13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEGON N V | 007924103 | NY REGISTRY SHS | 201,302 | $1,033,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 140,000 | $1,030,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 22,916 | $1,030,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 16,523 | $1,030,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 15,509 | $1,029,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 30,268 | $1,029,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,570 | $1,026,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 95,500 | $1,024,000 | thousands by filing date | call |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 76,471 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 17,154 | $1,024,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 18,586 | $1,023,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 71,361 | $1,022,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 60,839 | $1,021,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 35,000 | $1,019,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 43,620 | $1,019,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 10,965 | $1,019,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,506 | $1,018,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 53,871 | $1,016,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,600 | $1,015,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 9,037 | $1,014,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 63,370 | $1,014,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 34,417 | $1,012,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 31,681 | $1,010,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,349 | $1,008,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 36,475 | $1,008,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,000 | $1,007,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 42,343 | $1,007,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 52,161 | $1,007,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 97,609 | $1,006,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 49,378 | $1,006,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 35,548 | $1,004,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 50,395 | $999,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 20,136 | $998,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 23,134 | $997,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 70,404 | $997,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 19,054 | $996,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,794 | $991,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 23,251 | $990,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 63,196 | $989,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 50,001 | $988,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 72,500 | $987,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 45,090 | $982,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 67,555 | $981,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 20,621 | $981,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 19,347 | $981,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,568 | $979,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 86,639 | $979,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 30,117 | $979,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 33,673 | $978,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 75,000 | $977,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 7,500 | $976,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 125,189 | $976,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 45,084 | $971,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,298 | $969,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 284,645 | $968,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 49,900 | $966,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 19,979 | $965,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 66,983 | $965,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 294,995 | $965,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 584,000 | $964,000 | thousands by filing date | put |
| COTIVITI HLDGS INC | 22164K101 | COM | 23,164 | $964,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 18,265 | $963,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 81,238 | $962,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 12,485 | $962,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 36,580 | $962,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 25,938 | $961,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 58,101 | $960,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 82,167 | $960,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 69,273 | $959,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 11,490 | $959,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 39,804 | $959,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 35,367 | $958,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 21,569 | $953,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 264,677 | $953,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,100 | $951,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 89,339 | $951,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 88,594 | $949,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 57,636 | $948,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 52,126 | $945,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 22,600 | $943,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 68,495 | $942,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 18,131 | $939,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,500 | $937,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 26,000 | $935,000 | thousands by filing date | call |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 13,309 | $935,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 68,444 | $934,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 38,673 | $933,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 23,997 | $933,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 82,413 | $930,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 73,301 | $929,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 59,480 | $928,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 17,821 | $927,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 52,049 | $926,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 47,532 | $926,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 55,846 | $926,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 23,924 | $924,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 31,513 | $921,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29,457 | $920,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 150,597 | $920,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 47,805 | $918,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 135,695 | $916,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 32,326 | $914,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 60,541 | $914,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 55,398 | $913,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 14,621 | $912,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 30,700 | $912,000 | thousands by filing date | put |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 71,413 | $911,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,304 | $910,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 32,443 | $910,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 56,474 | $909,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100,040 | $907,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 29,971 | $907,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 15,093 | $906,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 11,417 | $904,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 62,481 | $904,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 42,888 | $902,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 78,400 | $901,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 52,100 | $900,000 | thousands by filing date | call |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 14,527 | $899,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 52,819 | $899,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,000 | $898,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 10,000 | $898,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 21,510 | $898,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 50,038 | $898,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 43,191 | $897,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 21,737 | $896,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 34,976 | $896,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 40,000 | $894,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 60,589 | $892,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 23,848 | $891,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,817 | $890,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13,273 | $890,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 260,328 | $890,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,000 | $890,000 | thousands by filing date | put |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,800 | $890,000 | thousands by filing date | put |
| HUBSPOTINC | 443573100 | STOK | 14,673 | $888,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 37,954 | $888,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 34,088 | $888,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 110,321 | $888,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 44,199 | $887,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 145,677 | $885,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 22,875 | $882,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 48,558 | $876,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 23,822 | $876,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 10,100 | $874,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,262 | $874,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 11,886 | $874,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 13,036 | $874,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,000 | $873,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 55,182 | $873,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,172 | $871,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 42,487 | $869,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 10,097 | $869,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18,984 | $868,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 46,972 | $867,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 28,497 | $867,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 19,862 | $866,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 18,997 | $865,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 43,076 | $865,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 23,602 | $865,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 61,240 | $865,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 17,165 | $863,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 7,744 | $861,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 8,927 | $861,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 144,041 | $860,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,000 | $859,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 60,935 | $859,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 25,186 | $859,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 30,871 | $859,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 23,134 | $856,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 12,453 | $856,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,331 | $853,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 115,664 | $849,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 43,722 | $844,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,561 | $842,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 26,927 | $842,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 36,026 | $840,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 26,047 | $837,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 33,674 | $836,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 15,180 | $836,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,994 | $835,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 17,660 | $831,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,704 | $829,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 8,255 | $828,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 63,207 | $827,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 46,008 | $827,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 26,377 | $826,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 16,974 | $826,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 48,449 | $824,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 112,314 | $824,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 89,436 | $823,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40,000 | $820,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 967 | $820,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,871 | $819,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 29,209 | $819,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 11,283 | $818,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 73,318 | $818,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 98,670 | $816,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 55,207 | $814,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 22,527 | $812,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 12,996 | $810,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 18,573 | $809,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 19,800 | $808,000 | thousands by filing date | call |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 8,945 | $806,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 43,264 | $804,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 14,600 | $804,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 73,072 | $804,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,402 | $803,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 72,215 | $802,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,305 | $802,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 17,943 | $799,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 609,535 | $798,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 64,078 | $797,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,000 | $795,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,273 | $793,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 27,072 | $793,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 97,837 | $788,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 41,180 | $787,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 47,302 | $787,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 33,000 | $785,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 55,000 | $784,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 12,877 | $784,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 19,537 | $783,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 13,868 | $783,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 108,714 | $783,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 13,093 | $782,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 22,400 | $782,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 41,570 | $781,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 21,457 | $781,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 61,539 | $780,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 20,235 | $779,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 45,391 | $774,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 51,320 | $773,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 357,962 | $773,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 196,217 | $771,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 21,984 | $770,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 202,051 | $768,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,543 | $766,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 63,057 | $765,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 74,999 | $765,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,500 | $764,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 6,507 | $763,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 14,773 | $763,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 58,678 | $762,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 18,184 | $758,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,845 | $757,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,770 | $754,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 29,646 | $753,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 24,905 | $753,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 23,124 | $752,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 12,128 | $750,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 15,603 | $748,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 28,204 | $746,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 104,391 | $744,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 24,044 | $743,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 13,984 | $742,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 12,500 | $742,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 10,067 | $741,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 43,203 | $741,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 35,166 | $738,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 135,000 | $738,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,434 | $737,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 43,442 | $732,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 10,000 | $732,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 9,712 | $732,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 57,019 | $732,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 29,377 | $732,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 13,148 | $730,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 29,729 | $728,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,900 | $726,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 45,413 | $725,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 47,271 | $721,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,623 | $719,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 75,400 | $719,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 82,122 | $719,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 45,400 | $719,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 24,907 | $717,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,326 | $717,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 27,163 | $717,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 78,702 | $716,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,724 | $715,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 51,487 | $714,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 143,081 | $714,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 27,255 | $714,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 46,455 | $713,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,000 | $713,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 28,743 | $712,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 55,110 | $712,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 13,785 | $711,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,267 | $710,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 51,348 | $710,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 24,059 | $709,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 47,390 | $708,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 20,000 | $708,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 32,559 | $706,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,000 | $706,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 91,348 | $705,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 34,113 | $704,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 21,010 | $701,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 8,000 | $698,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 16,107 | $697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 20,859 | $697,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 17,993 | $695,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,900 | $690,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 33,364 | $689,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13,795 | $689,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 17,630 | $688,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 31,427 | $688,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 32,239 | $688,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 40,102 | $688,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 55,382 | $685,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,990 | $684,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,245 | $683,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 14,094 | $683,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 146,747 | $683,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 14,527 | $682,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 57,611 | $681,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 52,290 | $681,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 43,085 | $681,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 61,485 | $680,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 38,917 | $679,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 22,504 | $679,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 14,706 | $678,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,752 | $678,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 8,971 | $678,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,919 | $674,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 28,111 | $673,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 39,084 | $672,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 96,501 | $671,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 28,255 | $671,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 109,595 | $669,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 44,301 | $669,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 21,862 | $668,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 6,146 | $668,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 51,235 | $668,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 31,840 | $668,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 14,603 | $667,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 28,100 | $666,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 54,100 | $666,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 57,939 | $666,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $665,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 36,300 | $665,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 63,387 | $664,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 29,832 | $664,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 14,724 | $663,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 15,301 | $662,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 64,857 | $662,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 53,594 | $661,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 73,154 | $661,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14,473 | $660,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 83,386 | $659,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 11,936 | $659,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,714 | $658,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 19,988 | $657,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 23,858 | $655,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 74,293 | $655,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 24,046 | $655,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 45,552 | $654,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 47,280 | $654,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 45,978 | $649,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 65,531 | $647,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 25,526 | $646,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 362,533 | $645,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 6,600 | $642,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 19,180 | $641,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 78,855 | $641,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12,324 | $641,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 13,793 | $640,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 54,334 | $638,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 42,311 | $638,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 66,865 | $638,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 62,643 | $638,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 17,840 | $635,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 84,243 | $635,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 67,706 | $634,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 100,000 | $634,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 28,762 | $633,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 14,191 | $632,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 28,495 | $632,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 44,682 | $631,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 37,380 | $629,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 6,158 | $626,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 16,354 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 14,405 | $625,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,897 | $625,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 40,000 | $623,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 29,617 | $623,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 18,976 | $621,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 33,915 | $621,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,500 | $620,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,600 | $618,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,933 | $618,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 15,506 | $616,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 46,691 | $616,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 38,445 | $615,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 48,975 | $615,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 41,309 | $614,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 13,063 | $613,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 29,869 | $612,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,200 | $611,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,224 | $611,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 16,808 | $610,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 75,000 | $608,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 34,614 | $606,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,917 | $606,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 41,462 | $606,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 72,041 | $605,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 23,376 | $605,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,441 | $603,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,400 | $602,000 | thousands by filing date | call |
| PROSHARES TR | 74347X294 | HD REPLICATION | 13,731 | $602,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 43,357 | $602,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 16,212 | $601,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 13,101 | $600,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 8,437 | $599,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 24,438 | $599,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 19,009 | $599,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 26,323 | $599,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 31,433 | $598,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 86,282 | $598,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,598 | $597,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 14,216 | $595,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 12,647 | $594,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 11,555 | $593,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 26,727 | $593,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 12,802 | $593,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 38,116 | $592,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 125,000 | $590,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 21,674 | $588,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 113,501 | $586,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,980 | $586,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 52,469 | $585,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 24,694 | $585,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,000 | $584,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,370 | $584,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,915 | $581,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 18,464 | $580,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,359 | $580,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 14,828 | $580,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 32,919 | $580,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 8,881 | $580,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 97,255 | $576,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 16,677 | $574,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 26,293 | $574,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 20,898 | $573,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 68,160 | $572,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 38,648 | $572,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 43,240 | $571,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11,637 | $568,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 10,155 | $567,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 20,090 | $565,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 10,347 | $564,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 25,542 | $562,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 77,421 | $559,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 50,000 | $558,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 7,915 | $558,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,124 | $557,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20,770 | $557,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 47,167 | $556,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 27,140 | $556,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 17,731 | $556,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 28,518 | $555,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 25,785 | $554,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,099 | $554,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 12,000 | $554,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 11,887 | $552,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,829 | $552,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,618 | $552,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,545 | $552,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,600 | $552,000 | thousands by filing date | call |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 59,442 | $551,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 13,300 | $550,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 38,075 | $549,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 83,510 | $547,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 6,355 | $547,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 12,400 | $545,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 5,000 | $544,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,764 | $544,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 210,813 | $544,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 20,795 | $543,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,848 | $541,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 9,975 | $541,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 146,708 | $541,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 6,085 | $540,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 15,542 | $539,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,809 | $538,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 56,345 | $538,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 31,456 | $537,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 167,361 | $536,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 51,724 | $535,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,000 | $533,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 21,905 | $532,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,572 | $532,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 22,100 | $530,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,467 | $530,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,379 | $530,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,303 | $528,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 45,058 | $527,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,422 | $526,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 25,786 | $526,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |