13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MICROSEMI CORP | 595137100 | COM | 61,324 | $3,160,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 219,716 | $3,157,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 170,922 | $3,155,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 380,090 | $3,155,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 70,982 | $3,153,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 43,401 | $3,152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 69,162 | $3,140,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 276,348 | $3,140,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 31,591 | $3,139,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 43,450 | $3,127,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 482,505 | $3,127,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 47,742 | $3,127,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 325,963 | $3,123,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 139,739 | $3,121,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,110,000 | $3,118,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 31,800 | $3,116,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 117,374 | $3,116,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 2,500,000 | $3,113,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 136,853 | $3,111,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 254,341 | $3,111,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 185,280 | $3,096,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112,755 | $3,096,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 120,000 | $3,073,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 60,882 | $3,072,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 109,390 | $3,072,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 88,716 | $3,072,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 238,680 | $3,070,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 64,464 | $3,068,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,600 | $3,065,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 105,000 | $3,064,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 179,769 | $3,058,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 132,634 | $3,056,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 47,295 | $3,053,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 155,935 | $3,050,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 51,887 | $3,048,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 100,000 | $3,042,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,944 | $3,039,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 38,516 | $3,036,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 45,901 | $3,036,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 56,600 | $3,035,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 447,042 | $3,035,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 96,507 | $3,031,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 68,283 | $3,025,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 298,220 | $3,021,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 113,846 | $3,020,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 43,518 | $3,019,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 36,000 | $3,012,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 43,207 | $3,011,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 145,323 | $3,007,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 29,247 | $3,001,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 45,000 | $2,996,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 89,000 | $2,988,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 177,750 | $2,977,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 55,784 | $2,976,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 99,954 | $2,976,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 115,436 | $2,974,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 35,397 | $2,970,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 390,057 | $2,969,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 81,787 | $2,967,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150,000 | $2,967,000 | thousands by filing date | put |
| BROOKDALE SR LIVING INC | 112463104 | COM | 220,562 | $2,962,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 148,910 | $2,960,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100,000 | $2,958,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 99,364 | $2,954,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 48,192 | $2,949,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,625 | $2,949,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 211,608 | $2,948,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 72,544 | $2,945,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 75,510 | $2,944,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 26,100 | $2,941,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 74,908 | $2,940,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 32,670 | $2,939,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 265,077 | $2,934,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 96,413 | $2,932,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 41,456 | $2,927,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 196,806 | $2,922,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 152,919 | $2,921,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 49,812 | $2,920,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 197,600 | $2,917,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 132,641 | $2,913,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 178,053 | $2,911,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 25,753 | $2,910,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 116,457 | $2,910,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 35,604 | $2,906,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 124,859 | $2,904,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 90,069 | $2,904,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 383,602 | $2,903,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 57,961 | $2,900,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 204,251 | $2,898,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 197,286 | $2,880,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 57,334 | $2,878,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 139,916 | $2,875,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 187,009 | $2,871,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 242,702 | $2,864,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 144,565 | $2,864,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 299,487 | $2,857,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 20,000 | $2,851,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 47,926 | $2,851,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 73,261 | $2,851,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 120,800 | $2,847,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 212,151 | $2,845,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 105,131 | $2,844,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 36,180 | $2,843,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 21,489 | $2,838,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 86,689 | $2,835,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 53,820 | $2,834,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 36,755 | $2,832,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 221,191 | $2,827,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 78,448 | $2,826,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 125,474 | $2,817,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 118,933 | $2,813,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 250,000 | $2,810,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 32,700 | $2,810,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 55,997 | $2,808,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 139,842 | $2,808,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 181,216 | $2,801,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 268,604 | $2,796,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 365,366 | $2,795,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 150,754 | $2,789,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 64,841 | $2,788,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 17,500 | $2,787,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 55,000 | $2,780,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,253 | $2,776,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 53,923 | $2,775,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 221,748 | $2,774,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 104,305 | $2,770,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 26,515 | $2,768,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 42,208 | $2,765,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 307,558 | $2,762,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 209,939 | $2,752,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 198,684 | $2,752,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 60,519 | $2,752,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 73,784 | $2,745,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 230,000 | $2,744,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 150,055 | $2,741,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 120,263 | $2,741,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 505,111 | $2,733,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 14,000 | $2,733,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 288,868 | $2,730,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 42,538 | $2,729,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 79,377 | $2,729,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 60,000 | $2,725,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 120,696 | $2,719,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 243,630 | $2,719,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,580 | $2,718,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 306,459 | $2,718,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 42,750 | $2,716,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 287,586 | $2,715,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 144,597 | $2,714,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 254,368 | $2,707,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 45,587 | $2,706,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 123,300 | $2,700,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 44,146 | $2,697,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 26,471 | $2,692,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 98,291 | $2,691,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 64,367 | $2,690,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 127,147 | $2,689,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 79,544 | $2,688,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 109,409 | $2,683,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 252,822 | $2,683,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 403,321 | $2,682,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 74,885 | $2,681,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 90,281 | $2,675,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 12,626 | $2,670,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 82,326 | $2,667,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 110,642 | $2,664,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 23,564 | $2,660,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 259,700 | $2,659,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 133,772 | $2,658,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 246,637 | $2,656,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 121,234 | $2,655,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 173,710 | $2,654,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 55,000 | $2,652,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 47,190 | $2,652,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 91,640 | $2,652,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 211,897 | $2,648,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 105,649 | $2,643,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 185,926 | $2,642,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 46,824 | $2,634,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 4,400,000 | $2,629,000 | thousands by filing date | principal |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 213,187 | $2,627,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 301,975 | $2,627,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 49,954 | $2,626,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 323,917 | $2,624,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 94,878 | $2,619,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 35,530 | $2,616,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200,000 | $2,614,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 85,078 | $2,612,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 127,048 | $2,609,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 150,923 | $2,608,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 110,223 | $2,603,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,000 | $2,602,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 174,766 | $2,599,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 10,434 | $2,598,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 35,358 | $2,596,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 71,590 | $2,595,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31,273 | $2,593,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 120,040 | $2,590,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 510,425 | $2,588,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 84,742 | $2,584,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 95,755 | $2,583,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 34,395 | $2,579,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 30,116 | $2,577,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 30,000 | $2,566,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 225,313 | $2,566,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 31,067 | $2,564,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 71,080 | $2,559,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 108,305 | $2,558,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 330,000 | $2,558,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 80,345 | $2,557,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 91,069 | $2,553,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 23,436 | $2,553,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 181,052 | $2,553,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 51,932 | $2,549,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 76,500 | $2,548,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 37,504 | $2,548,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 65,868 | $2,546,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 183,890 | $2,540,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 21,145 | $2,539,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,595 | $2,536,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 52,913 | $2,534,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 35,182 | $2,532,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 119,268 | $2,528,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 114,394 | $2,525,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 127,120 | $2,520,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 56,556 | $2,516,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 12,131 | $2,513,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 157,808 | $2,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 79,098 | $2,506,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 73,131 | $2,505,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 46,543 | $2,505,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 18,015 | $2,504,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 22,300 | $2,502,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 78,671 | $2,502,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 225,723 | $2,499,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 61,635 | $2,497,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 126,184 | $2,496,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 98,641 | $2,490,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 436,576 | $2,489,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,886 | $2,486,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 113,351 | $2,486,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 61,489 | $2,484,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 19,933 | $2,482,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 98,089 | $2,482,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 46,282 | $2,478,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 38,978 | $2,461,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 197,972 | $2,461,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 45,000 | $2,461,000 | thousands by filing date | call |
