13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 43,103,331 | $10,161,180,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,068,800 | $4,023,799,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 142,694,984 | $2,275,984,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,324,443 | $2,201,510,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,016,344 | $1,994,298,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,383,497 | $1,737,618,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,797,661 | $1,219,082,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,261,265 | $1,213,001,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,322,216 | $1,134,141,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 18,951,822 | $1,098,258,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,205,300 | $1,086,217,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 11,298,909 | $1,077,577,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,161,702 | $1,068,284,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,235,671 | $1,050,023,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,206,484 | $1,022,856,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,182,771 | $1,020,313,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8,349,952 | $1,013,016,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25,608,700 | $1,008,727,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 8,864,181 | $1,005,110,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,989,748 | $995,124,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,180,711 | $987,205,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 20,507,787 | $980,067,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,661,606 | $971,919,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,445,208 | $925,919,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 10,058,773 | $903,781,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,040,248 | $899,383,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,959,670 | $896,291,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,441,200 | $885,536,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 8,216,076 | $882,160,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,894,273 | $877,643,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,935,200 | $868,024,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 3,552,400 | $837,443,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 10,653,682 | $836,314,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,405,437 | $830,209,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,527,735 | $828,757,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,116,852 | $809,749,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,556,398 | $798,232,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,768,594 | $788,153,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,539,342 | $777,226,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,913,070 | $774,463,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 855,060 | $758,045,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,579,859 | $748,788,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,374,477 | $748,342,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 18,848,831 | $740,759,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,772,796 | $738,460,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,717,380 | $728,768,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,663,268 | $726,118,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,127,248 | $722,463,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,968,626 | $698,848,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,817,054 | $677,941,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,631,770 | $675,138,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 8,253,254 | $669,174,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 27,622,547 | $655,483,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,696,340 | $650,563,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,201,863 | $640,030,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,877,989 | $627,647,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,426,749 | $609,068,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,169,289 | $607,803,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 713,701 | $592,057,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,155,300 | $589,203,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 18,604,603 | $569,859,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,925,488 | $557,918,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,081,572 | $557,028,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,040,598 | $548,607,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,926,962 | $540,848,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,492,947 | $539,349,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,197,272 | $537,918,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,810,208 | $537,677,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,237,990 | $531,008,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,132,988 | $530,552,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,981,643 | $527,656,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,903,290 | $514,980,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,775,300 | $506,956,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 3,887,576 | $505,890,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,640,376 | $502,076,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,801,400 | $501,329,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,806,923 | $500,686,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,281,795 | $492,150,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,092,352 | $492,003,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,594,017 | $487,457,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,855,213 | $481,401,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,667,825 | $464,575,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,838,858 | $458,292,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,355,412 | $457,175,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,958,774 | $454,467,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,907,324 | $454,332,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,071,349 | $448,613,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,871,496 | $447,467,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,997,101 | $445,405,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,135,346 | $444,027,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,486,965 | $439,845,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,968,336 | $438,018,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,188,823 | $432,598,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,376,269 | $427,605,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,406,157 | $425,364,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18,637,781 | $425,128,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,015,127 | $423,957,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,379,079 | $420,458,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,309,052 | $419,840,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,100,489 | $419,311,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,498,656 | $414,941,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,469,003 | $411,534,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,392,835 | $411,486,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,530,660 | $409,518,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,638,644 | $407,216,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,413,691 | $405,274,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,034,965 | $404,500,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,261,645 | $404,206,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,625,695 | $395,636,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,606,045 | $392,879,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 10,488,059 | $383,024,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,226,320 | $380,115,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,307,369 | $378,570,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,205,337 | $376,571,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,923,949 | $375,876,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,663,787 | $375,622,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,078,409 | $374,150,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 6,396,634 | $373,947,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,183,149 | $370,186,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,497,603 | $368,053,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,150,287 | $367,834,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,643,230 | $362,637,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,413,400 | $361,547,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 2,822,097 | $353,722,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,414,657 | $352,278,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,194,383 | $351,095,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,656,249 | $348,428,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,660,711 | $346,570,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,669,008 | $346,117,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,782,500 | $344,926,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,298,561 | $343,182,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,963,739 | $343,078,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,013,234 | $340,194,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,140,580 | $338,648,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,930,154 | $334,855,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,666,358 | $327,991,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,003,847 | $326,169,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,418,667 | $323,940,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,110,027 | $319,148,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 7,766,761 | $317,117,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,930,388 | $316,604,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,576,077 | $315,031,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,306,053 | $312,261,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,907,248 | $311,806,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,651,288 | $309,088,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,551,223 | $307,180,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,249,617 | $304,659,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,522,319 | $297,706,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,765,306 | $296,718,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,370,040 | $296,187,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,576,600 | $291,623,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 7,756,300 | $291,559,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 12,220,400 | $288,279,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 324,900 | $288,037,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,062,874 | $286,806,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,010,800 | $285,634,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,943,462 | $283,622,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,556,021 | $282,433,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,895,521 | $281,330,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,130,142 | $277,018,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,743,800 | $276,991,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,013,200 | $276,250,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 7,056,782 | $275,144,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,086,990 | $274,647,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,927,800 | $274,281,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 7,282,400 | $273,746,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,537,400 | $273,608,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 1,143,588 | $273,226,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,838,698 | $269,661,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,234,429 | $256,177,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,728,300 | $255,460,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,546,290 | $254,349,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,663,683 | $254,040,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,316,100 | $250,938,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,132,224 | $249,763,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,306,379 | $249,297,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,739,806 | $243,173,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,763,832 | $243,079,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,277,450 | $242,958,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 5,440,911 | $242,720,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 9,928,324 | $242,449,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,042,246 | $241,808,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,897,188 | $239,279,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,176,822 | $236,713,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,680,873 | $236,292,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,400,418 | $233,133,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,503,890 | $232,265,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,036,339 | $231,442,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,133,100 | $229,623,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,182,028 | $229,361,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,745,322 | $228,000,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,758,867 | $227,617,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,606,728 | $226,539,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,585,180 | $225,175,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 3,678,800 | $220,066,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,115,558 | $219,510,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,014,850 | $218,328,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,988,300 | $216,586,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,557,762 | $215,356,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,552,000 | $213,696,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,424,836 | $212,852,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,952,778 | $210,568,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 714,110 | $209,427,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,518,101 | $209,225,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,889,209 | $205,848,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,928,187 | $205,449,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,700,000 | $205,207,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,146,600 | $202,167,000 | thousands by filing date | call |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,427,347 | $201,446,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,176,414 | $201,257,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 915,479 | $200,454,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,159,757 | $200,082,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,029,119 | $197,559,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5,764,888 | $196,756,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 950,933 | $196,215,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,800,902 | $196,172,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,391,513 | $196,129,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,148,220 | $195,080,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,778,556 | $194,595,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,103,100 | $193,292,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,609,700 | $191,103,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,746,150 | $190,141,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,593,741 | $189,821,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,111,661 | $187,540,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,201,621 | $186,593,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,816,587 | $186,517,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,051,900 | $186,225,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,617,769 | $183,941,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,092,063 | $183,129,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,049,538 | $181,066,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 916,093 | $178,776,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,217,784 | $176,802,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,431,649 | $176,730,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,099,800 | $176,619,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,657,900 | $175,049,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,947,990 | $173,527,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,013,600 | $171,942,000 | thousands by filing date | put |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,173,275 | $168,755,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,100,000 | $168,483,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 726,860 | $166,973,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,260,385 | $165,462,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,993,012 | $164,404,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 183,800 | $162,946,000 | thousands by filing date | put |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,439,243 | $162,563,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,433,205 | $162,239,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 9,386,515 | $161,073,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,425,652 | $160,343,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,345,200 | $159,702,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 185,900 | $157,606,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,377,135 | $156,891,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,161,351 | $156,466,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,705,801 | $155,399,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,288,897 | $155,364,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,604,200 | $155,002,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 5,195,500 | $154,826,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,795,560 | $152,275,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,115,097 | $151,918,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,145,333 | $151,723,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,604,789 | $149,311,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,521,572 | $148,798,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 5,720,804 | $148,398,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 966,903 | $147,452,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,435,729 | $147,240,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,217,569 | $144,647,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,385,849 | $144,272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,630,919 | $143,674,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,410,725 | $143,400,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 171,110 | $141,946,000 | thousands by filing date | call |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,659,680 | $139,181,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,510,843 | $138,573,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 996,079 | $137,927,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,509,294 | $137,898,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,214,270 | $137,700,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,994,517 | $137,627,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,758,762 | $135,759,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,810,784 | $134,270,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,383,400 | $132,827,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,609,940 | $129,885,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,317,069 | $128,371,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,233,756 | $125,559,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,998,823 | $123,927,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 418,500 | $122,734,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 2,626,500 | $122,264,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,796,100 | $121,991,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,158,171 | $121,261,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 4,096,201 | $121,207,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,103,734 | $121,146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,305,100 | $121,010,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 632,108 | $120,676,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,907,097 | $120,185,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 654,520 | $120,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 3,196,561 | $119,679,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,522,500 | $119,501,000 | thousands by filing date | put |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,214,150 | $118,457,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,363,742 | $117,800,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,108,764 | $117,732,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,147,388 | $116,942,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,952,056 | $116,459,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 780,632 | $115,386,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,182,508 | $115,353,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 611,443 | $114,461,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 755,368 | $114,211,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,479,058 | $113,843,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,610,159 | $113,463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,239,941 | $113,386,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 921,509 | $113,217,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,195,623 | $112,997,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,624,781 | $112,876,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,404,980 | $112,862,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,021,300 | $112,506,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,281,068 | $112,457,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 958,438 | $112,377,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,179,375 | $111,823,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,446,191 | $111,212,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 800,000 | $109,984,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 911,031 | $109,970,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,042,594 | $107,706,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,929,950 | $107,207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 128,764 | $106,817,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 1,269,288 | $106,760,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,522,600 | $106,706,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,028,883 | $106,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,839,500 | $106,311,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,901,316 | $105,960,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,438,873 | $104,920,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,889,061 | $104,900,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,318,621 | $104,404,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 883,333 | $104,375,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,088,389 | $104,148,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,489,500 | $104,116,000 | thousands by filing date | put |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 3,586,758 | $104,052,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,575,370 | $103,754,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 1,603,004 | $102,432,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,096,833 | $102,304,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,222,981 | $102,253,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 3,879,789 | $101,845,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,438,721 | $101,718,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 841,516 | $101,184,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 769,420 | $100,710,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 675,250 | $100,241,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,606,441 | $99,952,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,084,065 | $99,868,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,956,320 | $99,518,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,183,800 | $99,282,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 754,008 | $98,964,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 794,094 | $97,713,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 603,226 | $97,518,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,956,296 | $96,217,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,506,100 | $95,698,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 4,047,740 | $95,486,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,032,799 | $94,181,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,014,162 | $93,760,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,481,293 | $93,737,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 910,679 | $93,244,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,075,970 | $93,039,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 475,100 | $92,716,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 1,544,284 | $92,503,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 654,577 | $92,079,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,010,846 | $91,916,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,727,900 | $91,268,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 51,222 | $91,174,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,153,951 | $90,811,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,580,000 | $90,408,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,025,811 | $90,313,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,515,900 | $90,226,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,613,435 | $90,054,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 665,885 | $90,008,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 681,191 | $89,665,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 934,967 | $89,486,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 432,800 | $89,217,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 913,971 | $89,140,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 779,900 | $88,433,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,347,785 | $87,948,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,523,031 | $87,095,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 585,782 | $86,847,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,097,762 | $86,845,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,118,793 | $86,785,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,114,043 | $85,999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,767,489 | $85,617,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 646,500 | $85,584,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 1,735,500 | $85,404,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 969,200 | $85,135,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 4,230,275 | $84,902,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 914,502 | $84,830,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,271,001 | $84,255,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,786,066 | $84,249,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 797,858 | $84,246,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,613,617 | $84,107,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,404,374 | $84,010,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 873,693 | $82,187,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,909,843 | $82,028,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 504,200 | $81,716,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,329,800 | $81,650,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 4,438,725 | $81,274,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,791,168 | $80,665,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 626,953 | $80,477,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 3,286,000 | $79,817,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,557,360 | $79,691,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,684,632 | $79,438,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,580,090 | $79,146,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 2,385,405 | $79,100,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 423,281 | $78,828,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,452,683 | $78,634,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 958,200 | $78,582,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 4,527,175 | $78,093,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,010,983 | $77,892,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,617,527 | $77,560,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,183,700 | $77,216,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,080,593 | $77,004,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,774,415 | $76,264,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 493,087 | $75,482,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 4,064,073 | $75,226,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,375,331 | $74,788,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 42,000 | $74,759,000 | thousands by filing date | put |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 538,847 | $74,711,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 320,600 | $73,648,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 779,089 | $73,375,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 682,723 | $73,256,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 539,537 | $72,994,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,876,542 | $72,228,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,925,000 | $72,111,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,521,265 | $71,849,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,844,460 | $71,749,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,643,258 | $71,745,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,552,000 | $71,330,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,125,174 | $70,863,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,150,695 | $70,802,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,060,887 | $70,578,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,341,489 | $70,455,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,516,300 | $70,371,000 | thousands by filing date | put |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,026,400 | $70,339,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,290,700 | $70,188,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 213,940 | $70,027,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 3,675,289 | $69,831,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,100,000 | $69,586,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,100,000 | $69,586,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 795,680 | $68,953,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,028,318 | $68,440,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,427,887 | $68,278,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,131,058 | $68,151,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 420,402 | $68,135,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 485,682 | $67,947,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,768,305 | $67,815,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 929,504 | $67,780,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,459,608 | $67,740,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,198,200 | $67,727,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,341,244 | $67,398,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,443,458 | $67,244,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 241,132 | $67,107,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,770,276 | $66,597,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 816,781 | $66,421,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 700,953 | $66,205,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 721,700 | $66,122,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 996,401 | $65,673,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,365,174 | $65,515,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 579,120 | $65,498,000 | thousands by filing date | call |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 262 | $65,460,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,440,700 | $65,338,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 483,332 | $65,167,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 670,600 | $65,156,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 645,491 | $64,820,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 809,895 | $64,160,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 225,209 | $63,959,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 651,603 | $63,843,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 890,400 | $63,592,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 944,416 | $63,398,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 381,956 | $63,167,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 571,368 | $63,062,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,982,670 | $63,010,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,437,655 | $62,711,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 591,018 | $62,105,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,995,426 | $62,078,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 691,400 | $61,445,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,595,679 | $61,399,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,438,941 | $61,391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,494,567 | $61,053,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,411,149 | $61,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,706,897 | $60,715,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,881,434 | $60,376,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 517,078 | $60,343,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 623,714 | $60,319,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,037,169 | $60,075,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,077,196 | $59,844,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,174,682 | $59,650,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 7,024,204 | $59,635,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 995,176 | $59,571,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 212,661 | $59,492,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 447,479 | $59,457,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,802,700 | $59,417,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 676,700 | $59,401,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,319,102 | $59,361,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,115,641 | $59,352,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,315,084 | $59,290,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,224,190 | $58,969,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 712,524 | $58,890,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,396,600 | $58,739,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,444,989 | $58,496,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 802,224 | $58,489,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,001,683 | $58,238,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 705,400 | $58,188,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |