13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-13, with 4,206 holding rows worth $111,997,494,000.
- Accession
- 0000950123-18-003521
- Filer
- CIK 927971
- Filed
- 2018-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 14,184 entries on the cover page, a total value of $111,997,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,997,494,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 177,272 | $835,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 60,870 | $834,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 22,888 | $834,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,687 | $831,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 9,544 | $829,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 30,000 | $827,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 36,050 | $826,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 13,474 | $826,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 98,052 | $823,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 98,000 | $823,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 15,428 | $819,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,965 | $817,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 17,657 | $811,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 75,000 | $810,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 14,217 | $809,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 36,255 | $808,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 25,000 | $807,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 29,257 | $806,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 57,766 | $804,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 42,599 | $803,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 132,828 | $802,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 9,505 | $801,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $796,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 468,071 | $795,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 16,475 | $795,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,428 | $792,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 22,500 | $791,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 12,913 | $790,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 19,468 | $789,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 42,052 | $788,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 13,475 | $788,000 | thousands by filing date | principal |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 8,552 | $784,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,703 | $781,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,351 | $781,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17,662 | $779,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 59,062 | $776,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 21,017 | $776,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 16,160 | $775,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4,459 | $768,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 14,561 | $766,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,293 | $764,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 11,326 | $763,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 156,009 | $761,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 14,744 | $760,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 33,877 | $759,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 9,378 | $758,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,101 | $756,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,726 | $753,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 81,981 | $752,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 46,883 | $751,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 911 | $749,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 17,842 | $748,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 30,000 | $740,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 30,370 | $739,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 35,316 | $738,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 29,337 | $736,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 75,000 | $735,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,827 | $733,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 40,870 | $731,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 20,611 | $728,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 13,632 | $728,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,884 | $728,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 18,237 | $722,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 13,907 | $721,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 254,900 | $721,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 254,900 | $721,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 80,000 | $719,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 29,253 | $719,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 54,212 | $717,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 35,958 | $713,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 30,158 | $712,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,029 | $711,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 25,077 | $706,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 11,599 | $700,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 72,368 | $699,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 14,530 | $695,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 13,753 | $693,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 13,145 | $693,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,246 | $688,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 100,152 | $686,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 16,638 | $684,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 35,628 | $684,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 21,777 | $682,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 131,030 | $680,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 12,619 | $680,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 100,000 | $680,000 | thousands by filing date | put |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 18,117 | $676,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 140,000 | $673,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,225 | $672,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 9,973 | $668,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 9,574 | $668,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 16,542 | $665,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 80,600 | $665,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 103,770 | $664,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,487 | $662,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 17,400 | $655,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 27,450 | $655,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 9,716 | $654,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,645 | $654,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 69,696 | $653,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 75,281 | $653,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 14,946 | $652,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 40,473 | $652,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 16,632 | $651,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 29,451 | $651,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 74,252 | $649,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 48,585 | $646,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 7,054 | $645,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,384 | $643,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 89,179 | $639,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,082 | $635,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 28,568 | $634,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 133,154 | $634,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 32,456 | $631,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 63,900 | $631,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 54,700 | $629,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 147,993 | $628,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 15,717 | $626,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 13,201 | $623,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,650 | $620,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 19,242 | $619,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,374 | $618,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 15,000 | $618,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,631 | $617,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,868 | $616,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 22,110 | $616,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,367 | $615,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 10,600 | $615,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,327 | $610,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,539 | $609,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 11,700 | $609,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 266,800 | $608,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 91,300 | $608,000 | thousands by filing date | put |
| CUTERA INC | 232109108 | COM | 12,093 | $607,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 13,238 | $607,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,446 | $606,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 13,515 | $605,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,758 | $604,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 10,366 | $603,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,395 | $602,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 72,300 | $601,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,586 | $600,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 80,019 | $599,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,100 | $594,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,278 | $592,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 17,200 | $590,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 257,560 | $587,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 83,896 | $583,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 30,518 | $583,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 36,192 | $580,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 156,340 | $580,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 47,793 | $578,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 20,775 | $578,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 32,638 | $576,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 23,473 | $574,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,389 | $570,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 20,788 | $570,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 188,207 | $569,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,279 | $568,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,136 | $567,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,600 | $567,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 48,380 | $567,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 26,000 | $566,000 | thousands by filing date | call |
