13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-13, with 4,206 holding rows worth $111,997,494,000.
- Accession
- 0000950123-18-003521
- Filer
- CIK 927971
- Filed
- 2018-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,184 entries on the cover page, a total value of $111,997,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,997,494,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 872 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 448 | $24,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 730 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 610 | $24,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 836 | $24,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $24,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 4,495 | $24,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 467 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 347 | $24,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,509 | $24,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,037 | $24,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,299 | $24,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 982 | $24,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,370 | $23,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 517 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $23,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,882 | $23,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 573 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $23,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 589 | $23,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,400 | $23,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 646 | $23,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,000 | $23,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,953 | $23,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,070 | $23,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 975 | $22,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 171 | $22,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,519 | $22,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 810 | $22,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,738 | $22,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,075 | $22,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,102 | $22,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 9,012 | $22,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 4,200 | $22,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 19,000 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 360 | $22,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 781 | $22,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,165 | $22,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,210 | $22,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,000 | $22,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 494 | $21,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,138 | $21,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $21,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 192 | $21,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 568 | $21,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 672 | $21,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 999 | $21,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 2,061 | $21,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 658 | $21,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 4,200 | $21,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 768 | $21,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 485 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $20,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,095 | $20,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,104 | $20,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,167 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 395 | $20,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 596 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,524 | $20,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,129 | $20,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,644 | $20,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $20,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,540 | $20,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 477 | $20,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,174 | $20,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,085 | $20,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,505 | $19,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 719 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,474 | $19,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 862 | $19,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 596 | $19,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,549 | $19,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $19,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,297 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 150 | $19,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,008 | $19,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 444 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,080 | $18,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 514 | $18,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 477 | $18,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 133 | $18,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 340 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,315 | $18,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,700 | $18,000 | thousands by filing date | put |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 966 | $18,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 532 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $18,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 767 | $18,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 793 | $18,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 753 | $18,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 31,263 | $18,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 37,471 | $18,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 709 | $18,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 848 | $18,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 500 | $17,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 894 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 220 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 292 | $17,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,500 | $17,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 344 | $17,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 333 | $17,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 243 | $17,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,397 | $17,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,339 | $17,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,600 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 470 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,369 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 600 | $17,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,265 | $17,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,290 | $17,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,133 | $17,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,797 | $17,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $17,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,614 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 656 | $17,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,500 | $17,000 | thousands by filing date | put |
| WESTWATER RES INC | 961684107 | COM | 30,000 | $17,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 128 | $16,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,280 | $16,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 599 | $16,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 961 | $16,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 468 | $16,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 390 | $16,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 750 | $16,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 574 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $16,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $16,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 803 | $16,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,540 | $16,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 307 | $16,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $16,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,314 | $16,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,000 | $16,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,481 | $16,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 459 | $16,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 847 | $16,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 726 | $16,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 123 | $15,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 684 | $15,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 950 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 384 | $15,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 237 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,149 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193 | $15,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 926 | $15,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 10,000 | $15,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 88 | $14,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 131 | $14,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,672 | $14,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 756 | $14,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 171 | $14,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 140 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $14,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 851 | $14,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 582 | $14,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,092 | $14,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 461 | $14,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 981 | $14,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,700 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 888 | $14,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 464 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 487 | $14,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 363 | $14,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,000 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $14,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,817 | $14,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,000 | $14,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 451 | $14,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 7,030 | $14,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,008 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $13,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 16,921 | $13,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 249 | $13,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 182 | $13,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 361 | $13,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 423 | $13,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 163 | $13,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 326 | $13,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 457 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $13,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 541 | $13,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,783 | $13,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,687 | $13,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 573 | $13,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 33 | $13,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 647 | $13,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 26,500 | $13,000 | thousands by filing date | put |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 3,821 | $13,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 294 | $13,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,239 | $13,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,385 | $13,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 370 | $12,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $12,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 7,107 | $12,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,000 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 475 | $12,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 387 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 600 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 70 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $12,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $12,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $12,000 | thousands by filing date | principal |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,450 | $12,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 408 | $12,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 544 | $12,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $12,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 237 | $12,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 466 | $12,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 5,000 | $12,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,666 | $12,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 1,189 | $12,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,181 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $12,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,400 | $12,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 299 | $12,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 561 | $12,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 50,000 | $12,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,236 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 220 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 190 | $11,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 368 | $11,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 215 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $11,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 460 | $11,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 200 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 205 | $11,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 669 | $11,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 853 | $11,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 155 | $11,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,531 | $11,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 297 | $11,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 707 | $11,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 354 | $11,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,523 | $11,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,081 | $11,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 179 | $11,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,601 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 3,083 | $11,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 388 | $11,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,508 | $11,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,573 | $11,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,537 | $11,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 401 | $11,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,438 | $11,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 408 | $11,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10,000 | $11,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 420 | $11,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 506 | $10,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 324 | $10,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 1,123 | $10,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 324 | $10,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 500 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,200 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 564 | $10,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 391 | $10,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 206 | $10,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 519 | $10,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 777 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 588 | $10,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 589 | $10,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 476 | $10,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 704 | $10,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 308 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 165 | $10,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 1,000 | $10,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,550 | $10,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,211 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 288 | $10,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,033 | $10,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 7,420 | $10,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 380 | $10,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 109 | $9,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 212 | $9,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 746 | $9,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 132 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,450 | $9,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 692 | $9,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 517 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $9,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $9,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 161 | $9,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 877 | $9,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 700 | $9,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 854 | $9,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 357 | $9,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 360 | $9,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 331 | $9,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 94 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $9,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 338 | $9,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 406 | $9,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 77 | $9,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 580 | $9,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 160 | $9,000 | thousands by filing date | principal |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $9,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 689 | $9,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,170 | $9,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 849 | $9,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 6,300 | $9,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 457 | $9,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 568 | $9,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $9,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 693 | $9,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 937 | $9,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 946 | $9,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 145 | $8,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 226 | $8,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 156 | $8,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 875 | $8,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 275 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 83 | $8,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 139 | $8,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 294 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 223 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $8,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 344 | $8,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,333 | $8,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,031 | $8,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 229 | $8,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 3,125 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $8,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 247 | $8,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 601 | $8,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,116 | $8,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 3,000 | $8,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 3,000 | $8,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 410 | $8,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 417 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 4,000 | $8,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 318 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 716 | $8,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 22,500 | $8,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,200 | $8,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 742 | $8,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 659 | $8,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 2,325 | $8,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 7,573 | $8,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 279 | $8,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 530 | $8,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 186 | $8,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 400 | $8,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,269 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 82 | $7,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 937 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 443 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 371 | $7,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 680 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $7,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 538 | $7,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 2,641 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 889 | $7,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 672 | $7,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 856 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 446 | $7,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 500 | $7,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 132 | $7,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,207 | $7,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 663 | $7,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 856 | $7,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 666 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,657 | $7,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 512 | $7,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 122 | $7,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $7,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 468 | $7,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 739 | $7,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 3,000 | $7,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 3,000 | $7,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 820 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 80 | $6,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,798 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $6,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 164 | $6,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 300 | $6,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 321 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 69 | $6,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 520 | $6,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 800 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,957 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 400 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 160 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 210 | $6,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 170 | $6,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,500 | $6,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 341 | $6,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,223 | $6,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 122 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,687 | $6,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 607 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,790 | $6,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 407 | $6,000 | thousands by filing date | |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 200 | $6,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 176 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 94 | $5,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 480 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 167 | $5,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 323 | $5,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 190 | $5,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 137 | $5,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 268 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 634 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 119 | $5,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 149 | $5,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,045 | $5,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,618 | $5,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 579 | $5,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 298 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 279 | $5,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 727 | $5,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,730 | $5,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 656 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 60 | $5,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,548 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 232 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $5,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 496 | $5,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 200 | $5,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 264 | $5,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 660 | $5,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 338 | $5,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,000 | $5,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 158 | $5,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 460 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 88 | $5,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40 | $5,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G821 | SPIRITED ETFMG | 165 | $5,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 41 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 305 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $4,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 70 | $4,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 692 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 103 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $4,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 740 | $4,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 138 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 150 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 150 | $4,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 748 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $4,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 116 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,001 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,930 | $4,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 501 | $4,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 109 | $4,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 278 | $4,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 263 | $4,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 199 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 416 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 45 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,500 | $4,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 219 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 265 | $4,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,259 | $4,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 61 | $4,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,270 | $4,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 322 | $4,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 4 | $4,000 | thousands by filing date | principal |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 1,235 | $4,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 500 | $4,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 4,262 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $4,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17 | $3,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 50 | $3,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 285 | $3,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 55 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 415 | $3,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 116 | $3,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 50 | $3,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 437 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 93 | $3,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 408 | $3,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 100 | $3,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 111 | $3,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 195 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 308 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-003521 | this filing | 2018-04-13 | acceptance time not in the bulk data set |