13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-11, with 4,216 holding rows worth $104,257,452,000.
- Accession
- 0000950123-17-006051
- Filer
- CIK 927971
- Filed
- 2017-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,893 entries on the cover page, a total value of $104,257,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,257,452,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HYSTER-YALE INC | 449172105 | CL A | 1,376 | $97,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,468 | $97,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 16,994 | $97,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,030 | $97,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,209 | $96,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,611 | $96,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 3,765 | $95,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 862 | $95,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 21,485 | $95,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $95,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 9,000 | $94,000 | thousands by filing date | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 5,683 | $93,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 257,900 | $93,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 7,144 | $93,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 12,000 | $93,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 12,000 | $93,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,666 | $92,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,767 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $92,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 7,321 | $92,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,600 | $92,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,600 | $92,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $91,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 921 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $91,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,231 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,334 | $90,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $90,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,900 | $90,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,602 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,526 | $89,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 3,310 | $89,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,775 | $89,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 4,409 | $89,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,733 | $88,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,330 | $88,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,112 | $88,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 3,428 | $87,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,800 | $87,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $87,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,571 | $87,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,000 | $87,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $86,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,589 | $85,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 733 | $84,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $84,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 4,830 | $84,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $83,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 4,956 | $83,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,772 | $83,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 3,013 | $83,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,000 | $83,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 9,047 | $83,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 542 | $83,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,735 | $83,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 452 | $82,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $82,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,803 | $82,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,902 | $81,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,877 | $81,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,000 | $81,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 922 | $81,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $81,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,189 | $80,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,000 | $80,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,476 | $80,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,400 | $80,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 6,866 | $80,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,638 | $79,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,850 | $79,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,784 | $79,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,451 | $79,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,226 | $78,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,648 | $78,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 545 | $77,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 700 | $77,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 4,666 | $77,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,980 | $77,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 27,500 | $77,000 | thousands by filing date | put |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,040 | $77,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 26,213 | $76,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 565 | $76,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 914 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,425 | $76,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,061 | $76,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,702 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 900 | $74,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 853 | $74,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 9,971 | $74,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 7,445 | $73,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,864 | $73,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,315 | $73,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 763 | $72,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 5,000 | $72,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $72,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,233 | $72,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 34,000 | $72,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 34,000 | $72,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,730 | $71,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 4,532 | $71,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,190 | $71,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 20,000 | $71,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,891 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,608 | $71,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 2,374 | $71,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,008 | $71,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,068 | $70,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,342 | $70,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,630 | $70,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,127 | $70,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 3,514 | $70,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 3,908 | $70,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 382 | $69,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 3,077 | $69,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,520 | $69,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 12,128 | $69,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,568 | $68,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,930 | $68,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $68,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,155 | $67,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,575 | $67,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 184 | $67,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,000 | $67,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,178 | $67,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $67,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 7,300 | $66,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,146 | $66,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,067 | $66,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 5,000 | $66,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,269 | $66,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 999 | $65,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,867 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,041 | $65,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,846 | $64,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,953 | $64,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,000 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,265 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,600 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 700 | $63,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,292 | $63,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $63,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,799 | $63,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,947 | $63,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 6,605 | $63,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,900 | $63,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 509 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,025 | $62,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $62,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 850 | $62,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,154 | $62,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,100 | $61,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 3,255 | $61,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,000 | $61,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,000 | $61,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 2,170 | $61,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,105 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $60,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,995 | $60,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 1,200 | $60,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,228 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,000 | $60,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,656 | $60,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,500 | $60,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 2,559 | $60,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,915 | $60,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,800 | $59,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,256 | $59,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,778 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,292 | $59,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 786 | $59,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $58,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,031 | $58,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,567 | $58,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,307 | $58,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,439 | $58,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,404 | $58,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 42,500 | $58,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 42,500 | $58,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 2,302 | $57,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,216 | $57,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,603 | $57,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 726 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 500 | $57,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 470 | $57,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,646 | $57,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 852 | $56,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,395 | $56,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 744 | $56,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,000 | $56,000 | thousands by filing date | put |
| Gevo Inc stock | 374396307 | Stock | 81,500 | $56,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 81,500 | $56,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,433 | $55,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,012 | $55,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,777 | $55,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,000 | $54,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 34,000 | $54,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $54,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,121 | $54,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 23,415 | $54,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,792 | $53,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 3,751 | $53,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,378 | $53,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,889 | $53,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,495 | $53,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 945 | $53,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,221 | $53,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,917 | $52,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,400 | $52,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,098 | $52,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,639 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $52,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,000 | $52,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 25,000 | $52,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 4,820 | $52,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 556 | $52,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 727 | $51,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 1,784 | $51,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,171 | $51,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,641 | $51,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 127 | $51,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 490 | $51,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,496 | $50,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,256 | $50,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 800 | $50,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,304 | $49,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,394 | $49,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,856 | $49,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,921 | $49,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,730 | $49,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,016 | $49,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,047 | $48,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $48,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,400 | $48,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 766 | $48,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 5,050 | $48,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 9,600 | $48,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 908 | $47,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,396 | $47,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 762 | $47,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $47,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,322 | $47,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 