| URBAN EDGE PPTYS | 91704F104 | COM | 26,440 | $565,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 14,126 | $565,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 25,000 | $564,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,741 | $562,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,293 | $560,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 42,009 | $559,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,984 | $558,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 31,687 | $557,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,103 | $557,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 16,049 | $556,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 58,278 | $555,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $553,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 179,600 | $552,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 11,362 | $551,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 13,210 | $551,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 22,413 | $549,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 10,470 | $548,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14,970 | $547,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 12,689 | $546,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 10,417 | $546,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 75,000 | $546,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 28,100 | $544,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,381 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 19,766 | $542,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 6,318 | $542,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 17,646 | $542,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 17,900 | $542,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 10,518 | $539,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 17,904 | $539,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 9,600 | $538,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 39,503 | $538,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 65,641 | $538,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 21,160 | $535,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,318 | $534,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 13,540 | $534,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 91,129 | $533,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 17,000 | $529,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 95,980 | $525,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,433 | $525,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 13,871 | $524,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,880 | $522,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 50,000 | $522,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 45,000 | $520,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,904 | $519,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 31,074 | $519,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,205 | $519,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,449 | $518,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 9,349 | $518,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 26,101 | $516,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,993 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 13,941 | $515,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,050 | $514,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 5,062 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 8,237 | $513,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,723 | $512,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 13,900 | $512,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,531 | $511,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 56,927 | $511,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,551 | $509,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 19,202 | $505,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,293 | $503,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 27,105 | $502,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 27,100 | $502,000 | thousands by filing date | put |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 50,000 | $502,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 13,104 | $501,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 25,545 | $497,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 10,928 | $495,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 121,100 | $495,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 121,100 | $495,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,000 | $494,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 14,805 | $494,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 33,431 | $494,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 163,000 | $492,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 760,858 | $486,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 31,000 | $484,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 8,452 | $483,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 9,031 | $481,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 82,821 | $479,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 27,894 | $479,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 11,800 | $476,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 11,397 | $476,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,230 | $471,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 18,961 | $470,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 10,772 | $468,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 21,215 | $466,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,078 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,584 | $463,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 10,000 | $463,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 41,358 | $462,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,378 | $460,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,463 | $459,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 88,974 | $458,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 9,158 | $457,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 122,863 | $455,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 26,161 | $455,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 17,183 | $453,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X102 | COM | 34,000 | $450,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 91,855 | $447,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 25,326 | $442,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 232,368 | $440,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 60,360 | $440,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 43,901 | $438,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,819 | $437,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,500 | $436,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 8,266 | $436,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,757 | $435,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 229,900 | $435,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 42,000 | $433,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 6,545 | $432,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 45,000 | $432,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 13,133 | $430,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 5,600 | $429,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 17,967 | $428,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 20,000 | $427,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 330 | $426,000 | thousands by filing date | principal |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,117 | $426,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 13,941 | $426,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 26,928 | $424,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,308 | $424,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 14,671 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,860 | $422,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 16,637 | $422,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 10,692 | $421,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,000 | $421,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 5,300 | $420,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 3,165 | $420,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 10,000 | $418,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 6,570 | $416,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 10,000 | $416,000 | thousands by filing date | put |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 10,351 | $414,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 13,479 | $414,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,835 | $413,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 27,500 | $412,000 | thousands by filing date | put |
| GREEN PLAINS INC | 393222104 | COM | 24,504 | $412,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 51,806 | $411,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,000 | $411,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 16,446 | $411,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 31,118 | $411,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,116 | $411,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 35,366 | $409,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 29,947 | $409,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 19,346 | $409,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 6,838 | $408,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 84,200 | $408,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 84,200 | $408,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,745 | $408,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,412 | $407,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,870 | $404,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $403,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 31,000 | $402,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 22,880 | $401,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 26,834 | $401,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,702 | $399,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,985 | $399,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 56,200 | $399,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 26,400 | $399,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 27,830 | $397,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,860 | $397,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,266 | $396,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 23,546 | $395,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 31,129 | $393,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,651 | $391,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,739 | $391,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 666,105 | $391,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 53,443 | $390,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 28,876 | $385,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,442 | $385,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 611 | $385,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $384,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 6,826 | $384,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,000 | $383,000 | thousands by filing date | put |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,301 | $383,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 5,880 | $382,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,243 | $381,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,578 | $381,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 29,000 | $376,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 15,475 | $375,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 22,038 | $374,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 7,293 | $373,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 27,720 | $373,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 15,008 | $369,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,847 | $368,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 12,823 | $367,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,745 | $367,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 21,431 | $367,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,684 | $365,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 12,923 | $365,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 29,505 | $365,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,215 | $364,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,184 | $363,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,016 | $363,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,574 | $363,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 8,462 | $363,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 18,014 | $361,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 21,488 | $361,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,352 | $360,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 9,322 | $359,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 22,109 | $359,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 45,100 | $358,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 4,726 | $355,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 14,080 | $355,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 16,594 | $354,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,029 | $354,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,111 | $353,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 35,300 | $350,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,296 | $350,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,883 | $350,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,349 | $349,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,733 | $349,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,947 | $349,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 32,152 | $349,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 8,909 | $348,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 44,140 | $347,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,309 | $347,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 6,644 | $346,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,472 | $344,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 7,619 | $344,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 32,022 | $343,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,263 | $342,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,547 | $342,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,598 | $341,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 26,581 | $341,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 24,339 | $340,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 90,198 | $340,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 30,806 | $339,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,829 | $338,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,977 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,887 | $338,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,019 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,366 | $337,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,024 | $335,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,572 | $335,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,675 | $334,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 554 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,805 | $333,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $333,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,008 | $332,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,250 | $331,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 6,280 | $331,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,412 | $331,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 6,463 | $330,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 48,500 | $330,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,887 | $329,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,000 | $328,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 5,853 | $328,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,725 | $327,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 53,598 | $327,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 11,841 | $325,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 47,400 | $325,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,896 | $323,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 27,507 | $323,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,004 | $321,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,807 | $320,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,675 | $320,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 16,593 | $320,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,689 | $318,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,350 | $318,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,613 | $316,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 60,234 | $315,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,819 | $315,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,642 | $313,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,008 | $311,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,361 | $310,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,097 | $309,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 6,298 | $308,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,256 | $307,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 11,075 | $307,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 6,525 | $307,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,000 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,521 | $304,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 21,776 | $304,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100,000 | $302,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 21,360 | $302,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,767 | $300,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 16,170 | $300,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 6,106 | $299,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 20,632 | $299,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 45,500 | $298,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 31,706 | $298,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,246 | $297,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,958 | $297,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 12,546 | $297,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,256 | $296,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 35,216 | $296,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,478 | $296,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,820 | $296,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 13,833 | $296,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 82,742 | $294,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,009 | $294,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 6,564 | $294,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,405 | $293,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,856 | $293,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 15,109 | $293,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 24,793 | $292,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,000 | $292,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 68,830 | $291,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 57,100 | $291,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 68,500 | $290,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 41,585 | $289,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 42,971 | $289,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 15,400 | $288,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 4,199 | $285,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,669 | $284,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,306 | $282,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 7,728 | $282,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 71,800 | $282,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,629 | $280,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 9,999 | $280,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,617 | $278,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,301 | $278,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,724 | $278,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,361 | $277,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 16,834 | $276,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,500 | $275,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 4,811 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,500 | $275,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,452 | $275,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,926 | $275,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,906 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,888 | $274,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 69,800 | $274,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 5,122 | $273,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,712 | $272,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 32,565 | $272,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,482 | $272,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 23,164 | $271,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 10,030 | $270,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,000 | $270,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 38,600 | $269,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 19,984 | $267,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,763 | $266,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,519 | $265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,071 | $265,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 18,317 | $265,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 112,300 | $264,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 112,300 | $264,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,919 | $263,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-003521 | this filing | 2018-04-13 | acceptance time not in the bulk data set |