13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-11, with 4,216 holding rows worth $104,257,452,000.
- Accession
- 0000950123-17-006051
- Filer
- CIK 927971
- Filed
- 2017-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,893 entries on the cover page, a total value of $104,257,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,257,452,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 70,923 | $274,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 21,798 | $274,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,971 | $273,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,030 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,261 | $272,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 7,639 | $272,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 23,640 | $268,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,960 | $267,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,811 | $266,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,480 | $266,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,104 | $265,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,471 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,960 | $264,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 16,000 | $264,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,280 | $263,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,500 | $262,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 2,651 | $261,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 57,356 | $261,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,068 | $260,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,230 | $260,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 6,604 | $260,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 56,715 | $260,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 44,447 | $260,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,779 | $259,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,629 | $259,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 34,204 | $259,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,152 | $259,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,930 | $259,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,071 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,572 | $258,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,049 | $258,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 56,700 | $258,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 4,173 | $258,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,677 | $257,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,446 | $257,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,534 | $257,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,282 | $257,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,724 | $257,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 7,655 | $257,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,970 | $257,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 20,400 | $256,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,085 | $255,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 11,461 | $255,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,627 | $255,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,000 | $255,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,527 | $254,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,508 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,666 | $253,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,319 | $253,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,462 | $253,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,702 | $253,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,000 | $252,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 6,272 | $252,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,686 | $252,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,000 | $251,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 14,981 | $251,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 9,890 | $250,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,478 | $249,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,673 | $249,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,500 | $249,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,799 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,158 | $249,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,190 | $248,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,378 | $247,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,014 | $247,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 26,396 | $247,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 19,049 | $246,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,200 | $245,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,361 | $245,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,282 | $243,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $243,000 | thousands by filing date | put |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 12,682 | $242,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $241,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,880 | $240,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,652 | $240,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 37,500 | $240,000 | thousands by filing date | call |
| NATIONAL COMM CORP | 63546L102 | COM | 6,054 | $240,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,281 | $239,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 17,100 | $239,000 | thousands by filing date | put |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,478 | $239,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 80,700 | $238,000 | thousands by filing date | put |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,528 | $238,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,620 | $238,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,128 | $238,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,231 | $237,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,125 | $237,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,205 | $237,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,908 | $236,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,092 | $236,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,742 | $235,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 3,668 | $233,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,228 | $233,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,450 | $232,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 12,646 | $232,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,305 | $231,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 175,009 | $231,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 63,000 | $231,000 | thousands by filing date | put |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,758 | $230,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,008 | $229,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,107 | $229,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,220 | $228,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,659 | $228,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,151 | $227,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 17,897 | $227,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,500 | $227,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,285 | $226,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,381 | $226,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 29,791 | $226,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,182 | $225,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 19,524 | $224,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 12,010 | $224,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,170 | $223,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,785 | $221,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 17,301 | $221,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,466 | $221,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,000 | $219,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 5,535 | $219,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,803 | $217,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 10,000 | $217,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $216,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,828 | $216,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,909 | $216,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,144 | $216,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 19,313 | $214,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,546 | $214,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 67,682 | $214,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 76,259 | $213,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 150,000 | $212,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 150,000 | $212,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 30,000 | $211,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,232 | $211,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,634 | $210,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,180 | $209,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 12,000 | $209,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,112 | $208,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 11,076 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,025 | $207,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 27,000 | $207,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $206,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,631 | $206,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,733 | $204,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 10,466 | $204,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 5,097 | $203,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 132,200 | $203,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 17,577 | $202,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,340 | $202,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,044 | $201,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,719 | $201,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,049 | $201,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,817 | $200,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 6,741 | $199,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 26,584 | $199,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 9,381 | $199,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 68,500 | $199,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 68,500 | $199,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,528 | $198,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,890 | $198,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 18,532 | $198,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,497 | $197,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 306 | $197,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 27,100 | $197,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,373 | $196,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,800 | $196,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,959 | $196,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,154 | $196,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,137 | $194,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,683 | $194,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 11,005 | $194,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,981 | $193,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,280 | $193,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,452 | $192,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,458 | $192,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 17,220 | $192,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,232 | $191,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,568 | $191,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,645 | $191,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 25,979 | $191,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,800 | $191,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 9,972 | $190,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,904 | $190,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,231 | $189,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,649 | $189,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,981 | $189,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,700 | $188,000 | thousands by filing date | put |
| HUBBELL INC COM | 443510607 | Stock | 1,663 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,265 | $187,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,870 | $187,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,058 | $186,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 7,236 | $186,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 3,650 | $186,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 20,904 | $186,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,246 | $185,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,812 | $185,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,179 | $184,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,006 | $184,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,915 | $183,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,270 | $183,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $182,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $182,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,026 | $181,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,554 | $181,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,268 | $181,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,002 | $181,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 17,981 | $181,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,128 | $180,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 33,479 | $180,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,088 | $180,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,926 | $180,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,000 | $178,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 6,454 | $178,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,948 | $178,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,392 | $177,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 4,101 | $177,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20,000 | $177,000 | thousands by filing date | call |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 16,800 | $177,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,677 | $176,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $176,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 14,177 | $175,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,900 | $175,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,900 | $175,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 36,041 | $175,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 18,032 | $175,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 18,495 | $174,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,966 | $174,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,143 | $173,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 20,935 | $173,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,309 | $172,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,600 | $172,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 34,948 | $172,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,800 | $171,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 11,220 | $171,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,739 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,740 | $170,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 856 | $170,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,380 | $170,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,441 | $169,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,684 | $169,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 6,423 | $169,000 | thousands by filing date | principal |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,615 | $169,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 43,968 | $168,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,442 | $168,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,850 | $168,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 24,002 | $168,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,264 | $167,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,074 | $167,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,794 | $166,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 