7,858 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 750 | $47,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 884 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 4,143 | $47,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,557 | $47,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,320 | $46,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,164 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $46,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,365 | $46,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 716 | $46,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,942 | $46,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,082 | $46,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 985 | $46,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,654 | $46,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,325 | $46,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 2,775 | $46,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,800 | $46,000 | thousands by filing date | put |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 80,000 | $46,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 658 | $45,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,782 | $45,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,330 | $45,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $45,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 904 | $45,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 30,016 | $45,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $44,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,520 | $44,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 692 | $44,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,888 | $44,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,000 | $44,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,981 | $44,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,000 | $44,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 792 | $43,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 300 | $43,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 465 | $43,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,959 | $43,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5,000 | $43,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,520 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,500 | $43,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,340 | $42,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 895 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,000 | $42,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,807 | $42,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 4,187 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 760 | $42,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $42,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $42,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,076 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 2,500 | $42,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 403 | $41,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 833 | $41,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,625 | $41,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,704 | $41,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,909 | $41,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,650 | $41,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,965 | $41,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,725 | $41,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,375 | $41,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $41,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 1,561 | $41,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 773 | $40,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 964 | $40,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,834 | $40,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,207 | $40,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $40,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,000 | $40,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,638 | $40,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 775 | $40,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 618 | $40,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,988 | $40,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 318 | $40,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,504 | $40,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 4,378 | $40,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,250 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,364 | $39,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,391 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 727 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 800 | $39,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,500 | $39,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 3,609 | $39,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 852 | $38,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 949 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 595 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $38,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 84,204 | $37,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,474 | $37,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 456 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,450 | $37,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,191 | $36,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 28,500 | $36,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $36,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 584 | $36,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $36,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,127 | $36,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1,875 | $36,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 444 | $35,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 740 | $35,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 807 | $35,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $35,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 982 | $35,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,388 | $35,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,389 | $35,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,000 | $35,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,929 | $35,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $35,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,804 | $35,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,600 | $35,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 59,800 | $35,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 438 | $34,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 624 | $34,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,600 | $34,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,600 | $34,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,050 | $34,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,734 | $34,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,900 | $34,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,075 | $33,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 9,036 | $33,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 849 | $33,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,880 | $33,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $33,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 839 | $33,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 15,000 | $33,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,890 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $32,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $32,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $32,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 502 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 895 | $32,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 600 | $32,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 7,200 | $32,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 3,000 | $32,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 7,000 | $32,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 349 | $31,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 693 | $31,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 366 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 345 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,000 | $31,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $31,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 434 | $30,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $30,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,864 | $30,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 331 | $30,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,519 | $30,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 660 | $30,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,361 | $30,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,800 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 590 | $30,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 474 | $30,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 642 | $30,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 535 | $30,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,727 | $30,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,000 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 468 | $29,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 470 | $29,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,995 | $29,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,931 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $29,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,682 | $29,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $29,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 305 | $28,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 596 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,400 | $28,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,000 | $28,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 939 | $28,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,329 | $28,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 313 | $28,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,563 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 940 | $28,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $28,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 471 | $28,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 19,334 | $28,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 725 | $28,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,800 | $28,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,000 | $28,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 22,500 | $28,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,681 | $28,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,970 | $28,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 8,160 | $28,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,252 | $27,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 784 | $27,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,773 | $27,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 332 | $27,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $27,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,562 | $27,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 622 | $27,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,400 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $27,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 6,500 | $27,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 513 | $27,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,000 | $27,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,671 | $27,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,844 | $27,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,638 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 410 | $26,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,316 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 562 | $26,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,509 | $26,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,101 | $26,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 2,645 | $26,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $26,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 610 | $25,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,928 | $25,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 982 | $25,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,112 | $25,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 738 | $25,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 545 | $25,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 592 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 390 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $25,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 750 | $25,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $25,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 879 | $25,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 602 | $24,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 518 | $24,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 830 | $24,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 661 | $24,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 649 | $24,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $24,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 358 | $24,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $24,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,216 | $24,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,838 | $24,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,073 | $24,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,601 | $24,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 637 | $24,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,006 | $24,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,856 | $24,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 131 | $24,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 2,314 | $24,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 893 | $23,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 548 | $23,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 408 | $23,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 277 | $23,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 379 | $23,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 692 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 155 | $23,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 810 | $23,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,677 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $23,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 585 | $23,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 316 | $23,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 2,285 | $23,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 6,092 | $23,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 869 | $23,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 18,695 | $23,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $23,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 2,272 | $23,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,610 | $23,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,400 | $23,000 | thousands by filing date | put |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,338 | $23,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 16,022 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006051 | this filing | 2017-07-11 | acceptance time not in the bulk data set |