13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-11, with 4,216 holding rows worth $104,257,452,000.
- Accession
- 0000950123-17-006051
- Filer
- CIK 927971
- Filed
- 2017-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,893 entries on the cover page, a total value of $104,257,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,257,452,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 230 | $3,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 26 | $3,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,500 | $3,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 80 | $3,000 | thousands by filing date | principal |
| O'SHARES FTSE ASIA PACIFIC QUALITY DIVIDEND ETF | 351680822 | ETF | 100 | $3,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 275 | $3,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 410 | $3,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22 | $2,000 | thousands by filing date | call |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 203 | $2,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 600 | $2,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 41 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 72 | $2,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 88 | $2,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 64 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 25 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 212 | $2,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 80 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 75 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 50 | $2,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 342 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 161 | $2,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 87 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 68 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 606 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 91 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,675 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 306 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 60 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,435 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 494 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 186 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 500 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 258 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 31 | $2,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 433 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 161 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $2,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 259 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 87 | $2,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 393 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 869 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 185 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 65 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,000 | $2,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 174 | $2,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 100 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 527 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 80 | $2,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 40 | $2,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 10 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 113 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 560 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 750 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 30 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 201 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 65 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $1,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 70 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $1,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 20 | $1,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 450 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 154 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $1,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 69 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 514 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 79 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 100 | $1,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 603 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 62 | $1,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 100 | $1,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 908 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,100 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 328 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 97 | $1,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 469 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 113 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 68 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 868 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 849 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 200 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 30 | $1,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 834 | $1,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 2,422 | $1,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 637 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 545 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 70 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 109 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 111 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $1,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,008 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 72 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,000 | $1,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,500 | $1,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENNIS INC COM | 293389102 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBALT INTL ENERGY | 19075F304 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 672 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 490 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULESOFT INC | 625207105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W239 | ULTRA VIX ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279501 | COM NEW | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 2,738 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006051 | this filing | 2017-07-11 | acceptance time not in the bulk data set |