13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS PLC ADR | 06738E204 | ADR | 884,391 | $9,941,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 102,102 | $9,916,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 193,920 | $9,912,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 707,867 | $9,910,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 119,535 | $9,909,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 488,316 | $9,888,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 175,000 | $9,886,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 84,132 | $9,879,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 424,200 | $9,867,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 60,100 | $9,857,000 | thousands by filing date | put |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 320,345 | $9,845,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 559,907 | $9,838,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 46,134 | $9,812,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 651,733 | $9,802,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 79,612 | $9,780,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 239,222 | $9,772,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 88,432 | $9,743,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 293,326 | $9,738,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 205,658 | $9,734,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 72,307 | $9,719,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 637,257 | $9,718,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 526,907 | $9,716,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 142,815 | $9,685,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 93,500 | $9,674,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 732,414 | $9,668,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,060,027 | $9,667,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 779,325 | $9,664,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 156,161 | $9,661,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 60,629 | $9,655,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,933,846 | $9,650,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 171,630 | $9,639,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 67,596 | $9,637,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 152,000 | $9,631,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 208,320 | $9,621,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 378,490 | $9,621,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 434,791 | $9,605,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 187,665 | $9,597,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 273,431 | $9,580,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 151,100 | $9,574,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 464,515 | $9,573,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 853,361 | $9,566,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 183,603 | $9,550,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 402,531 | $9,540,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 343,604 | $9,528,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 99,737 | $9,517,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 318,264 | $9,507,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 57,594 | $9,497,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 450,897 | $9,491,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 40,745 | $9,483,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 156,610 | $9,474,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 131,339 | $9,473,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 131,227 | $9,471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 253,191 | $9,469,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 471,214 | $9,467,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 325,311 | $9,463,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 159,661 | $9,459,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 592,766 | $9,431,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 394,864 | $9,421,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 120,000 | $9,420,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 286,139 | $9,371,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 372,048 | $9,364,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 408,841 | $9,342,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 196,254 | $9,339,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 258,581 | $9,337,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 423,464 | $9,337,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 75,000 | $9,334,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 56,898 | $9,331,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 345,900 | $9,325,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 299,475 | $9,314,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 382,974 | $9,310,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 250,000 | $9,308,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 82,500 | $9,296,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 303,131 | $9,296,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 181,275 | $9,287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 337,988 | $9,251,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 571,639 | $9,249,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 248,997 | $9,241,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 163,227 | $9,229,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 97,140 | $9,203,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 200,000 | $9,194,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 839,718 | $9,178,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 164,675 | $9,157,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 205,159 | $9,143,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 110,500 | $9,120,000 | thousands by filing date | call |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 653,378 | $9,108,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 55,049 | $9,098,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 179,000 | $9,090,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,200,000 | $9,082,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 792,264 | $9,071,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 171,588 | $9,065,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 105,741 | $9,057,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 609,701 | $9,054,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 102,170 | $9,043,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 174,000 | $9,024,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 74,600 | $9,022,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 165,078 | $9,011,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 351,450 | $9,011,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 121,323 | $9,010,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 22,500 | $9,008,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 434,543 | $8,995,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 75,508 | $8,989,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 57,411 | $8,974,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 142,839 | $8,916,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 181,070 | $8,910,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 257,268 | $8,909,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 264,118 | $8,908,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 425,980 | $8,886,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 82,180 | $8,875,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 148,558 | $8,843,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 57,500 | $8,832,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 141,020 | $8,805,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 73,124 | $8,802,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 95,908 | $8,799,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 101,963 | $8,779,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 164,030 | $8,769,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 110,000 | $8,768,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 265,600 | $8,722,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 361,839 | $8,698,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 37,536 | $8,690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 167,196 | $8,678,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 260,343 | $8,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 494,322 | $8,626,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 18,000 | $8,620,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,215,547 | $8,618,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 103,900 | $8,612,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 136,371 | $8,589,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 527,237 | $8,589,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 623,603 | $8,580,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,558,000 | $8,580,000 | thousands by filing date | principal |
