13F-HR/A filed by UBS Group AG
UBS Group AG filed this 13F-HR/A for the quarter ended 2017-03-31, filed 2017-11-14, with 7,738 holding rows worth $183,251,187,000.
- Accession
- 0000950123-17-010864
- Filer
- CIK 1610520
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, amendment of type restatement, 12,925 entries on the cover page, a total value of $183,251,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,251,187,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 460,513 | $21,263,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 325,835 | $21,192,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 330,592 | $21,185,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 623,400 | $21,077,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 166,585 | $21,068,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 664,967 | $21,013,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,911,845 | $20,925,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 363,877 | $20,908,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 76,400 | $20,889,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,116,086 | $20,826,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 167,074 | $20,759,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 311,200 | $20,629,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 255,374 | $20,578,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 281,137 | $20,562,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 338,109 | $20,554,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 506,523 | $20,433,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 119,682 | $20,422,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 596,700 | $20,413,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 163,800 | $20,382,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 256,700 | $20,336,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,331,989 | $20,325,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 660,730 | $20,271,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,736,099 | $20,128,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 467,000 | $20,090,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244,651 | $20,074,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 71,941 | $20,020,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 102,500 | $20,003,000 | thousands by filing date | put |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 339,365 | $19,975,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 376,172 | $19,959,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 368,900 | $19,917,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 405,000 | $19,906,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 167,246 | $19,860,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 805,481 | $19,847,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 872,343 | $19,811,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 134,687 | $19,788,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,085,484 | $19,756,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 637,476 | $19,736,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 228,291 | $19,724,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 389,157 | $19,699,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 317,645 | $19,694,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 570,000 | $19,659,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 393,300 | $19,610,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,057,150 | $19,600,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 624,795 | $19,544,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,305,927 | $19,523,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,463,123 | $19,504,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 567,452 | $19,453,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 121,443 | $19,425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 851,200 | $19,416,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 811,308 | $19,398,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 137,325 | $19,313,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 179,700 | $19,294,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 234,300 | $19,262,000 | thousands by filing date | call |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 159,234 | $19,233,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 598,973 | $19,138,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 611,363 | $19,111,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 654,786 | $19,106,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 236,947 | $19,099,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 65,000 | $19,063,000 | thousands by filing date | call |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 1,003,115 | $19,059,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,275,093 | $18,999,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 218,721 | $18,937,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 144,668 | $18,914,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 653,768 | $18,894,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 745,615 | $18,850,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 155,285 | $18,836,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 183,273 | $18,815,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 339,022 | $18,796,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,087,816 | $18,787,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 554,925 | $18,762,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,405,043 | $18,757,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 114,200 | $18,737,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 343,225 | $18,678,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 833,372 | $18,659,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 468,000 | $18,650,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,211,444 | $18,632,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 722,204 | $18,561,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 169,709 | $18,515,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 173,411 | $18,481,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 80,469 | $18,467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 440,686 | $18,434,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 25,400 | $18,365,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 565,747 | $18,341,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 389,417 | $18,337,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 676,816 | $18,314,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 772,425 | $18,298,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 576,743 | $18,288,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 431,027 | $18,241,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 15,325,000 | $18,237,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,259,701 | $18,190,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,947,802 | $18,188,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,445,695 | $18,186,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 210,763 | $18,170,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 123,600 | $18,159,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 218,582 | $18,127,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,216,500 | $18,053,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 624,200 | $18,039,000 | thousands by filing date | put |
| FQF TR | 351680855 | OSHARS FTSE US | 624,359 | $18,007,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 421,085 | $17,959,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,199,000 | $17,865,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,099,407 | $17,852,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 163,001 | $17,825,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 500,181 | $17,801,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 997,411 | $17,695,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,062,183 | $17,643,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 422,906 | $17,640,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 217,573 | $17,636,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 298,700 | $17,626,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 791,718 | $17,616,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 748,340 | $17,556,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 290,751 | $17,541,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 264,600 | $17,540,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,097,943 | $17,512,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 13,576,000 | $17,496,000 | thousands by filing date | principal |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 232,565 | $17,494,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 12,274,000 | $17,475,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 319,400 | $17,433,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 369,529 | $17,404,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 357,143 | $17,379,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,015,931 | $17,337,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 173,576 | $17,326,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,433,695 | $17,305,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 78,900 | $17,276,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 222,500 | $17,197,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 236,700 | $17,187,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 154,157 | $17,153,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 151,700 | $17,127,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 915,377 | $17,118,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,972,000 | $17,117,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 409,500 | $17,113,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 473,200 | $17,068,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 60,000 | $17,040,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 802,202 | $17,031,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 396,799 | $16,943,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 17,260,000 | $16,926,000 | thousands by filing date | principal |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 512,636 | $16,865,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 411,160 | $16,784,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 739,198 | $16,780,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 7,344,000 | $16,767,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 289,000 | $16,730,000 | thousands by filing date | put |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 542,145 | $16,714,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 43,100 | $16,702,000 | thousands by filing date | put |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 968,796 | $16,702,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 148,200 | $16,668,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 512,412 | $16,658,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 291,331 | $16,629,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 972,682 | $16,613,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 403,791 | $16,606,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 487,845 | $16,582,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 320,442 | $16,564,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 302,438 | $16,558,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 226,662 | $16,549,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,480,128 | $16,492,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 100,906 | $16,478,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 300,000 | $16,332,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 79,090 | $16,331,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 313,818 | $16,328,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 141,913 | $16,265,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 141,781 | $16,264,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 235,816 | $16,264,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 444,500 | $16,233,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 244,327 | $16,214,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,461,815 | $16,150,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 642,000 | $16,146,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 266,077 | $16,132,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 64,860 | $16,120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 194,939 | $16,092,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 790,507 | $16,087,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 785,811 | $16,015,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 357,150 | $16,000,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 519,059 | $15,962,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 831,395 | $15,872,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 318,000 | $15,859,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 809,436 | $15,816,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 410,262 | $15,812,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 196,631 | $15,800,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,237,983 | $15,769,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 120,220 | $15,759,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,128,906 | $15,726,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 421,452 | $15,708,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 913,568 | $15,677,000 | thousands by filing date | call |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 635,194 | $15,664,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 477,436 | $15,655,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 103,364 | $15,651,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 295,331 | $15,629,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 934,861 | $15,574,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 298,998 | $15,572,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 747,237 | $15,572,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 482,084 | $15,571,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 131,095 | $15,560,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 272,600 | $15,557,000 | thousands by filing date | put |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 355,655 | $15,489,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 214,840 | $15,486,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 121,983 | $15,436,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 117,000 | $15,401,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 67,010 | $15,394,000 | thousands by filing date | call |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 368,276 | $15,383,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,185,345 | $15,374,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 174,680 | $15,344,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 244,248 | $15,320,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 129,540 | $15,319,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 87,900 | $15,315,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 237,276 | $15,304,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 155,822 | $15,300,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 163,910 | $15,204,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 392,792 | $15,197,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 957,188 | $15,123,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,158,963 | $15,090,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 179,939 | $15,079,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 634,836 | $15,046,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 340,186 | $15,043,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 158,595 | $15,031,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,337,603 | $15,022,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 232,000 | $14,985,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 304,588 | $14,969,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 288,546 | $14,967,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 790,728 | $14,873,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 622,215 | $14,865,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 11,853,000 | $14,846,000 | thousands by filing date | principal |
| Prologis,Inc. | 74340W103 | COM | 286,125 | $14,844,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 322,512 | $14,832,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 261,930 | $14,828,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 627,332 | $14,812,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 691,709 | $14,796,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 513,944 | $14,775,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 850,366 | $14,754,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 347,618 | $14,736,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 530,059 | $14,730,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 162,000 | $14,712,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 187,400 | $14,709,000 | thousands by filing date | call |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 587,829 | $14,684,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 240,395 | $14,628,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 329,049 | $14,594,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 371,196 | $14,562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 309,020 | $14,549,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 291,394 | $14,532,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 270,000 | $14,410,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 162,600 | $14,390,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 492,200 | $14,323,000 | thousands by filing date | call |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 236,500 | $14,296,000 | thousands by filing date | call |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 12,739,000 | $14,292,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 446,146 | $14,254,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 14,552 | $14,201,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 380,425 | $14,164,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $14,160,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 