13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-11, with 4,216 holding rows worth $104,257,452,000.
- Accession
- 0000950123-17-006051
- Filer
- CIK 927971
- Filed
- 2017-07-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 13,893 entries on the cover page, a total value of $104,257,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,257,452,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 193,300 | $961,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 18,131 | $956,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 50,000 | $953,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,296 | $953,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 94,026 | $952,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 20,285 | $951,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 34,940 | $949,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 23,097 | $947,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 19,953 | $945,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 88,804 | $944,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 17,883 | $942,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,535 | $934,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 28,874 | $933,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 38,630 | $932,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 129,520 | $925,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 8,898 | $923,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 128,100 | $920,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 124,962 | $918,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 271,700 | $916,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 95,000 | $913,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 18,150 | $912,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 28,200 | $909,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 41,379 | $908,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 13,159 | $907,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 17,506 | $905,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,364 | $905,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 10,000 | $905,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 194,683 | $905,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 60,102 | $904,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 28,106 | $903,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 71,304 | $902,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 12,103 | $897,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 74,412 | $896,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 34,130 | $895,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 15,395 | $893,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 60,439 | $892,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 26,650 | $891,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,533 | $890,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,698 | $889,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,270 | $887,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 10,147 | $882,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 14,482 | $880,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 37,053 | $879,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 56,410 | $875,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 38,264 | $875,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54,383 | $875,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 29,017 | $873,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 45,528 | $872,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 36,429 | $864,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 52,343 | $856,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 87,287 | $851,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,794 | $850,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 17,780 | $849,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 49,091 | $847,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 20,779 | $846,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $843,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 113,035 | $843,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20,000 | $842,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 162,276 | $842,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 965 | $838,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 18,610 | $837,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 15,623 | $836,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 59,591 | $834,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 38,085 | $833,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 39,361 | $832,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 35,100 | $832,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 23,873 | $831,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 26,608 | $829,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 27,772 | $829,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 90,123 | $828,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 142,671 | $827,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 270,925 | $826,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 59,092 | $825,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 10,053 | $821,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 5,863 | $820,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 63,197 | $819,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 29,262 | $818,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 22,131 | $814,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 73,371 | $813,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,711 | $812,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 23,682 | $806,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 151,000 | $802,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 115,576 | $801,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 35,700 | $799,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,974 | $796,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 15,304 | $791,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,629 | $791,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 31,069 | $790,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 45,555 | $789,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 31,500 | $789,000 | thousands by filing date | put |
| COHERENT INC | 192479103 | COM | 3,496 | $788,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 65,898 | $788,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 11,321 | $783,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 30,158 | $783,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 213,918 | $783,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 50,468 | $779,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,410 | $779,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 14,533 | $778,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 38,000 | $777,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 15,550 | $776,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 353,972 | $775,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,523 | $769,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 12,101 | $767,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 80,600 | $766,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 12,863 | $765,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,592 | $764,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 65,041 | $762,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 43,400 | $761,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 45,000 | $761,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 35,703 | $758,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 16,853 | $758,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 30,370 | $755,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 22,773 | $754,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 35,152 | $752,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 263,564 | $751,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 13,147 | $747,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 34,196 | $744,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 64,626 | $743,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 89,956 | $738,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 30,921 | $737,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 31,805 | $735,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,943 | $721,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 35,584 | $720,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,000 | $719,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 40,530 | $718,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 20,000 | $716,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,514 | $714,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 197,209 | $714,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 17,225 | $713,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,270 | $709,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 56,000 | $708,000 | thousands by filing date | put |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,820 | $707,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 75,289 | $704,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 23,400 | $704,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 28,856 | $703,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 111,220 | $702,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 43,100 | $701,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,768 | $700,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 56,729 | $700,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 66,513 | $692,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 15,520 | $690,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 26,762 | $690,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 31,600 | $689,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 10,357 | $686,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20,362 | $685,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 19,587 | $682,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 16,400 | $680,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,229 | $678,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,000 | $677,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 3,311 | $677,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 14,011 | $675,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 20,686 | $675,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 26,490 | $673,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 27,760 | $673,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,077 | $672,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,995 | $669,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 22,506 | $669,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 150,200 | $668,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 150,200 | $668,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 50,463 | $666,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,676 | $665,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 18,864 | $664,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 70,900 | $662,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,179 | $659,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,010 | $656,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,135 | $656,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 35,210 | $644,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 800,000 | $643,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 11,700 | $642,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 11,757 | $633,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 18,640 | $632,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,432 | $631,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,691 | $624,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,715 | $622,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 17,806 | $619,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,100 | $619,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 12,923 | $618,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 12,808 | $615,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 180,000 | $614,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 11,207 | $611,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,027 | $610,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,373 | $608,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,777 | $608,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,900 | $603,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,000 | $601,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 98,847 | $600,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 16,226 | $599,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 7,885 | $598,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 5,853 | $598,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 19,522 | $597,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,100 | $596,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 38,505 | $593,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 9,686 | $593,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 13,000 | $593,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,893 | $589,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 62,100 | $586,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,071 | $585,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,395 | $584,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,000 | $583,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 10,000 | $583,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,304 | $583,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 58,835 | $582,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 737,161 | $582,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,166 | $581,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 9,000 | $580,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 17,841 | $579,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 53,300 | $577,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 93,127 | $574,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 14,369 | $573,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 153,830 | $571,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 50,000 | $570,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,189 | $569,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $569,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 21,191 | $567,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 12,123 | $567,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,264 | $564,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 269,857 | $564,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 190,880 | $563,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 15,764 | $563,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 22,158 | $563,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 269,100 | $562,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 18,715 | $559,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,530 | $558,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,930 | $557,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 9,301 | $554,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9,026 | $553,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,856 | $553,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 16,929 | $551,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 31,095 | $551,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,534 | $551,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,085 | $548,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,400 | $547,000 | thousands by filing date | call |
| Vaneck Long Muni ETF | 92189F536 | ETF | 27,479 | $546,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,219 | $545,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,031 | $545,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 23,389 | $544,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 150,000 | $543,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 50,000 | $543,000 | thousands by filing date | call |
| IDACORP INC | 451107106 | COM | 6,361 | $542,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 22,784 | $540,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,880 | $538,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 59,953 | $537,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 38,112 | $534,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 86,700 | $532,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11,051 | $532,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 144,782 | $531,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 63,882 | $528,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 9,600 | $526,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 28,587 | $525,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 15,383 | $523,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,000 | $523,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,313 | $522,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,588 | $522,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 113,393 | $522,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,123 | $518,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 24,854 | $516,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 29,692 | $515,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 60,000 | $512,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 52,654 | $512,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 16,400 | $510,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 70,467 | $509,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 19,580 | $509,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 13,853 | $508,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 50,078 | $508,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 8,675 | $507,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 75,000 | $506,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,312 | $506,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,581 | $505,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,299 | $505,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 10,600 | $503,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,595 | $502,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,268 | $502,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 20,000 | $502,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 23,199 | $501,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 13,116 | $500,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 82,592 | $499,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 22,482 | $499,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,849 | $499,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 14,500 | $497,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,009 | $495,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 242,305 | $494,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 10,026 | $493,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 241,800 | $493,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 5,656 | $491,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 7,329 | $490,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 25,000 | $488,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 20,000 | $487,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 86,402 | $487,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 53,400 | $484,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,694 | $483,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 346,700 | $482,000 | thousands by filing date | put |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 17,800 | $480,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,204 | $480,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,074 | $480,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 11,888 | $478,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 49,090 | $478,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 12,298 | $475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 13,992 | $475,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 24,051 | $475,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 102,615 | $475,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 22,900 | $474,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 45,768 | $474,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,030 | $470,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 8,642 | $470,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,351 | $468,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,000 | $465,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 90,000 | $464,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 8,000 | $464,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 17,962 | $464,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,761 | $464,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 15,046 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,493 | $460,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 17,693 | $459,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,160 | $458,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,672 | $458,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 21,912 | $456,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 40,000 | $455,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 27,568 | $453,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 9,009 | $453,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 12,920 | $452,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,000 | $451,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 7,778 | $451,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,232 | $451,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 55,978 | $450,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 30,957 | $445,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 61,898 | $444,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 23,901 | $443,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,867 | $442,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,525 | $442,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,060 | $439,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 