373,589 | $10,841,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 94,082 | $10,829,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 99,877 | $10,826,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 175,372 | $10,818,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 165,918 | $10,793,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 838,460 | $10,791,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 789,847 | $10,790,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,019,923 | $10,781,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 811,627 | $10,779,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 106,029 | $10,779,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,404,544 | $10,773,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 895,074 | $10,741,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 88,500 | $10,738,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 64,610 | $10,724,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 162,501 | $10,710,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 244,800 | $10,673,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 122,702 | $10,662,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 300,000 | $10,641,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,660,000 | $10,641,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 450,000 | $10,638,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 220,997 | $10,632,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,899,000 | $10,629,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 82,731 | $10,623,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 546,596 | $10,615,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 107,091 | $10,603,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 634,119 | $10,590,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 397,749 | $10,584,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 756,567 | $10,569,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 308,334 | $10,564,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 245,617 | $10,562,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 407,970 | $10,534,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 67,371 | $10,524,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 69,903 | $10,523,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 78,805 | $10,518,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 403,467 | $10,510,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 388,902 | $10,496,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 822,695 | $10,465,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 174,596 | $10,462,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 416,400 | $10,460,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 142,054 | $10,451,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 154,624 | $10,442,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 238,761 | $10,441,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300,000 | $10,425,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 203,500 | $10,399,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 612,692 | $10,391,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 281,674 | $10,388,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 279,239 | $10,368,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 172,615 | $10,366,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 230,443 | $10,365,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 89,007 | $10,358,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 158,554 | $10,347,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 136,597 | $10,343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 476,724 | $10,311,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $10,306,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 108,200 | $10,298,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 320,100 | $10,298,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 285,000 | $10,246,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 101,166 | $10,218,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 40,438 | $10,217,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 184,090 | $10,213,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 186,284 | $10,203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 367,557 | $10,199,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,873,000 | $10,189,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 154,727 | $10,184,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 661,354 | $10,145,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 91,423 | $10,120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 386,547 | $10,120,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 401,256 | $10,088,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 71,529 | $10,084,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 159,221 | $10,082,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 441,034 | $10,055,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45,000 | $10,050,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 652,339 | $10,040,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 40,749 | $10,034,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 461,401 | $10,026,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,006,836 | $10,013,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 142,700 | $10,012,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 50,597 | $10,011,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 216,600 | $10,005,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 608,490 | $9,991,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 413,149 | $9,988,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 139,395 | $9,987,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 85,860 | $9,956,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 71,473 | $9,954,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 974,191 | $9,937,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 99,439 | $9,924,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 159,782 | $9,924,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 305,694 | $9,910,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 478,228 | $9,885,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 280,270 | $9,869,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 73,755 | $9,859,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 340,762 | $9,855,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 72,200 | $9,848,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,121,404 | $9,834,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 683,969 | $9,828,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,111,188 | $9,813,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 56,318 | $9,810,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 259,600 | $9,790,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 44,312 | $9,776,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 384,291 | $9,773,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 470,264 | $9,767,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 155,828 | $9,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 201,210 | $9,763,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 116,800 | $9,748,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 3,276 | $9,730,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 524,814 | $9,730,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 159,465 | $9,727,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 292,403 | $9,722,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,557,476 | $9,719,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 101,471 | $9,711,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 230,000 | $9,704,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 120,790 | $9,683,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 66,367 | $9,682,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 142,297 | $9,682,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 216,588 | $9,668,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 740,786 | $9,652,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 147,406 | $9,623,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 55,765 | $9,617,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 90,000 | $9,609,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 375,319 | $9,578,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 271,286 | $9,571,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 237,243 | $9,566,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 57,924 | $9,565,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 90,995 | $9,551,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 269,933 | $9,542,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,025,809 | $9,540,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 129,950 | $9,538,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 373,700 | $9,537,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 146,406 | $9,535,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 130,000 | $9,520,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,223,489 | $9,516,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 386,555 | $9,509,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 509,132 | $9,490,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 572,624 | $9,483,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 197,337 | $9,482,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 19,800 | $9,474,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 218,016 | $9,442,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 691,653 | $9,427,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 69,793 | $9,423,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 120,650 | $9,418,000 | thousands by filing date | call |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 73,276 | $9,416,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 39,287 | $9,392,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 240,290 | $9,385,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 83,100 | $9,381,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 278,986 | $9,366,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 192,413 | $9,336,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 47,400 | $9,325,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 245,000 | $9,300,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 98,976 | $9,284,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,231,960 | $9,264,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 189,719 | $9,254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 350,509 | $9,246,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 92,385 | $9,227,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 61,100 | $9,218,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 376,400 | $9,214,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 158,639 | $9,209,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 319,700 | $9,175,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 147,416 | $9,168,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,119,378 | $9,155,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 257,200 | $9,123,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 826,064 | $9,120,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 119,200 | $9,102,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 72,122 | $9,099,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,854,000 | $9,095,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 438,070 | $9,092,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 128,110 | $9,057,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 705,906 | $9,021,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 174,700 | $9,002,000 | thousands by filing date | call |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 282,346 | $9,001,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 237,000 | $8,997,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 244,117 | $8,993,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 264,671 | $8,972,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 414,249 | $8,972,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 74,668 | $8,959,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 692,385 | $8,924,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 313,001 | $8,921,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 91,593 | $8,920,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,044,392 | $8,908,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,530,842 | $8,894,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 163,085 | $8,890,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 569,246 | $8,886,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 118,254 | $8,881,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 121,762 | $8,877,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 9,011,000 | $8,868,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 152,898 | $8,859,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 87,000 | $8,851,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 275,882 | $8,842,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20,380 | $8,791,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 300,841 | $8,785,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 412,333 | $8,749,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 820,688 | $8,749,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 140,123 | $8,742,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 244,005 | $8,719,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 131,321 | $8,718,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 198,032 | $8,706,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 158,778 | $8,701,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 114,000 | $8,700,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 778,851 | $8,661,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 155,824 | $8,653,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 83,575 | $8,648,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 61,800 | $8,633,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 475,173 | $8,596,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 177,500 | $8,589,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 52,500 | $8,588,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 350,000 | $8,568,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 105,573 | $8,566,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 140,000 | $8,562,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 147,586 | $8,520,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 142,594 | $8,520,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 64,270 | $8,513,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 116,356 | $8,507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 172,761 | $8,493,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 8,781,000 | $8,486,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 247,123 | $8,481,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 53,763 | $8,438,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 289,926 | $8,416,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 760,000 | $8,413,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 101,756 | $8,372,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 400,000 | $8,344,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 113,716 | $8,337,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 69,000 | $8,335,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 291,215 | $8,332,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 321,378 | $8,320,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 237,539 | $8,316,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 234,822 | $8,315,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 743,412 | $8,311,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 402,366 | $8,309,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 794,048 | $8,298,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 230,016 | $8,239,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 511,382 | $8,233,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 288,766 | $8,227,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 197,401 | $8,218,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 129,489 | $8,193,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 276,794 | $8,191,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 97,130 | $8,188,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 92,329 | $8,184,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 250,000 | $8,175,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 57,021 | $8,168,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 52,159 | $8,159,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 95,300 | $8,158,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 605,610 | $8,139,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 121,815 | $8,136,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 90,940 | $8,125,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 70,099 | $8,123,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 449,300 | $8,101,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 127,794 | $8,098,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 115,393 | $8,083,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 339,565 | $8,082,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 140,800 | $8,069,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 80,890 | $8,057,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 143,261 | $8,043,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 353,011 | $8,042,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 104,439 | $8,041,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000,000 | $8,030,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 273,614 | $8,009,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 189,158 | $7,995,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,434,474 | $7,990,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 47,700 | $7,982,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 44,400 | $7,971,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 161,816 | $7,963,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 342,519 | $7,960,000 | thousands by filing date | call |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 208,114 | $7,956,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 313,204 | $7,955,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 108,775 | $7,943,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 524,193 | $7,941,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 34,900 | $7,925,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 32,500 | $7,924,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 175,482 | $7,918,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 110,578 | $7,899,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 190,000 | $7,885,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 208,647 | $7,870,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 560,461 | $7,869,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 192,343 | $7,861,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 181,731 | $7,843,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 220,887 | $7,806,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 265,266 | $7,797,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 534,370 | $7,786,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 379,181 | $7,765,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 148,937 | $7,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 422,569 | $7,729,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 100,000 | $7,721,000 | thousands by filing date | put |
| ATLASSIAN CORP | G06242104 | CL A | 123,337 | $7,711,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 705,432 | $7,710,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 86,829 | $7,706,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 56,446 | $7,704,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 573,209 | $7,704,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 137,352 | $7,695,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 161,547 | $7,687,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 298,558 | $7,670,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,249,114 | $7,670,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 200,000 | $7,642,000 | thousands by filing date | call |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 257,809 | $7,621,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 199,099 | $7,577,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 630,692 | $7,569,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 83,731 | $7,547,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 53,400 | $7,530,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 60,000 | $7,524,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 83,508 | $7,519,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 59,868 | $7,508,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 231,334 | $7,507,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 153,437 | $7,486,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 218,179 | $7,468,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 221,570 | $7,456,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 255,000 | $7,446,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 87,500 | $7,438,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 606,999 | $7,436,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 97,527 | $7,430,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 310,885 | $7,424,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 229,834 | $7,419,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 742,525 | $7,418,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 38,000 | $7,414,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 608,684 | $7,401,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 366,206 | $7,390,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 629,006 | $7,384,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 171,300 | $7,371,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 325,860 | $7,361,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 37,093 | $7,348,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 623,169 | $7,347,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 233,280 | $7,346,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 148,469 | $7,337,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 69,397 | $7,330,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 168,527 | $7,326,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 93,844 | $7,321,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 69,700 | $7,312,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 313,958 | $7,299,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 536,700 | $7,288,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 100,000 | $7,287,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 87,000 | $7,280,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008576 | this filing | 2018-08-14 | acceptance time not in the bulk data set |