13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,914 holding rows worth $243,356,215,000.
- Accession
- 0000950123-18-002511
- Filer
- CIK 1610520
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 13,779 entries on the cover page, a total value of $243,356,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,355,484,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 5,522 | $82,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 6,999 | $82,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 3,577 | $81,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,705 | $81,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 3,973 | $81,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 4,038 | $81,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 4,395 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 1,258 | $81,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 13,268 | $81,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 6,498 | $81,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,400 | $80,000 | thousands by filing date | call |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 2,025 | $80,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 2,687 | $80,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,711 | $80,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,806 | $80,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,005 | $80,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 8,670 | $80,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,085 | $80,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,700 | $80,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,044 | $80,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,819 | $80,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 5,130 | $80,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000 | $80,000 | thousands by filing date | principal |
| ISHARES TR | 46435G664 | ADAPTV EUR ETF | 2,770 | $80,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,669 | $79,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,500 | $79,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,050 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,989 | $79,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 3,266 | $79,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,527 | $79,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,896 | $79,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,275 | $79,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,036 | $79,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 4,461 | $79,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,840 | $79,000 | thousands by filing date | |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 6,323 | $79,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $78,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,292 | $78,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 7,923 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,180 | $78,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,112 | $78,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,844 | $78,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 897 | $78,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 6,769 | $78,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 7,600 | $77,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,157 | $77,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,961 | $77,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 52,347 | $77,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 3,526 | $76,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,568 | $76,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,784 | $76,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,399 | $76,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 14,186 | $76,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,713 | $76,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 202,778 | $76,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 12,070 | $76,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,218 | $75,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,331 | $75,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,233 | $75,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,159 | $75,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 3,034 | $75,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,220 | $75,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 3,045 | $75,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 2,251 | $75,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 40,831 | $74,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,626 | $74,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,860 | $74,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,000 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 1,881 | $74,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 81,000 | $74,000 | thousands by filing date | principal |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 2,662 | $74,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,035 | $74,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 4,316 | $73,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,206 | $73,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,340 | $73,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,349 | $73,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,854 | $73,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 23,151 | $73,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 1,215 | $73,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,142 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 3,376 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 3,089 | $73,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 21,603 | $72,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,944 | $72,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,800 | $72,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 2,432 | $72,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,670 | $72,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,625 | $72,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,233 | $72,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 1,389 | $71,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 4,053 | $71,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,600 | $70,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,889 | $70,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,210 | $70,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,777 | $70,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 60,000 | $70,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 60,371 | $70,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $70,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 3,042 | $70,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 8,739 | $70,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,202 | $69,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,559 | $69,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,862 | $69,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 21,977 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,243 | $69,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 4,497 | $69,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,387 | $69,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 9,934 | $68,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,007 | $68,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 36,571 | $68,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 3,567 | $68,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,723 | $68,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 5,413 | $68,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,809 | $68,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 2,706 | $68,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 7,317 | $68,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,792 | $67,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,395 | $67,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 1,025 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,348 | $67,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,394 | $67,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,492 | $67,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,472 | $67,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,667 | $67,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 32,167 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,020 | $67,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,672 | $67,000 | thousands by filing date | |
| REALITY | 75605A603 | SHS ETF TR DIVCON DIV ETF | 2,700 | $67,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,137 | $67,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 167 | $66,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,693 | $66,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,941 | $66,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,102 | $66,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 2,564 | $66,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 968 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $66,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,294 | $66,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 5,618 | $66,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 3,400 | $66,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 1,902 | $66,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 7,978 | $66,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,578 | $66,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,006 | $66,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,085 | $66,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,916 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 1,017 | $66,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 25,000 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 3,050 | $66,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 4,200 | $66,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,397 | $65,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,073 | $65,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 6,683 | $65,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 727 | $65,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 40,554 | $65,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 2,045 | $65,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 2,095 | $65,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,000 | $64,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 2,849 | $64,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 8,121 | $64,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,577 | $64,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 3,682 | $64,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 270 | $64,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 33,666 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 1,893 | $64,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,709 | $64,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,463 | $64,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,500 | $64,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,424 | $63,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,565 | $63,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 4,612 | $63,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 45 | $63,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,607 | $63,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,816 | $63,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,900 | $63,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,296 | $63,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 15,247 | $63,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 275 | $63,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A875 | DMND HILL VAL | 2,000 | $63,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,395 | $62,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,200 | $62,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 1,050 | $62,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,971 | $62,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 9,543 | $62,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 674 | $62,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 799 | $62,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 15,419 | $62,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 26,509 | $61,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 6,310 | $61,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,676 | $61,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,711 | $61,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,166 | $61,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,788 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,259 | $61,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,399 | $61,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 2,173 | $61,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 36,188 | $61,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,640 | $61,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,269 | $61,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 1,137 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,484 | $61,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,205 | $60,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 732 | $60,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 2,398 | $60,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,938 | $60,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 5,136 | $60,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,965 | $60,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,511 | $60,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 812 | $60,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,414 | $59,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,383 | $59,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,403 | $59,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 1,866 | $59,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,218 | $59,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 2,443 | $59,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,535 | $59,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 3,450 | $59,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 7,618 | $59,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 6,074 | $59,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 3,787 | $59,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 5,861 | $59,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 1,154 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 1,886 | $58,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,108 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,180 | $58,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,980 | $58,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 9,331 | $58,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 30,000 | $58,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,927 | $58,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 4,716 | $58,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 75,720 | $58,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 738 | $57,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,656 | $57,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,621 | $57,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 931 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,608 | $57,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,566 | $57,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 67,178 | $57,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,969 | $57,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 3,220 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 327 | $57,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,382 | $57,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 2,180 | $57,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,000 | $56,000 | thousands by filing date | call |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,370 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 799 | $56,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,680 | $56,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,739 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1,289 | $56,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,072 | $56,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 5,835 | $56,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,786 | $56,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 12,041 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,222 | $56,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,302 | $56,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,733 | $56,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 6,240 | $56,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,085 | $56,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,039 | $56,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 14,005 | $56,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,564 | $56,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 2,132 | $56,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 20,478 | $56,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 3,184 | $56,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,376 | $55,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,066 | $55,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,192 | $55,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,360 | $55,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,158 | $55,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,806 | $55,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,175 | $55,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 25,800 | $55,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,439 | $55,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 19,390 | $55,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,066 | $55,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 2,219 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,090 | $55,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G871 | VIRTUS CUMBRLAND | 2,179 | $55,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,724 | $54,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,158 | $54,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,432 | $54,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,956 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 1,570 | $54,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 6,230 | $54,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 6,026 | $54,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 34,000 | $54,000 | thousands by filing date | principal |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 7,021 | $54,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 641 | $54,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,691 | $54,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,504 | $54,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 8,821 | $54,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,567 | $54,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 9,830 | $54,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 2,973 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X420 | GLBL HGD SMLCP | 2,054 | $54,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 8,278 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,200 | $53,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $53,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 770 | $53,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,767 | $53,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,227 | $53,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,196 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,122 | $53,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 5,476 | $53,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 3,357 | $53,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,903 | $53,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,240 | $53,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 53,087 | $53,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,747 | $52,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 738 | $52,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,180 | $52,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,129 | $52,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 17,525 | $52,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,656 | $52,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 2,114 | $52,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,664 | $52,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 75,052 | $52,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 4,397 | $52,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,400 | $51,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 3,245 | $51,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,699 | $51,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,468 | $51,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 744 | $51,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,831 | $51,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,140 | $51,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,000 | $51,000 | thousands by filing date | put |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 2,655 | $51,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 856 | $51,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 2,125 | $51,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 4,469 | $51,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,761 | $51,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 1,987 | $51,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,599 | $51,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 34,468 | $51,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,173 | $50,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 2,794 | $50,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 2,005 | $50,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 8,909 | $50,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 4,926 | $50,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,648 | $50,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,705 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 609 | $50,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,565 | $50,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 87,514 | $50,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 692 | $50,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 3,169 | $50,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 5,240 | $50,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 400 | $49,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,000 | $49,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 12,300 | $49,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,074 | $49,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 2,133 | $49,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 16,600 | $49,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 23,402 | $49,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 7,300 | $49,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,707 | $49,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,472 | $49,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,549 | $49,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 4,929 | $49,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,610 | $49,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 13,063 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 1,530 | $49,000 | thousands by filing date | |
| ETFS TR | 26923J883 | BBG STRGY K 1 | 1,912 | $49,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1,534 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 369 | $48,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,600 | $48,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,100 | $48,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,458 | $48,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,455 | $48,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,558 | $48,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,708 | $48,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,457 | $48,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,548 | $48,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 832 | $48,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 135,769 | $48,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 44,487 | $48,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 11,501 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 2,936 | $48,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 1,564 | $48,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 5,096 | $48,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,662 | $48,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $47,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 3,303 | $47,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,601 | $47,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 1,489 | $47,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,557 | $47,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 925 | $47,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,966 | $47,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 2,063 | $47,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,601 | $47,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 8,837 | $47,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,389 | $47,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,495 | $47,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,979 | $47,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 2,343 | $47,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 40,106 | $47,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 48,000 | $47,000 | thousands by filing date | principal |
| SUN BANCORP INC | 86663B201 | COM NEW | 1,903 | $47,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 300 | $46,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,000 | $46,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 943 | $46,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,711 | $46,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,633 | $46,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,749 | $46,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,652 | $46,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,133 | $46,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,665 | $46,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,641 | $46,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,631 | $46,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 69,265 | $46,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,096 | $46,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,942 | $46,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,979 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,283 | $46,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,680 | $46,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 11,549 | $46,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,046 | $46,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 4,942 | $46,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 4,577 | $46,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,673 | $45,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,453 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,455 | $45,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 45,000 | $45,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 2,848 | $45,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 64,000 | $45,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,987 | $45,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,005 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,770 | $45,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 3,429 | $45,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 948 | $45,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 1,064 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,806 | $45,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 4,291 | $45,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,122 | $44,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,001 | $44,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,967 | $44,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,640 | $44,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,840 | $44,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,438 | $44,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,666 | $44,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,629 | $44,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,126 | $44,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 2,460 | $44,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 976 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 5,018 | $44,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 1,171 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,726 | $44,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 4,430 | $44,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,280 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 2,700 | $44,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D168 | VELOCITYSHS TAIL | 2,439 | $44,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,200 | $43,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,000 | $43,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 600 | $43,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,000 | $43,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 1,497 | $43,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 5,567 | $43,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 2,730 | $43,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,122 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 856 | $43,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 741 | $43,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 65,555 | $43,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 6,257 | $43,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,459 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 1,714 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 632 | $43,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 2,442 | $43,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 7,459 | $43,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,563 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 953 | $43,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 571 | $42,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 500 | $42,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,164 | $42,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,703 | $42,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,502 | $42,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 5,207 | $42,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,500 | $42,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,520 | $42,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 2,048 | $42,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,562 | $42,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,376 | $42,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,452 | $42,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 1,096 | $42,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,879 | $42,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,586 | $42,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,133 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4,620 | $42,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,638 | $42,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,300 | $42,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,507 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 1,368 | $42,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $41,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 1,375 | $41,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,749 | $41,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,480 | $41,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,047 | $41,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,000 | $41,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,982 | $41,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,882 | $41,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 5,554 | $41,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,706 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-002511 | this filing | 2018-02-14 | acceptance time not in the bulk data set |