881,650 | $14,124,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 311,572 | $14,114,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 64,612 | $14,101,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 300,542 | $14,092,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 70,320 | $14,081,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 680,986 | $14,076,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 63,819 | $14,051,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 254,679 | $14,016,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,431,434 | $13,999,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 159,396 | $13,992,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 646,881 | $13,941,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 313,696 | $13,913,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 750,000 | $13,905,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 125,069 | $13,874,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 803,879 | $13,867,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 79,584 | $13,866,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 952,968 | $13,847,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 510,422 | $13,761,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 273,510 | $13,736,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 86,377 | $13,721,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 401,762 | $13,688,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 792,300 | $13,668,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 186,848 | $13,646,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 163,563 | $13,639,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 933,900 | $13,588,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 172,937 | $13,569,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,228,748 | $13,553,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 376,666 | $13,511,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 129,676 | $13,450,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 459,898 | $13,429,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,384,400 | $13,415,000 | thousands by filing date | call |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 241,457 | $13,415,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 260,351 | $13,408,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 104,400 | $13,399,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 345,268 | $13,390,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200,288 | $13,385,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 106,000 | $13,374,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 114,779 | $13,350,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 212,065 | $13,320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 251,892 | $13,318,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 232,834 | $13,300,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 223,112 | $13,273,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 481,285 | $13,202,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 304,629 | $13,169,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 233,100 | $13,145,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 398,000 | $13,094,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 248,706 | $13,087,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 143,801 | $13,073,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 645,410 | $13,070,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 101,500 | $13,030,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 90,792 | $13,026,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,191,027 | $12,994,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 55,548 | $12,988,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 251,100 | $12,949,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 162,627 | $12,948,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 252,400 | $12,920,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 250,000 | $12,893,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 665,934 | $12,886,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 389,999 | $12,866,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 187,578 | $12,864,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 205,200 | $12,811,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 131,345 | $12,779,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 265,000 | $12,739,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 437,682 | $12,737,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 285,537 | $12,692,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 67,682 | $12,690,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 236,645 | $12,689,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,459,115 | $12,679,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 377,000 | $12,656,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 852,949 | $12,641,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 197,031 | $12,632,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 796,500 | $12,585,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 118,195 | $12,575,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,116,200 | $12,570,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 12,501,000 | $12,564,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 260,374 | $12,553,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 406,400 | $12,521,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 236,763 | $12,517,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 589,365 | $12,465,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 514,872 | $12,444,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 418,500 | $12,438,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 297,148 | $12,382,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,520,945 | $12,381,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 173,540 | $12,351,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 227,351 | $12,338,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 787,380 | $12,323,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 692,600 | $12,314,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 692,600 | $12,314,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 170,000 | $12,311,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 199,244 | $12,296,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 137,892 | $12,292,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 521,641 | $12,269,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 525,977 | $12,266,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 591,236 | $12,227,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 508,575 | $12,205,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 242,162 | $12,185,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 705,549 | $12,177,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 105,079 | $12,156,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 929,749 | $12,152,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 499,807 | $12,140,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 856,466 | $12,136,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 579,861 | $12,119,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 132,814 | $12,104,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,180,957 | $12,104,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 190,634 | $12,101,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100,000 | $12,094,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 310,000 | $12,087,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 64,290 | $12,074,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 362,315 | $12,068,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 230,580 | $12,027,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 45,877 | $12,013,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 174,571 | $11,953,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 117,500 | $11,952,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,230,721 | $11,864,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 228,700 | $11,863,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 9,630,000 | $11,815,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,055,165 | $11,807,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 400,749 | $11,778,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,381,983 | $11,775,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 465,167 | $11,774,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 104,094 | $11,773,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 76,500 | $11,771,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,461,477 | $11,769,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 878,178 | $11,750,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 641,325 | $11,737,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 325,814 | $11,723,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 363,272 | $11,665,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 102,248 | $11,627,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 447,986 | $11,625,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 