| STERIS PLC | G84720104 | SHS USD | 123,056 | $8,547,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 518,296 | $8,542,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 311,381 | $8,532,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 201,563 | $8,530,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 769,160 | $8,515,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 438,065 | $8,503,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 194,335 | $8,491,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 141,167 | $8,458,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 637,314 | $8,444,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 126,924 | $8,429,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 265,477 | $8,418,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 86,100 | $8,413,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 184,500 | $8,380,000 | thousands by filing date | call |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 96,411 | $8,375,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 921,217 | $8,356,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 258,341 | $8,355,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 205,000 | $8,339,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 166,332 | $8,337,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 181,129 | $8,320,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 45,064 | $8,306,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 286,682 | $8,305,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 310,494 | $8,296,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 90,094 | $8,255,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 806,073 | $8,255,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 327,815 | $8,255,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 335,714 | $8,249,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 77,500 | $8,247,000 | thousands by filing date | put |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 493,492 | $8,236,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 469,000 | $8,226,000 | thousands by filing date | put |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 101,117 | $8,204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 863,185 | $8,200,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 273,335 | $8,192,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 101,478 | $8,187,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 87,617 | $8,182,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 7,000,000 | $8,168,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 237,081 | $8,156,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 211,699 | $8,151,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 205,450 | $8,138,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 133,751 | $8,119,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 130,000 | $8,098,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 348,500 | $8,096,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 76,549 | $8,087,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 540,346 | $8,083,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 943,048 | $8,063,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 157,359 | $8,063,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 213,757 | $8,057,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 375,057 | $8,041,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 806,713 | $8,035,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 89,352 | $8,028,000 | thousands by filing date | call |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 132,443 | $8,021,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 385,588 | $8,013,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 66,693 | $8,006,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 160,111 | $7,994,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 260,800 | $7,988,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 505,300 | $7,984,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 151,259 | $7,979,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 651,376 | $7,973,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 68,700 | $7,969,000 | thousands by filing date | call |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 80,960 | $7,954,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 284,526 | $7,952,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,174,500 | $7,940,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 267,872 | $7,918,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 90,000 | $7,916,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 58,832 | $7,889,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 897,411 | $7,870,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 166,329 | $7,863,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,985,000 | $7,852,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 57,287 | $7,817,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 95,606 | $7,815,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 478,293 | $7,811,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 233,865 | $7,809,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 122,600 | $7,790,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 123,395 | $7,787,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 274,709 | $7,777,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 531,999 | $7,741,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 249,066 | $7,738,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 68,500 | $7,734,000 | thousands by filing date | call |
| Invesco Large-Cap Growth | 73935X609 | ETF | 224,958 | $7,727,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 57,845 | $7,723,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 49,865 | $7,715,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150,300 | $7,712,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 75,034 | $7,710,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 264,856 | $7,707,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 254,556 | $7,703,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 219,589 | $7,681,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,243,700 | $7,661,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 132,124 | $7,646,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 292,144 | $7,645,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 456,161 | $7,631,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 110,000 | $7,627,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 74,254 | $7,617,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 368,825 | $7,613,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 168,070 | $7,612,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 90,458 | $7,595,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 127,703 | $7,582,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 225,167 | $7,581,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,637,894 | $7,567,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 132,751 | $7,563,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 94,421 | $7,563,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,095 | $7,552,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 119,849 | $7,544,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 130,000 | $7,523,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 145,000 | $7,520,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 95,000 | $7,515,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 154,691 | $7,513,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 8,050,000 | $7,502,000 | thousands by filing date | principal |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 94,930 | $7,499,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 281,909 | $7,484,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 70,000 | $7,468,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 127,400 | $7,447,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 236,245 | $7,446,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 119,085 | $7,437,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 889,050 | $7,424,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 83,873 | $7,423,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 363,700 | $7,401,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 73,682 | $7,392,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 216,376 | $7,381,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 336,800 | $7,376,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 113,004 | $7,371,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 177,081 | $7,334,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 