| COLUMBIA ETF TR II | 19762B400 | EM STRATEGIC ETF | 130,217 | $2,451,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 61,785 | $2,447,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 47,706 | $2,445,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 121,641 | $2,443,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 41,227 | $2,441,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 21,241 | $2,438,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 79,116 | $2,436,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $2,433,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 992,720 | $2,432,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 27,587 | $2,431,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 66,304 | $2,430,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 94,167 | $2,428,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 15,588 | $2,424,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 33,100 | $2,422,000 | thousands by filing date | put |
| ISHARES TR | 46429B408 | CMN | 70,840 | $2,420,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 41,771 | $2,419,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 81,444 | $2,411,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 145,244 | $2,411,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 124,832 | $2,410,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 54,342 | $2,410,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 230,494 | $2,409,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 30,457 | $2,409,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 37,045 | $2,408,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 125,158 | $2,407,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 81,400 | $2,400,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 428,611 | $2,400,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 44,773 | $2,398,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 52,519 | $2,394,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 16,900 | $2,393,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 40,000 | $2,393,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 596,836 | $2,387,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 173,683 | $2,383,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 507,783 | $2,382,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 284,209 | $2,381,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 123,980 | $2,380,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 48,576 | $2,376,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 48,300 | $2,374,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 154,415 | $2,372,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 20,000 | $2,372,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 22,831 | $2,371,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 40,000 | $2,369,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 20,110 | $2,368,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 66,063 | $2,368,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 71,480 | $2,366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 65,700 | $2,364,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 742,981 | $2,363,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 78,399 | $2,361,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 121,152 | $2,361,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 74,714 | $2,358,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 30,708 | $2,354,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 546,122 | $2,354,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 54,826 | $2,350,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 665,222 | $2,348,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 29,880 | $2,346,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 569,302 | $2,345,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 118,443 | $2,344,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 46,674 | $2,342,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 731,518 | $2,341,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 203,268 | $2,340,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25,360 | $2,339,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 54,736 | $2,339,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 269,014 | $2,338,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 38,784 | $2,336,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 24,775 | $2,334,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 63,447 | $2,332,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,081 | $2,331,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 27,435 | $2,323,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 54,265 | $2,323,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 53,233 | $2,322,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 95,140 | $2,321,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 41,235 | $2,316,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 125,117 | $2,316,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 374,870 | $2,309,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 45,504 | $2,308,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 159,743 | $2,307,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 75,000 | $2,306,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 21,000 | $2,305,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 98,523 | $2,305,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 133,001 | $2,305,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 1,916,000 | $2,290,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 73,500 | $2,289,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 99,305 | $2,284,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,278,000 | thousands by filing date | principal |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 177,876 | $2,275,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 3,000,000 | $2,273,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 24,873 | $2,270,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 146,200 | $2,266,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,202,965 | $2,262,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 201,924 | $2,258,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 22,903 | $2,257,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 26,021 | $2,256,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 31,397 | $2,251,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 53,393 | $2,249,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 27,066 | $2,246,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 20,000 | $2,244,000 | thousands by filing date | call |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 53,383 | $2,239,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 259,971 | $2,235,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 70,965 | $2,232,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 226,823 | $2,230,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 165,438 | $2,229,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 269,249 | $2,229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 61,147 | $2,228,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 139,667 | $2,226,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 72,370 | $2,226,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 52,466 | $2,222,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 32,911 | $2,221,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 23,642 | $2,220,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 66,614 | $2,219,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 1,900,000 | $2,217,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 243,000 | $2,216,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 255,999 | $2,212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 22,933 | $2,209,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 65,845 | $2,208,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 200,000 | $2,206,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 43,023 | $2,206,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 144,112 | $2,205,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 102,706 | $2,204,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 64,798 | $2,204,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,142 | $2,202,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 155,643 | $2,201,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 36,084 | $2,198,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 90,238 | $2,198,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 31,047 | $2,197,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 49,529 | $2,196,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 250,000 | $2,193,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 15,305 | $2,189,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 55,459 | $2,188,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 85,231 | $2,186,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36,673 | $2,184,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 41,200 | $2,182,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 33,500 | $2,180,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 112,629 | $2,176,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 18,617 | $2,172,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 786,286 | $2,171,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 22,200 | $2,166,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,000 | $2,163,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 50,800 | $2,156,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 131,896 | $2,151,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 34,904 | $2,150,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 105,345 | $2,141,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,000 | $2,135,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 94,251 | $2,128,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 44,079 | $2,125,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 107,493 | $2,121,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,924 | $2,121,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25,989 | $2,119,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26,845 | $2,119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 40,798 | $2,113,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 50,000 | $2,112,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 87,047 | $2,111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 91,510 | $2,109,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 38,635 | $2,108,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 118,895 | $2,105,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 154,305 | $2,100,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 91,048 | $2,100,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 16,259 | $2,096,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50,000 | $2,093,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 41,071 | $2,090,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 179,667 | $2,088,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 58,842 | $2,083,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 35,157 | $2,077,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 77,722 | $2,070,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 52,651 | $2,068,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 65,000 | $2,067,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 100,878 | $2,067,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 53,100 | $2,065,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 40,963 | $2,056,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 432,061 | $2,052,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 138,415 | $2,051,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 63,718 | $2,047,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 21,845 | $2,047,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 65,191 | $2,031,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 53,522 | $2,031,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 77,696 | $2,030,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 90,000 | $2,028,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 438,333 | $2,025,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 72,938 | $2,024,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 154,289 | $2,023,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,234 | $2,022,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 133,231 | $2,020,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 22,000 | $2,018,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 26,704 | $2,018,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 527,211 | $2,014,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 73,000 | $2,013,000 | thousands by filing date | call |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 66,327 | $2,013,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 31,700 | $2,009,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 90,892 | $2,009,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,000 | $2,008,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 50,509 | $2,007,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,102 | $2,001,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 55,693 | $1,999,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 23,900 | $1,993,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 45,611 | $1,992,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 15,439 | $1,989,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 18,781 | $1,988,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 40,763 | $1,988,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 11,600 | $1,987,000 | thousands by filing date | call |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,257 | $1,985,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 32,268 | $1,984,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 105,649 | $1,984,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 86,582 | $1,983,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 17,653 | $1,982,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 79,390 | $1,982,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 67,808 | $1,981,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 142,864 | $1,976,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 39,917 | $1,970,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 58,541 | $1,969,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 95,397 | $1,964,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 42,755 | $1,964,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 158,882 | $1,962,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 90,719 | $1,962,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 38,863 | $1,959,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 170,825 | $1,958,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 52,754 | $1,955,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 24,986 | $1,949,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 77,293 | $1,948,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 114,066 | $1,946,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 174,000 | $1,945,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 78,373 | $1,943,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 170,714 | $1,943,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 41,600 | $1,939,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 36,049 | $1,935,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,064 | $1,934,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 68,312 | $1,932,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,500 | $1,928,000 | thousands by filing date | call |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 77,387 | $1,928,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,346,538 | $1,926,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 75,831 | $1,926,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 44,462 | $1,925,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 64,433 | $1,924,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 35,799 | $1,924,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 41,028 | $1,917,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 32,275 | $1,916,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 57,801 | $1,915,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 86,700 | $1,914,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 34,392 | $1,911,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 236,313 | $1,909,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 112,611 | $1,907,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 27,598 | $1,906,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 69,439 | $1,906,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 136,468 | $1,905,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 50,054 | $1,900,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 33,648 | $1,896,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 49,411 | $1,894,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 151,720 | $1,893,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 150,000 | $1,892,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 264,102 | $1,891,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 65,380 | $1,888,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 79,648 | $1,884,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 66,532 | $1,884,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 151,580 | $1,880,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 104,599 | $1,879,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |