13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-13, with 4,206 holding rows worth $111,997,494,000.
- Accession
- 0000950123-18-003521
- Filer
- CIK 927971
- Filed
- 2018-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,184 entries on the cover page, a total value of $111,997,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,997,494,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 15,965 | $263,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,220 | $262,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 13,753 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,430 | $261,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,036 | $261,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 17,773 | $259,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,644 | $258,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,364 | $258,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,000 | $258,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,092 | $258,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,500 | $256,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 11,156 | $256,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,252 | $256,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 9,101 | $256,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 46,866 | $256,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,571 | $255,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,494 | $255,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,600 | $255,000 | thousands by filing date | call |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,271 | $255,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,211 | $254,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 3,450 | $254,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,530 | $253,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,803 | $252,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 17,008 | $251,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,333 | $250,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $250,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,815 | $250,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 148,756 | $249,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,486 | $248,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 37,242 | $248,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,620 | $248,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,597 | $247,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,501 | $246,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,959 | $246,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 62,084 | $246,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 17,473 | $246,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 21,954 | $246,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 5,408 | $244,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 19,576 | $244,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,652 | $243,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,920 | $243,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 6,043 | $243,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 15,739 | $243,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13,400 | $242,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 18,500 | $241,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 18,500 | $241,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 14,869 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,770 | $240,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,242 | $240,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,000 | $240,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,426 | $240,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,295 | $239,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,757 | $239,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 39,672 | $239,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 35,075 | $239,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 14,437 | $238,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,864 | $238,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,669 | $238,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,500 | $237,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 7,872 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 7,024 | $236,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,275 | $235,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,952 | $235,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,781 | $234,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,365 | $234,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,062 | $233,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,536 | $233,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,304 | $233,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 839 | $232,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,224 | $232,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,052 | $232,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,000 | $232,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 13,520 | $232,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,000 | $231,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,401 | $230,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,987 | $228,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 17,028 | $228,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 11,428 | $227,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,564 | $226,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,595 | $225,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $225,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 3,955 | $225,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,773 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,744 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,004 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,803 | $222,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,800 | $219,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,000 | $219,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,991 | $219,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 19,524 | $219,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,016 | $218,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,581 | $217,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,279 | $217,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,844 | $216,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,308 | $216,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,154 | $215,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,882 | $215,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 25,000 | $214,000 | thousands by filing date | put |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,042 | $214,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,653 | $213,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,946 | $213,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 8,902 | $213,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,795 | $212,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,900 | $211,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 31,021 | $211,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,653 | $211,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,945 | $211,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,213 | $209,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,499 | $209,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,900 | $209,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 5,831 | $209,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,632 | $208,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,180 | $207,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 29,807 | $207,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,988 | $207,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,754 | $206,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 14,200 | $206,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,090 | $206,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 25,088 | $206,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 496 | $205,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,815 | $204,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,562 | $203,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $203,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $203,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,240 | $202,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,600 | $202,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 6,501 | $202,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,200 | $201,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,205 | $201,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,010 | $201,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,976 | $200,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,370 | $200,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 5,597 | $200,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,979 | $200,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,717 | $200,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,220 | $199,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,929 | $199,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,550 | $199,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 3,430 | $199,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,000 | $198,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 15,000 | $197,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,872 | $197,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,090 | $197,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,528 | $196,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,463 | $196,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,975 | $196,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,398 | $195,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,026 | $194,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 12,906 | $194,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,234 | $194,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,698 | $193,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 47,310 | $193,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,233 | $192,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,330 | $191,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 9,400 | $191,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,200 | $190,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,412 | $190,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,565 | $190,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,053 | $190,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,468 | $189,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 12,270 | $189,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,328 | $188,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,649 | $186,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,206 | $185,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,224 | $185,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 9,898 | $185,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,062 | $185,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,679 | $185,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,490 | $185,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,150 | $184,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,198 | $184,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $183,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $183,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,800 | $183,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 6,900 | $183,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,037 | $182,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 10,694 | $182,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,326 | $181,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 8,837 | $181,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 50,000 | $181,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 7,002 | $180,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,591 | $179,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 9,300 | $178,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 27,375 | $178,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,386 | $177,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 9,617 | $177,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,443 | $175,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 46,906 | $175,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,017 | $175,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,088 | $175,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,742 | $175,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,396 | $175,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,903 | $175,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,611 | $174,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 23,100 | $174,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,600 | $173,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,866 | $172,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,000 | $172,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 2,160 | $172,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,382 | $172,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,645 | $171,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,722 | $170,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 9,462 | $170,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 26,021 | $170,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,286 | $170,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 17,461 | $169,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 7,047 | $169,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,296 | $169,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 5,906 | $168,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,025 | $168,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,568 | $168,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,148 | $168,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,091 | $168,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,520 | $167,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,787 | $167,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,331 | $166,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 22,900 | $166,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,615 | $165,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,904 | $165,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 29,000 | $165,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,352 | $164,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 18,852 | $164,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,301 | $163,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 22,300 | $163,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,728 | $163,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6,726 | $163,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,275 | $163,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,012 | $162,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,354 | $162,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,470 | $162,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,625 | $162,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,447 | $162,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $162,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,615 | $161,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,123 | $161,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,270 | $161,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 4,666 | $161,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,714 | $160,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 79,901 | $160,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,466 | $159,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,153 | $158,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 8,880 | $158,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 154,439 | $157,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 5,344 | $156,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 20,500 | $155,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 11,400 | $155,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,106 | $154,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,432 | $154,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,069 | $154,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,799 | $154,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,684 | $154,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 10,000 | $154,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,200 | $154,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 21,200 | $154,000 | thousands by filing date | put |
| AVEXIS INC | 05366U100 | COM | 1,246 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,144 | $153,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,912 | $153,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,000 | $153,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,896 | $152,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 8,864 | $152,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,327 | $152,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,104 | $152,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 9,988 | $152,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,210 | $151,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 732 | $151,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,494 | $151,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,291 | $151,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,218 | $151,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 27,236 | $150,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,351 | $150,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,942 | $150,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 14,280 | $150,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,387 | $149,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 6,521 | $149,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,800 | $149,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,898 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,250 | $149,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,945 | $149,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,704 | $149,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 152,308 | $149,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 13,324 | $148,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,828 | $148,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,422 | $148,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 9,636 | $147,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,000 | $147,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 4,692 | $146,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,000 | $145,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 7,636 | $144,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,000 | $144,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 9,344 | $144,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,000 | $144,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,000 | $144,000 | thousands by filing date | put |
| BLACKLINE, INC. | 09239B109 | COM | 3,645 | $143,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 2,800 | $143,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,458 | $142,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,713 | $142,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,209 | $142,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 17,806 | $142,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,739 | $142,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,330 | $142,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 17,566 | $141,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,801 | $141,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,249 | $141,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 5,738 | $141,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,828 | $140,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,200 | $140,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 945 | $140,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 14,056 | $140,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 18,909 | $140,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,562 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,053 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 4,500 | $139,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,177 | $139,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,400 | $139,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 27,500 | $139,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,418 | $138,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,149 | $138,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 23,614 | $138,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 6,638 | $138,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,792 | $137,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,872 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,025 | $137,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 8,600 | $137,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 10,023 | $137,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,217 | $136,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,068 | $136,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,752 | $136,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,300 | $136,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,445 | $136,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 19,864 | $136,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,424 | $136,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 9,074 | $136,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,923 | $135,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 24,219 | $135,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,800 | $133,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $133,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 6,596 | $133,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,210 | $132,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,653 | $132,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,700 | $132,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,736 | $131,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,099 | $131,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,527 | $131,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,669 | $131,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,871 | $131,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 14,019 | $131,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,880 | $130,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 4,701 | $130,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,620 | $130,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 6,968 | $130,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,160 | $130,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,314 | $130,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,504 | $130,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,560 | $130,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 34,958 | $128,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,122 | $127,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,079 | $127,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,188 | $126,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 7,111 | $126,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 20,761 | $125,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,153 | $125,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,152 | $125,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,238 | $123,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,022 | $123,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,706 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $123,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,369 | $123,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 4,364 | $122,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,280 | $122,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 4,825 | $122,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,107 | $122,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,484 | $122,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,242 | $120,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,628 | $120,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,447 | $119,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,965 | $119,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,582 | $119,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,504 | $119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 6,959 | $119,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,526 | $118,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 5,628 | $118,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 28,406 | $118,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,220 | $118,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,999 | $118,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 891 | $117,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 37,327 | $117,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,500 | $117,000 | thousands by filing date | put |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,035 | $117,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,200 | $116,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,638 | $116,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,866 | $116,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 7,940 | $116,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,654 | $116,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 3,870 | $115,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,406 | $114,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,200 | $114,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 29,408 | $114,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,384 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 3,495 | $114,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 8,200 | $113,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,188 | $113,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 29,771 | $113,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,957 | $113,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,346 | $112,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 3,673 | $112,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 5,245 | $112,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,324 | $112,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 9,265 | $112,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,617 | $111,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 10,000 | $111,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,844 | $110,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 56,711 | $110,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,058 | $110,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,565 | $110,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 5,412 | $110,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,162 | $110,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 14,838 | $110,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,300 | $110,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 7,846 | $110,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 5,141 | $109,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 18,796 | $109,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,121 | $109,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 6,800 | $109,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 7,103 | $109,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,000 | $108,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $108,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 47,000 | $108,000 | thousands by filing date | call |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,900 | $108,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,326 | $108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 4,425 | $108,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,032 | $107,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,345 | $107,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,580 | $107,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,000 | $107,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,603 | $106,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 2,475 | $106,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,442 | $106,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $106,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,200 | $106,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 6,350 | $105,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,629 | $105,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 4,072 | $105,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,678 | $105,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,579 | $105,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,037 | $104,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,600 | $104,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,600 | $104,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 41,000 | $104,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 41,000 | $104,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $104,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,411 | $103,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $103,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,510 | $103,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 5,355 | $103,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,177 | $103,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,383 | $102,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,824 | $102,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,490 | $102,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,440 | $101,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,580 | $101,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,224 | $101,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 7,217 | $100,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,508 | $100,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,642 | $100,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $99,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $99,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $99,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 7,261 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 2,350 | $99,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 858 | $99,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 2,600 | $98,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 6,039 | $98,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,154 | $98,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,400 | $98,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,387 | $97,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,550 | $96,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,621 | $96,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 7,008 | $96,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,000 | $95,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 6,038 | $95,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 2,000 | $95,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 1,370 | $94,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,305 | $94,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,728 | $94,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,382 | $94,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 5,000 | $94,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,467 | $93,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,572 | $93,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,350 | $93,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,780 | $93,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,000 | $93,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,051 | $92,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,520 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,955 | $92,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,787 | $92,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 21,000 | $92,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,610 | $92,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,200 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-003521 | this filing | 2018-04-13 | acceptance time not in the bulk data set |