25,522 | $166,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,732 | $164,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,808 | $164,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,216 | $164,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,920 | $164,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 28,700 | $164,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 5,896 | $163,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,000 | $163,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 8,554 | $162,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,592 | $162,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,771 | $161,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,681 | $161,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,151 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 7,416 | $161,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,293 | $161,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,216 | $160,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,900 | $160,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,000 | $160,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 13,894 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,220 | $159,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,586 | $159,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,168 | $159,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 6,019 | $159,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,362 | $159,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,959 | $158,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,329 | $158,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,656 | $158,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 11,502 | $158,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,819 | $157,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 12,046 | $157,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,435 | $157,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 904 | $156,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 9,180 | $156,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,096 | $156,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,702 | $156,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,366 | $156,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,387 | $156,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,142 | $156,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,394 | $156,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,000 | $155,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,419 | $154,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 4,814 | $154,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,178 | $154,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 40,376 | $153,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,796 | $153,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $153,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,819 | $152,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,476 | $152,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 5,720 | $151,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 6,350 | $151,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 5,798 | $151,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,883 | $150,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,000 | $150,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 129,068 | $150,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 4,021 | $149,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,420 | $149,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,249 | $148,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,000 | $148,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,318 | $148,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,956 | $148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,090 | $147,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,613 | $146,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 5,094 | $146,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 12,128 | $146,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,470 | $145,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,395 | $145,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,300 | $145,000 | thousands by filing date | principal |
| HALYARD HEALTH INC | 40650V100 | COM | 3,682 | $145,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 8,472 | $144,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,012 | $144,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 28,491 | $144,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,374 | $143,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 7,740 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,410 | $143,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,760 | $143,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,548 | $142,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 974 | $142,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,290 | $141,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,156 | $140,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 12,832 | $140,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,276 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,256 | $140,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,532 | $139,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,092 | $139,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,200 | $139,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,000 | $139,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 4,158 | $139,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,549 | $138,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,904 | $138,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,971 | $138,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,446 | $138,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,901 | $138,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 88,607 | $138,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $137,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 4,815 | $137,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,836 | $137,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $136,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 24,840 | $136,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,386 | $135,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 5,426 | $135,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 10,603 | $135,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,313 | $135,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 9,814 | $135,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,248 | $134,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,618 | $134,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,232 | $134,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 15,899 | $134,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 4,508 | $134,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $134,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 12,000 | $134,000 | thousands by filing date | put |
| GATX CORP COM | 361448103 | Stock | 2,078 | $133,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,445 | $133,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,550 | $133,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7,400 | $132,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,906 | $132,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,783 | $132,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,640 | $132,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 4,000 | $131,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,055 | $130,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 8,270 | $130,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,520 | $129,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,393 | $129,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,000 | $129,000 | thousands by filing date | call |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,560 | $129,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,154 | $129,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,440 | $128,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,658 | $128,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,022 | $128,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,257 | $128,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,922 | $127,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,904 | $127,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 13,800 | $127,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 13,800 | $127,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 8,896 | $127,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,535 | $126,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 52,892 | $126,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,507 | $125,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,468 | $125,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $125,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $125,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,282 | $125,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 14,990 | $124,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 3,916 | $124,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,035 | $124,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,348 | $123,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,706 | $123,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,516 | $123,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,452 | $123,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,617 | $123,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 79,000 | $123,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 7,368 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,925 | $122,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,069 | $122,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,200 | $122,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,363 | $121,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,674 | $121,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,414 | $121,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $121,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,777 | $121,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,737 | $120,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,451 | $120,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 9,295 | $120,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,814 | $120,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,606 | $119,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,404 | $119,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,114 | $119,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 6,917 | $119,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,370 | $119,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,000 | $118,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,000 | $118,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 10,620 | $118,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 15,600 | $118,000 | thousands by filing date | put |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,265 | $117,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,957 | $117,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,793 | $117,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,843 | $116,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 6,648 | $116,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 29,228 | $116,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 9,809 | $116,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,316 | $115,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,507 | $115,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,370 | $115,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,257 | $115,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 43,600 | $115,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,000 | $114,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,489 | $114,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,479 | $114,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,127 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $114,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,846 | $113,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,311 | $113,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,120 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 924 | $113,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,073 | $113,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 2,096 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 980 | $112,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 829 | $112,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,500 | $112,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,966 | $112,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 642 | $112,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,166 | $110,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $110,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,668 | $110,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,571 | $110,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 5,607 | $110,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,019 | $109,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,345 | $109,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,187 | $109,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,276 | $109,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,172 | $109,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 18,961 | $109,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,086 | $108,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,200 | $108,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 3,281 | $108,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 547 | $108,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,574 | $108,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 14,999 | $108,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 649 | $107,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,861 | $107,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,241 | $107,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,083 | $107,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $106,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,068 | $106,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,542 | $106,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,750 | $106,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,500 | $105,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,694 | $105,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 6,285 | $105,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 4,604 | $105,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,314 | $104,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,459 | $104,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $104,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $104,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,282 | $104,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $103,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $102,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 3,202 | $102,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,994 | $102,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,729 | $102,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,800 | $101,000 | thousands by filing date | call |
| GLOBANT S A | L44385109 | COM | 2,337 | $101,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,714 | $101,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,305 | $100,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,858 | $100,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $99,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,040 | $99,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 6,138 | $99,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,300 | $99,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,740 | $98,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $98,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $98,000 | thousands by filing date | call |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,353 | $97,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,262 | $97,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 5,172 | $97,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006051 | this filing | 2017-07-11 | acceptance time not in the bulk data set |