14,569 | $438,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 18,230 | $438,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,680 | $437,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 5,994 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,404 | $435,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,350 | $430,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 17,793 | $429,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 9,868 | $428,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 15,000 | $427,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 27,306 | $426,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 22,671 | $425,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 30,000 | $423,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 16,965 | $423,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,720 | $422,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,961 | $421,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 15,400 | $421,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,437 | $420,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 8,206 | $419,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 11,381 | $417,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,040 | $414,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 34,931 | $413,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 15,957 | $413,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 16,420 | $412,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 50,000 | $412,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 77,000 | $410,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 22,300 | $409,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 19,500 | $409,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,381 | $406,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,082 | $404,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 7,234 | $402,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 40,428 | $401,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 160,540 | $401,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,333 | $400,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 75,000 | $399,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 8,693 | $398,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,000 | $397,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 11,934 | $395,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 11,770 | $395,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 24,138 | $394,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 38,910 | $389,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 21,219 | $389,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 26,182 | $389,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 9,175 | $388,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,897 | $388,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 30,400 | $388,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 73,488 | $388,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,391 | $387,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 20,246 | $387,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 7,389 | $387,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 135,324 | $386,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,691 | $385,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,455 | $383,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,047 | $383,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,389 | $383,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,482 | $380,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,965 | $380,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 10,649 | $377,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 30,000 | $377,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 8,059 | $377,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,281 | $376,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,630 | $375,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,401 | $372,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 8,895 | $371,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,359 | $370,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 19,090 | $367,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 15,596 | $366,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,345 | $364,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,000 | $363,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 557,500 | $363,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 603 | $362,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 19,074 | $362,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 58,700 | $360,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 43,300 | $359,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,719 | $358,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,551 | $358,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15,509 | $358,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 12,586 | $356,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,055 | $356,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 12,777 | $355,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $354,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,766 | $353,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 32,272 | $353,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 90,934 | $353,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,100 | $352,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 69,969 | $351,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,977 | $349,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 90,000 | $348,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 15,972 | $347,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 54,473 | $346,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,416 | $346,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,006 | $346,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,436 | $344,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 20,864 | $343,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,988 | $343,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,379 | $343,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 62,100 | $342,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 13,684 | $341,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,228 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,810 | $336,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,436 | $336,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,800 | $334,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 16,748 | $333,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,230 | $333,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,469 | $331,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,889 | $330,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,613 | $329,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 16,124 | $329,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 33,309 | $329,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,785 | $328,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 6,242 | $327,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 83,658 | $327,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 20,000 | $326,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 51,118 | $325,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,785 | $321,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 26,940 | $321,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,000 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 21,340 | $320,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 7,191 | $320,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,677 | $319,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,454 | $318,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,500 | $317,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,547 | $316,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,154 | $316,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,047 | $315,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $315,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,168 | $314,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 16,720 | $314,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,888 | $312,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,134 | $312,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,600 | $312,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 22,054 | $311,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,000 | $311,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,309 | $311,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,566 | $309,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 8,900 | $309,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 32,503 | $309,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 24,000 | $308,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,855 | $307,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,800 | $307,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 8,475 | $306,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 8,177 | $303,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 59,398 | $302,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 17,724 | $300,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 12,213 | $298,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,049 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,529 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,663 | $295,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 9,820 | $293,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,896 | $291,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 80,000 | $290,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 14,768 | $290,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,966 | $289,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,628 | $289,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,000 | $288,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 10,492 | $288,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,510 | $287,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 15,057 | $286,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 23,535 | $285,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,114 | $284,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 14,896 | $284,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,994 | $282,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,785 | $280,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 51,761 | $280,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 5,712 | $278,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,463 | $278,000 | thousands by filing date | principal |
| ABM INDS INC | 000957100 | COM | 6,664 | $277,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 63,398 | $277,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,158 | $276,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,627 | $275,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,648 | $274,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-006051 | this filing | 2017-07-11 | acceptance time not in the bulk data set |