113,041 | $11,619,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 122,933 | $11,605,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 58,052 | $11,604,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 78,198 | $11,604,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 360,904 | $11,603,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 232,087 | $11,602,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 229,357 | $11,568,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,877,800 | $11,567,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 446,407 | $11,563,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 391,667 | $11,562,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,067,572 | $11,530,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 392,532 | $11,521,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 125,764 | $11,514,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 118,449 | $11,513,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 859,204 | $11,505,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 102,662 | $11,502,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,100,000 | $11,487,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 86,347 | $11,433,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 445,565 | $11,389,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 135,965 | $11,375,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 94,384 | $11,367,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 975,567 | $11,336,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 645,163 | $11,323,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 134,225 | $11,313,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 88,993 | $11,301,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 150,000 | $11,283,000 | thousands by filing date | put |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 281,428 | $11,282,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 806,964 | $11,249,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 228,700 | $11,149,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 107,500 | $11,149,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 72,033 | $11,138,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 941,157 | $11,115,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 457,500 | $11,108,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 139,499 | $11,106,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 207,710 | $11,102,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 434,666 | $11,097,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 597,952 | $11,086,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 73,170 | $11,080,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 219,240 | $11,067,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 535,000 | $11,058,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 645,000 | $11,049,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 259,814 | $11,047,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 247,193 | $11,044,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 113,636 | $11,039,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,160,400 | $11,024,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 92,200 | $11,017,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 96,000 | $11,003,000 | thousands by filing date | put |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 213,253 | $10,995,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 165,127 | $10,992,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 350,000 | $10,990,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 177,421 | $10,988,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 447,285 | $10,976,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 742,197 | $10,969,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 674,331 | $10,965,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 346,661 | $10,930,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $10,916,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 338,628 | $10,904,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 109,200 | $10,900,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 76,400 | $10,892,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 689,298 | $10,891,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 863,349 | $10,887,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 545,350 | $10,820,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 250,276 | $10,802,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 270,259 | $10,759,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 507,572 | $10,740,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 850,000 | $10,719,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 256,309 | $10,693,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 281,411 | $10,683,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 893,752 | $10,663,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,086,999 | $10,663,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 186,240 | $10,661,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 418,417 | $10,645,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 120,200 | $10,638,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 797,393 | $10,622,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 174,646 | $10,583,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 309,064 | $10,573,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 266,200 | $10,573,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 169,730 | $10,572,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 615,043 | $10,567,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 251,164 | $10,564,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 320,410 | $10,532,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 582,983 | $10,523,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 410,347 | $10,509,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 210,000 | $10,498,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 900,000 | $10,476,000 | thousands by filing date | call |
| VCA ANTECH INC | 918194101 | COM | 114,302 | $10,459,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 692,405 | $10,448,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 401,205 | $10,371,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 300,000 | $10,365,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 151,146 | $10,363,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 78,670 | $10,358,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 188,100 | $10,340,000 | thousands by filing date | put |
| TICC CAPITAL CORP | 87244T109 | COM | 1,399,942 | $10,332,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 396,598 | $10,323,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 131,400 | $10,315,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,054,421 | $10,301,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 128,100 | $10,290,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 171,760 | $10,283,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 200,000 | $10,278,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 350,000 | $10,273,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 396,068 | $10,242,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 108,599 | $10,224,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,078,800 | $10,205,000 | thousands by filing date | call |
| LA QUINTA HLDGS INC | 50420D108 | COM | 753,436 | $10,186,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 81,053 | $10,183,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 54,674 | $10,174,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 73,084 | $10,167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 678,116 | $10,151,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 211,774 | $10,151,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 160,701 | $10,150,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 124,090 | $10,128,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 272,000 | $10,127,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 106,447 | $10,099,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,337,516 | $10,098,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,064,890 | $10,074,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 293,309 | $10,072,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 315,997 | $10,056,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 584,276 | $10,050,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 161,440 | $10,044,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 169,524 | $10,031,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 90,399 | $10,029,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 190,100 | $10,014,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 240,000 | $10,010,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 143,525 | $10,009,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 101,879 | $10,001,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 356,589 | $9,995,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | superseded | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | this filing | 2017-11-14 | acceptance time not in the bulk data set |