133,300 | $7,328,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 210,049 | $7,307,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 115,135 | $7,295,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 97,579 | $7,287,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 148,851 | $7,273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 302,468 | $7,250,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 430,648 | $7,248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 300,000 | $7,239,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 300,000 | $7,239,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 940,840 | $7,236,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 178,208 | $7,235,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 333,670 | $7,224,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 311,673 | $7,224,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 836,561 | $7,219,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 4,860,000 | $7,211,000 | thousands by filing date | principal |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 96,730 | $7,196,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 67,608 | $7,195,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 207,382 | $7,192,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 85,000 | $7,185,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 234,164 | $7,165,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90,286 | $7,156,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 110,000 | $7,151,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 72,800 | $7,142,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 59,744 | $7,140,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 396,851 | $7,135,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 125,000 | $7,134,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 168,858 | $7,116,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 123,170 | $7,108,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 106,497 | $7,103,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 392,416 | $7,103,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 508,304 | $7,101,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 58,643 | $7,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 267,154 | $7,088,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 123,754 | $7,054,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,187,000 | $7,051,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 545,559 | $7,032,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 689,052 | $7,028,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 187,279 | $7,025,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 57,872 | $7,017,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 236,500 | $7,010,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 111,380 | $7,010,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 322,837 | $7,009,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 83,300 | $7,006,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 358,366 | $6,988,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 101,758 | $6,974,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 87,201 | $6,952,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 270,926 | $6,940,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 184,782 | $6,931,000 | thousands by filing date | call |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 76,968 | $6,930,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 61,310 | $6,912,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 118,332 | $6,911,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 73,872 | $6,908,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 278,717 | $6,868,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 279,958 | $6,867,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 404,163 | $6,863,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 175,059 | $6,855,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 276,120 | $6,851,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 105,296 | $6,846,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 399,400 | $6,842,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 187,000 | $6,829,000 | thousands by filing date | call |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 434,586 | $6,823,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 523,322 | $6,793,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 360,000 | $6,790,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 757,977 | $6,784,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 485,854 | $6,772,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 52,771 | $6,772,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 746,477 | $6,770,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 249,774 | $6,769,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 318,222 | $6,762,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 159,928 | $6,752,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 110,666 | $6,750,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 341,182 | $6,748,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 335,212 | $6,738,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 315,597 | $6,732,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 131,563 | $6,731,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 109,614 | $6,722,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 80,700 | $6,702,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 343,500 | $6,698,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 183,542 | $6,654,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 64,300 | $6,653,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 184,242 | $6,633,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 208,550 | $6,632,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 403,845 | $6,623,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 503,480 | $6,621,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 205,462 | $6,615,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 53,856 | $6,598,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 132,432 | $6,578,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 150,311 | $6,565,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 146,846 | $6,561,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 239,100 | $6,559,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 416,955 | $6,558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 125,000 | $6,551,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 125,000 | $6,551,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 66,792 | $6,543,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 191,577 | $6,542,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 111,446 | $6,539,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 354,590 | $6,532,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 42,685 | $6,520,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 43,896 | $6,515,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 101,068 | $6,500,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 189,576 | $6,497,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 122,388 | $6,481,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 231,592 | $6,471,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 102,918 | $6,470,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 35,356 | $6,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 109,905 | $6,458,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 263,273 | $6,448,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 90,200 | $6,442,000 | thousands by filing date | put |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 495,081 | $6,426,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 362,193 | $6,425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 143,875 | $6,424,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 193,660 | $6,419,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 183,934 | $6,418,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 125,000 | $6,414,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,198 | $6,411,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 420,000 | $6,409,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 251,818 | $6,409,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 124,900 | $6,405,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 37,200 | $6,400,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 58,282 | $6,376,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 494,545 | $6,375,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 31,240 | $6,374,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 302,669 | $6,368,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 71,498 | $6,362,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,098,828 | $6,362,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 173,983 | $6,360,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 90,000 | $6,358,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 49,483 | $6,355,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 376,920 | $6,333,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 262,885 | $6,332,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 102,933 | $6,317,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 123,022 | $6,316,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 307,362 | $6,294,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 70,075 | $6,293,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 55,783 | $6,283,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 499,331 | $6,282,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 436,838 | $6,273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 225,976 | $6,271,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 150,700 | $6,262,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 370,319 | $6,262,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 90,078 | $6,256,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 53,089 | $6,254,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 356,775 | $6,250,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 251,233 | $6,243,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 260,000 | $6,240,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,115,015 | $6,238,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 570,400 | $6,234,000 | thousands by filing date | call |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 250,230 | $6,231,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 563,780 | $6,229,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 300,000 | $6,228,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 778,224 | $6,226,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 132,837 | $6,213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 60,000 | $6,210,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 272,199 | $6,208,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 248,402 | $6,204,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 366,950 | $6,198,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 859,418 | $6,179,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 70,519 | $6,172,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 8,523 | $6,163,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 621,022 | $6,161,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 494,744 | $6,160,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 414,762 | $6,159,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 256,100 | $6,152,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 56,595 | $6,147,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 176,615 | $6,139,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 30,000 | $6,120,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 149,703 | $6,117,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 86,393 | $6,112,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 114,781 | $6,111,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 157,907 | $6,107,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 63,802 | $6,105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 120,500 | $6,100,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 338,031 | $6,070,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 102,323 | $6,059,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 130,100 | $6,059,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 570,837 | $6,057,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 166,600 | $6,051,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 77,682 | $6,051,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 404,982 | $6,050,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 383,422 | $6,046,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 394,973 | $6,040,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 90,815 | $6,035,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 398,356 | $6,023,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,830,696 | $6,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 160,012 | $6,015,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 44,320 | $6,011,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 87,053 | $6,007,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 43,921 | $6,006,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 145,395 | $6,006,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 106,211 | $5,999,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50,200 | $5,998,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 32,565 | $5,979,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 42,244 | $5,975,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,098,328 | $5,953,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 163,591 | $5,951,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 102,123 | $5,947,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 132,230 | $5,945,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 441,500 | $5,912,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 134,284 | $5,903,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 588,746 | $5,887,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 98,500 | $5,882,000 | thousands by filing date | call |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 69,581 | $5,882,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 240,699 | $5,868,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 64,170 | $5,865,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 70,175 | $5,856,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 73,030 | $5,844,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 169,900 | $5,834,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 166,225 | $5,830,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 643,750 | $5,826,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 66,764 | $5,816,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 612,522 | $5,813,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 248,537 | $5,804,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 80,438 | $5,802,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 133,900 | $5,799,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 147,638 | $5,797,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 503,470 | $5,795,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 109,859 | $5,787,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 121,581 | $5,786,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 462,400 | $5,757,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 113,920 | $5,755,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 84,581 | $5,749,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 30,000 | $5,740,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,114,285 | $5,739,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 277,302 | $5,737,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 107,470 | $5,724,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 87,565 | $5,723,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 47,813 | $5,714,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 196,381 | $5,713,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 377,024 | $5,712,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 134,577 | $5,701,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 59,567 | $5,701,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 146,200 | $5,700,000 | thousands by filing date | call |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 355,528 | $5,692,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 106,805 | $5,688,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 93,004 | $5,684,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 228,964 | $5,667,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 55,626 | $5,660,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 747,700 | $5,660,000 | thousands by filing date | put |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 191,238 | $5,645,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 96,445 | $5,642,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 288,129 | $5,639,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,052,537 | $5,628,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 213,473 | $5,627,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 175,566 | $5,619,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 206,156 | $5,617,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35,131 | $5,605,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 92,664 | $5,604,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 54,120 | $5,597,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 121,201 | $5,587,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 64,706 | $5,584,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 322,504 | $5,583,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |