13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIZENS INC | 174740100 | COMMON STOCK | 33,981 | $252,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 12,575 | $252,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,625 | $251,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,000 | $251,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,952 | $251,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 5,102 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 21,522 | $251,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 11,480 | $251,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,600 | $250,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,487 | $250,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 19,765 | $250,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,888 | $250,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 18,438 | $250,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,621 | $249,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,027 | $249,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,695 | $249,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 151,570 | $249,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,020 | $248,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,500 | $247,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8,879 | $247,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,593 | $247,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,017 | $247,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 56,560 | $247,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 55,113 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 13,382 | $246,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 169,325 | $246,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,593 | $245,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 9,693 | $245,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,269 | $245,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 17,447 | $245,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,000 | $244,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 4,000 | $244,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 13,300 | $244,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 117,771 | $244,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,300 | $243,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,000 | $243,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 70,400 | $243,000 | thousands by filing date | call |
| ATOMERA INC | 04965B100 | COMMON STOCK | 34,344 | $243,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 19,170 | $243,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 31,002 | $243,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,142 | $242,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,006 | $242,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,453 | $241,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 16,094 | $240,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,748 | $240,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 24,313 | $239,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 19,592 | $239,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,500 | $238,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 4,280 | $238,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,036 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 5,865 | $238,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,500 | $237,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 143,501 | $237,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 60,000 | $236,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,547 | $235,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 34,896 | $235,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 7,899 | $235,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 8,696 | $235,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 4,945 | $234,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,188 | $234,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 12,711 | $234,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,780 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,314 | $234,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 9,924 | $233,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,899 | $233,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,448 | $232,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 15,451 | $232,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,591 | $231,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 13,616 | $231,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,261 | $230,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,345 | $230,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 26,945 | $230,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,979 | $229,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 220,000 | $229,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,612 | $228,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,607 | $228,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,663 | $227,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 39,818 | $227,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 64,299 | $226,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 21,877 | $225,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,000 | $224,000 | thousands by filing date | put |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 11,593 | $224,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 26,494 | $224,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,391 | $224,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 12,309 | $224,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 12,077 | $224,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,155 | $224,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 11,398 | $224,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 19,600 | $223,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 40,000 | $223,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 40,000 | $223,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 10,762 | $223,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 17,230 | $222,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20,994 | $222,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 37,558 | $221,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 33,582 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,489 | $220,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 114,080 | $220,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,352 | $220,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 6,072 | $220,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,500 | $219,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 9,000 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 11,998 | $219,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,700 | $218,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 7,504 | $218,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 9,222 | $218,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,199 | $217,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 14,533 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,740 | $216,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 10,951 | $215,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 33,830 | $215,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 4,024 | $215,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5,551 | $215,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 100,000 | $214,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,547 | $214,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,300 | $213,000 | thousands by filing date | put |
| HILLTOP HLDGS INC | 432748101 | COM | 7,758 | $213,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,345 | $213,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 38,002 | $212,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 7,806 | $211,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 9,701 | $211,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 9,697 | $210,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,018 | $210,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,199 | $209,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 14,218 | $209,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 12,826 | $209,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,400 | $208,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 18,915 | $208,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $208,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $208,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 4,775 | $207,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 52,000 | $207,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 20,792 | $207,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,442 | $207,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,816 | $206,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 14,831 | $206,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 3,427 | $206,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,000 | $205,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,630 | $204,000 | thousands by filing date | call |
| US FOODS HLDG CORP COM | 912008109 | Stock | 7,280 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,246 | $202,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,910 | $201,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 9,858 | $200,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,477 | $200,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,019 | $200,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,874 | $200,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,233 | $200,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,070 | $199,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 5,445 | $199,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22,643 | $199,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 4,413 | $198,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,845 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,698 | $196,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,470 | $196,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 10,134 | $196,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 39,077 | $195,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 4,478 | $195,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,355 | $194,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 508 | $194,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 5,881 | $194,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,570 | $194,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,446 | $194,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,544 | $194,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 19,395 | $194,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,920 | $194,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 12,281 | $193,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 9,184 | $193,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,698 | $193,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 6,395 | $193,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 59,000 | $193,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,200 | $192,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,519 | $192,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 75,279 | $192,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 22,479 | $192,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,524 | $191,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 105,864 | $191,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 151,293 | $191,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 19,790 | $191,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 4,019 | $191,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 15,766 | $190,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,890 | $189,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 12,209 | $189,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,131 | $188,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,686 | $188,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 6,379 | $188,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 11,700 | $188,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 19,537 | $187,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,757 | $187,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 32,026 | $186,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 25,000 | $186,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 1,629 | $186,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,134 | $185,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 7,208 | $185,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,284 | $185,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 9,058 | $184,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 14,100 | $184,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,281 | $183,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,295 | $183,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 6,402 | $183,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,624 | $182,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 5,222 | $182,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,268 | $182,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 11,000 | $182,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 33,500 | $181,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,205 | $180,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,593 | $180,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,500 | $180,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 6,031 | $180,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 26,957 | $180,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 37,982 | $180,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 9,298 | $179,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 15,212 | $179,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 7,479 | $178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,100 | $178,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,455 | $178,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,310 | $177,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,825 | $177,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 7,336 | $176,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,802 | $176,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 84,975 | $176,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 7,155 | $176,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 5,175 | $176,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,000 | $175,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 6,484 | $175,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,000 | $174,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,704 | $174,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,996 | $174,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 25,000 | $174,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 12,236 | $174,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,554 | $173,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,635 | $172,000 | thousands by filing date | call |
| INC RESH HLDGS INC | 45329R109 | CL A | 3,750 | $172,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,606 | $171,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,152 | $171,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,172 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,635 | $171,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12,100 | $171,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 43,840 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 8,962 | $171,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 8,133 | $171,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 13,488 | $170,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,141 | $169,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 3,947 | $169,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,905 | $169,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 3,545 | $169,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 5,570 | $169,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,670 | $168,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,683 | $167,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 21,045 | $167,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 6,806 | $167,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 6,830 | $167,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 8,327 | $167,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 3,526 | $167,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 6,315 | $166,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 4,367 | $166,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,218 | $165,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,820 | $165,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,709 | $165,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,428 | $164,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 10,628 | $164,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,046 | $164,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 5,914 | $164,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,389 | $163,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 4,850 | $163,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 23,514 | $163,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,831 | $163,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 8,244 | $163,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 3,961 | $163,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,138 | $162,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,000 | $162,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,163 | $161,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 21,655 | $161,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 20,000 | $161,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 52,564 | $161,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 7,342 | $161,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 33,703 | $161,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 6,445 | $161,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,750 | $161,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 73,744 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 1,947 | $160,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 6,966 | $160,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,375 | $160,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,272 | $160,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 93,097 | $160,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 375,989 | $160,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 9,269 | $159,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 17,269 | $159,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 9,674 | $159,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,101 | $159,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,521 | $158,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 2,283 | $158,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 892 | $157,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 5,000 | $157,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,916 | $157,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,944 | $157,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 4,983 | $157,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 3,721 | $157,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 11,022 | $157,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,265 | $156,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,389 | $156,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,508 | $155,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 7,731 | $155,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,590 | $155,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 21,491 | $155,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,940 | $154,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,116 | $154,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,640 | $154,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,611 | $153,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 7,758 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,509 | $152,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 6,357 | $152,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 29,774 | $152,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,642 | $152,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,500 | $151,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 10,936 | $151,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 8,308 | $151,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 16,362 | $151,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,984 | $151,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 8,240 | $151,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 91,036 | $151,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 13,504 | $151,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 6,896 | $150,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 14,810 | $150,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,075 | $150,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,934 | $150,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,922 | $150,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3,600 | $150,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 6,438 | $150,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 17,706 | $150,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,184 | $149,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,849 | $149,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,750 | $149,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,765 | $149,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 4,982 | $148,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,215 | $148,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 2,913 | $148,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 6,909 | $147,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,543 | $147,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,652 | $147,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,160 | $147,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 5,606 | $147,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 11,064 | $147,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,888 | $146,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,008 | $146,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 7,056 | $146,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,987 | $146,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,889 | $145,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,325 | $145,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 6,853 | $145,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,290 | $145,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 63,167 | $145,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 53,781 | $145,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,022 | $145,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 7,728 | $144,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 87,400 | $144,000 | thousands by filing date | call |
| CHINA FD INC | 169373107 | COM | 8,676 | $144,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,023 | $144,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 3,479 | $143,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,000 | $143,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 6,215 | $143,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 10,995 | $143,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,187 | $142,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 18,218 | $142,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,896 | $142,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 7,688 | $142,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,100 | $141,000 | thousands by filing date | put |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 6,994 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,936 | $141,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,480 | $141,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 6,525 | $141,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 9,963 | $141,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 971 | $141,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,314 | $140,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,305 | $140,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 11,856 | $140,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 13,767 | $139,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 9,235 | $139,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,809 | $139,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 19,270 | $139,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 2,749 | $139,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 6,851 | $139,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,305 | $139,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G207 | HORIZONS DAX GER | 5,079 | $139,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,987 | $138,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 7,137 | $138,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,736 | $138,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 5,307 | $138,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,115 | $138,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,700 | $137,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 6,677 | $137,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,010 | $137,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,080 | $137,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,443 | $137,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,385 | $137,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,773 | $137,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 9,349 | $136,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,152 | $136,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 8,700 | $136,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 1,982 | $136,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,760 | $136,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,899 | $135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 5,361 | $135,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 8,036 | $135,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 7,677 | $135,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 214,357 | $135,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $134,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,919 | $134,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 9,069 | $134,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 15,527 | $134,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,462 | $133,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,603 | $133,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 16,756 | $133,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 11,978 | $132,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 7,616 | $132,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 5,562 | $132,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 5,617 | $132,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,675 | $132,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,740 | $132,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 10,306 | $132,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $131,000 | thousands by filing date | put |
| ENSIGN GROUP INC | 29358P101 | COM | 6,986 | $131,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 7,686 | $131,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 3,857 | $131,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 54,379 | $131,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,737 | $130,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,967 | $130,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,085 | $129,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,291 | $129,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 36,951 | $129,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 24,853 | $129,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 15,909 | $129,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,850 | $128,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 8,329 | $128,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 31,681 | $128,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,541 | $127,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,019 | $127,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 192,324 | $127,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 37,200 | $127,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,046 | $127,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,105 | $127,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 11,856 | $127,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 268 | $126,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,100 | $125,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 6,947 | $125,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,449 | $125,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 10,412 | $125,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,760 | $124,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $124,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,000 | $124,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 1,000 | $124,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,261 | $124,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,881 | $124,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 5,428 | $124,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 2,778 | $124,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,061 | $123,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,000 | $122,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 6,010 | $122,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 8,152 | $122,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,606 | $122,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,997 | $122,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 4,086 | $122,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 24,782 | $122,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 3,320 | $122,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,553 | $122,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 7,727 | $122,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 29,074 | $122,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,040 | $121,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 6,797 | $121,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 8,554 | $121,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,751 | $120,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 4,065 | $119,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,186 | $119,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 4,258 | $119,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,520 | $119,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,021 | $118,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 6,389 | $118,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 7,967 | $118,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,346 | $118,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 4,180 | $118,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 4,707 | $118,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 4,696 | $118,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 4,217 | $117,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,495 | $117,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 4,688 | $117,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 24,882 | $117,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 13,478 | $117,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 8,353 | $117,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 26,138 | $117,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,825 | $116,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 6,447 | $116,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,800 | $116,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 12,822 | $116,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,178 | $115,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 40,751 | $115,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $114,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,788 | $114,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,036 | $114,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,523 | $114,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,661 | $113,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,950 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |