13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-13, with 4,206 holding rows worth $111,997,494,000.
- Accession
- 0000950123-18-003521
- Filer
- CIK 927971
- Filed
- 2018-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,184 entries on the cover page, a total value of $111,997,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,997,494,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,085 | $91,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,389 | $91,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,066 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $90,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 703 | $90,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,759 | $90,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,046 | $89,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,149 | $89,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,248 | $89,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,473 | $89,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,641 | $88,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 903 | $88,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 542 | $88,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $88,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,431 | $87,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,450 | $87,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 58,225 | $87,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,664 | $86,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,398 | $86,000 | thousands by filing date | |
| LONGFIN CORP CLASS A | 54304F106 | COMMON STOCK | 5,000 | $86,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 19,306 | $86,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,489 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $85,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,920 | $85,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,940 | $84,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,050 | $84,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 565 | $84,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $84,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $84,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 992 | $84,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,601 | $84,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 49,166 | $84,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,306 | $83,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,144 | $83,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,773 | $83,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,241 | $83,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31,210 | $83,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $83,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,170 | $83,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,093 | $83,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,471 | $83,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 463 | $83,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 922 | $82,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,114 | $82,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 5,718 | $82,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,000 | $82,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 1,200 | $81,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,100 | $81,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 4,030 | $81,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 28,731 | $81,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,020 | $81,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 47,000 | $81,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 860 | $80,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 387 | $80,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 763 | $80,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,365 | $80,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,324 | $80,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,144 | $80,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 18,000 | $80,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,565 | $79,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,916 | $79,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 324 | $79,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,662 | $79,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $78,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,032 | $78,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,000 | $78,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,848 | $77,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,100 | $77,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 10,400 | $77,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,200 | $77,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,095 | $76,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 850 | $76,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,926 | $76,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,635 | $76,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,490 | $75,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,139 | $75,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 545 | $74,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,702 | $74,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,887 | $74,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,690 | $74,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,968 | $74,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,095 | $74,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,196 | $74,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,763 | $73,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,875 | $73,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 5,000 | $73,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 3,399 | $73,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,000 | $72,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,195 | $72,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,238 | $72,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,000 | $72,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,000 | $72,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,381 | $72,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 90,562 | $72,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,000 | $71,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 24,000 | $71,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 630 | $70,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,760 | $70,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 7,622 | $70,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,479 | $70,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $70,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,100 | $70,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 3,696 | $70,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,050 | $70,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 48,174 | $70,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 25,000 | $70,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,230 | $69,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,751 | $69,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,900 | $69,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 26,000 | $69,000 | thousands by filing date | put |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,146 | $69,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,300 | $69,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 4,026 | $69,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,262 | $69,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,278 | $69,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,171 | $68,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,517 | $68,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,511 | $67,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,450 | $67,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $67,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $67,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $67,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,340 | $67,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,214 | $67,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 6,000 | $67,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 1,895 | $66,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,050 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $66,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,325 | $66,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 12,501 | $66,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,990 | $66,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 190 | $65,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,600 | $65,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,320 | $64,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 917 | $64,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,571 | $64,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,077 | $64,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,935 | $64,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 999 | $63,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,366 | $63,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,348 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,929 | $63,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,116 | $63,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,860 | $63,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,124 | $63,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,824 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,559 | $62,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,220 | $62,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 42,591 | $62,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $62,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 6,430 | $62,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,255 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,292 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,979 | $61,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,258 | $60,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,778 | $60,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 2,170 | $60,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,061 | $60,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $60,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 373 | $60,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,090 | $60,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,285 | $60,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 470 | $60,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,258 | $60,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 479 | $59,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 2,100 | $59,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 2,242 | $59,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,014 | $59,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,995 | $59,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,328 | $59,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,639 | $59,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 4,100 | $59,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,165 | $59,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,923 | $59,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 64,193 | $58,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 852 | $58,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,646 | $58,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,953 | $58,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 479 | $58,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 7,566 | $58,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 3,200 | $58,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 7,939 | $58,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 4,000 | $57,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,057 | $57,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,774 | $57,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 8,535 | $57,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,260 | $57,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,255 | $57,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 432 | $56,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,160 | $56,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,685 | $56,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,338 | $56,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,884 | $56,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,500 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $56,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 556 | $56,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $55,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,647 | $55,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,000 | $55,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 22,701 | $55,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 316 | $55,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $55,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,351 | $55,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,952 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,270 | $55,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,776 | $55,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,944 | $55,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,414 | $55,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 7,534 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 920 | $55,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 30,000 | $55,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,329 | $54,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,000 | $54,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,300 | $53,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 5,088 | $53,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,126 | $53,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,000 | $53,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,000 | $53,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 700 | $52,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 3,695 | $52,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,520 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 600 | $51,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,189 | $51,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 4,861 | $51,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,011 | $51,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 470 | $50,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,550 | $50,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,212 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,076 | $50,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 832 | $50,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 455 | $50,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,042 | $50,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 876 | $49,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,000 | $49,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 22,876 | $49,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 1,368 | $49,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 3,380 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 850 | $49,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 673 | $49,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,930 | $48,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,050 | $48,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,443 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,329 | $48,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,700 | $48,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 913 | $48,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,307 | $48,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,512 | $48,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,373 | $48,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,328 | $48,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 2,146 | $48,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,800 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $47,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,113 | $47,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $47,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,529 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 721 | $47,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,833 | $47,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,651 | $47,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,409 | $46,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $46,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,634 | $46,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,499 | $46,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,030 | $46,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,072 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 800 | $46,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $46,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,693 | $46,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,745 | $46,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,042 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $46,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,520 | $45,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,621 | $45,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $45,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,583 | $45,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,500 | $45,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,984 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,240 | $45,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,030 | $45,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,170 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,600 | $45,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,400 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 950 | $44,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,998 | $44,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 705 | $44,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 471 | $44,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 652 | $44,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,094 | $44,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,300 | $43,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,175 | $43,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,383 | $43,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 2,888 | $43,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,496 | $43,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,200 | $43,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,777 | $43,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,059 | $43,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 241 | $42,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 575 | $42,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,638 | $42,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,542 | $42,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,678 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 595 | $42,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,500 | $42,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,420 | $42,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,000 | $42,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 1,265 | $42,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,059 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,865 | $41,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,495 | $41,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 5,811 | $41,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 9,395 | $41,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,508 | $41,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 584 | $41,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 645 | $41,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,524 | $40,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 212 | $40,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,931 | $40,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,978 | $40,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,591 | $40,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,357 | $40,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,165 | $40,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,975 | $40,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 620 | $40,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,807 | $40,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 10,148 | $40,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,601 | $40,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 530 | $39,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 896 | $39,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 652 | $39,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,388 | $39,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 551 | $39,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,458 | $39,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $39,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,810 | $38,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $38,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,085 | $38,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,698 | $38,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 649 | $38,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,273 | $38,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $38,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 876 | $38,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,749 | $38,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,010 | $38,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,072 | $38,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 724 | $38,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,517 | $38,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,565 | $38,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,110 | $38,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 2,239 | $38,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 325 | $37,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 740 | $37,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 785 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,139 | $37,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 775 | $37,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $37,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,640 | $37,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,000 | $37,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,726 | $37,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 2,000 | $37,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 791 | $36,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 750 | $36,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $36,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 4,500 | $36,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,981 | $36,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,520 | $36,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,896 | $36,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 585 | $35,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,461 | $35,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,867 | $35,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 599 | $35,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 489 | $35,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 3,000 | $35,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,653 | $35,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,829 | $35,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,000 | $35,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 882 | $34,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,000 | $34,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 76,465 | $34,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $34,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 746 | $34,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,292 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $34,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,700 | $34,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,305 | $34,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 628 | $34,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,208 | $34,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,882 | $34,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 2,447 | $34,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 598 | $34,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 444 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,150 | $33,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $33,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,795 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $33,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 519 | $33,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $33,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 1,165 | $33,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,093 | $33,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,676 | $33,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,838 | $33,000 | thousands by filing date | |
| SHARING ECONOMY INTL INC | 819534108 | COM | 10,000 | $33,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,352 | $32,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 1,485 | $32,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,140 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 649 | $32,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,717 | $32,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 7,316 | $32,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,313 | $32,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,500 | $32,000 | thousands by filing date | put |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $32,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 373 | $32,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $32,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,519 | $31,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 893 | $31,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 539 | $31,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $31,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 4,204 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 750 | $31,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,221 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 900 | $31,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,894 | $31,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,834 | $30,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,801 | $30,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,059 | $30,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 895 | $30,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 672 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 192 | $30,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 346 | $30,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 627 | $30,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,821 | $30,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,224 | $30,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 622 | $30,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 750 | $30,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,459 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,000 | $30,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 3,044 | $30,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,083 | $30,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 675 | $29,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 247 | $29,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 364 | $29,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 738 | $29,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,660 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 950 | $29,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,230 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $29,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 259 | $29,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 398 | $29,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 873 | $29,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 422 | $28,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 840 | $28,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,434 | $28,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,348 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,250 | $28,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 513 | $28,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 6,937 | $28,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,423 | $28,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 350 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,665 | $27,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 408 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 360 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $27,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,104 | $27,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 635 | $27,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,446 | $27,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 456 | $27,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 400 | $27,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,066 | $27,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,523 | $27,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $27,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 627 | $27,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,458 | $27,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,500 | $27,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 9,100 | $27,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,945 | $27,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 839 | $26,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 287 | $26,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,222 | $26,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,135 | $26,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 785 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $26,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 769 | $26,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,524 | $26,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 812 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 586 | $25,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 200 | $25,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,239 | $25,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,268 | $25,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 490 | $25,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 297 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 390 | $25,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 947 | $25,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,620 | $25,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 480 | $25,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 8,000 | $25,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 10,000 | $25,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 10,000 | $25,000 | thousands by filing date | put |
| CHECK CAP LTD | M2361E112 | SHS | 4,000 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-003521 | this filing | 2018-04-13 | acceptance time not in the bulk data set |