13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,738 holding rows worth $183,240,211,000.
- Accession
- 0000950123-17-004863
- Filer
- CIK 1610520
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 12,925 entries on the cover page, a total value of $183,240,211,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,240,288,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PBF ENERGY INC | 69318G106 | CL A | 84,654 | $1,877,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 74,500 | $1,876,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 130,870 | $1,876,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 24,030 | $1,875,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 184,656 | $1,874,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 55,000 | $1,869,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 30,000 | $1,869,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 31,487 | $1,865,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 152,253 | $1,865,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 124,999 | $1,864,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 34,500 | $1,863,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 34,000 | $1,860,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 147,620 | $1,849,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 108,000 | $1,845,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 38,400 | $1,843,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 40,789 | $1,839,000 | thousands by filing date | |
| RH | 74967X103 | COM | 39,600 | $1,832,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 715,494 | $1,832,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 21,900 | $1,826,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 520,000 | $1,825,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 38,025 | $1,825,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 300,000 | $1,821,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 344,287 | $1,821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 36,270 | $1,817,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 54,500 | $1,815,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 115,342 | $1,811,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 161,364 | $1,804,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 34,640 | $1,803,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 42,752 | $1,801,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 50,660 | $1,800,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 72,821 | $1,799,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 136,544 | $1,797,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 62,317 | $1,792,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 37,866 | $1,792,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 92,729 | $1,791,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 110,046 | $1,786,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 136,365 | $1,785,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 110,521 | $1,783,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,000 | $1,782,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 47,477 | $1,780,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 34,941 | $1,780,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 50,000 | $1,770,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 47,633 | $1,769,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 21,716 | $1,769,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 92,303 | $1,769,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 88,377 | $1,768,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 75,200 | $1,765,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 76,289 | $1,764,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 123,658 | $1,764,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 69,117 | $1,752,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,100 | $1,751,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 30,399 | $1,751,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 17,117 | $1,750,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 37,352 | $1,749,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 78,217 | $1,746,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 769,231 | $1,746,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,900 | $1,745,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 31,685 | $1,744,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 54,857 | $1,740,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,905 | $1,738,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 87,421 | $1,733,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 121,109 | $1,731,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 26,021 | $1,729,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 50,000 | $1,728,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,632 | $1,727,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 50,948 | $1,727,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 50,000 | $1,726,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 143,294 | $1,725,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 40,261 | $1,725,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,000 | $1,724,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 189,837 | $1,724,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 41,208 | $1,723,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,392 | $1,721,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20,317 | $1,721,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 126,998 | $1,721,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 82,139 | $1,719,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 126,285 | $1,717,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 220,191 | $1,715,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 124,548 | $1,713,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 59,581 | $1,708,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 97,401 | $1,708,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 63,247 | $1,708,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 86,328 | $1,707,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,000 | $1,706,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 70,298 | $1,706,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 323,021 | $1,702,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 50,338 | $1,701,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 25,760 | $1,701,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 23,523 | $1,701,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 54,068 | $1,696,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 59,086 | $1,690,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 62,993 | $1,689,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 177,000 | $1,689,000 | thousands by filing date | call |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 104,319 | $1,688,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 137,322 | $1,688,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,248 | $1,684,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 147,907 | $1,680,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 65,227 | $1,679,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $1,677,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 60,000 | $1,676,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 56,100 | $1,672,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 63,000 | $1,670,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 41,012 | $1,670,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,639 | $1,666,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 40,915 | $1,666,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,717 | $1,664,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 123,021 | $1,662,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,389 | $1,662,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 131,092 | $1,662,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 101,380 | $1,662,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 188,275 | $1,657,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 202,800 | $1,657,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 38,500 | $1,656,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 124,648 | $1,651,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 69,256 | $1,651,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 69,621 | $1,650,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 28,200 | $1,647,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 168,944 | $1,641,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 37,629 | $1,640,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 42,192 | $1,640,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 30,878 | $1,639,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 23,352 | $1,638,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 66,363 | $1,637,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 88,909 | $1,637,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 68,518 | $1,636,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 35,944 | $1,631,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 264,588 | $1,630,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 40,915 | $1,629,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 36,500 | $1,628,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 68,656 | $1,623,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 106,276 | $1,623,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 59,861 | $1,622,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 144,777 | $1,614,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 52,408 | $1,614,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 55,696 | $1,612,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 79,960 | $1,610,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 56,203 | $1,607,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 28,024 | $1,605,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 75,116 | $1,605,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 34,800 | $1,604,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 12,100 | $1,603,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22,988 | $1,603,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 38,100 | $1,600,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 186,057 | $1,600,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 12,000 | $1,594,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 37,722 | $1,593,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 57,843 | $1,582,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 134,944 | $1,581,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 143,590 | $1,578,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 66,405 | $1,578,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 82,584 | $1,574,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 32,193 | $1,572,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 63,226 | $1,570,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 18,900 | $1,568,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 159,200 | $1,567,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 67,300 | $1,565,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 39,234 | $1,564,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 125,000 | $1,563,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 61,405 | $1,558,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 58,111 | $1,553,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 22,448 | $1,551,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 64,042 | $1,550,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 23,542 | $1,548,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 47,022 | $1,544,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 49,627 | $1,544,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 18,641 | $1,543,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 100,000 | $1,542,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 24,592 | $1,539,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 18,638 | $1,536,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 150,000 | $1,536,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 40,000 | $1,534,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 12,000 | $1,531,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 69,013 | $1,531,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 18,449 | $1,530,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 68,108 | $1,530,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 105,000 | $1,528,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 190,275 | $1,528,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 35,151 | $1,528,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 127,324 | $1,525,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 22,439 | $1,523,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 117,545 | $1,523,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 61,405 | $1,523,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 245,800 | $1,522,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 41,289 | $1,522,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 30,707 | $1,522,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 98,712 | $1,513,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 60,849 | $1,512,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 67,510 | $1,512,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 84,801 | $1,509,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 64,546 | $1,507,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 18,000 | $1,506,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 103,148 | $1,506,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 206,760 | $1,502,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 64,920 | $1,500,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 149,986 | $1,497,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 113,402 | $1,497,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 61,926 | $1,496,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 53,453 | $1,493,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 52,635 | $1,491,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,000 | $1,489,000 | thousands by filing date | put |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 26,641 | $1,487,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 40,631 | $1,484,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 44,126 | $1,483,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 43,795 | $1,481,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 122,907 | $1,481,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 39,883 | $1,480,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 20,741 | $1,475,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 101,677 | $1,473,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 26,315 | $1,468,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 251,094 | $1,468,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,062 | $1,467,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 102,794 | $1,466,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 233,710 | $1,465,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 44,507 | $1,464,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 76,473 | $1,463,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,160,000 | $1,463,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 21,542 | $1,462,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 60,000 | $1,459,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 61,451 | $1,454,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 94,770 | $1,453,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 50,851 | $1,453,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 12,100 | $1,451,000 | thousands by filing date | put |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 93,579 | $1,450,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7,033 | $1,447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 20,375 | $1,446,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 89,718 | $1,443,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 105,471 | $1,437,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 24,279 | $1,437,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 31,114 | $1,435,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 45,800 | $1,434,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 120,731 | $1,434,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 39,439 | $1,434,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 46,043 | $1,434,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,900 | $1,431,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 98,357 | $1,429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,258 | $1,429,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 136,930 | $1,423,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 85,672 | $1,419,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 38,419 | $1,419,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 20,060 | $1,418,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 118,109 | $1,418,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 100,000 | $1,417,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 66,759 | $1,417,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 17,352 | $1,416,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 39,380 | $1,412,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 101,077 | $1,411,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 269,551 | $1,407,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 46,045 | $1,404,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13,334 | $1,403,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 60,078 | $1,402,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 49,690 | $1,401,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 44,030 | $1,400,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 225,672 | $1,397,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 75,464 | $1,396,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 151,646 | $1,395,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 96,265 | $1,395,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 21,071 | $1,394,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 56,610 | $1,392,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 34,488 | $1,392,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 141,757 | $1,392,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 103,789 | $1,389,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 24,653 | $1,384,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 148,265 | $1,383,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 59,300 | $1,378,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 160,100 | $1,377,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 45,961 | $1,376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 41,068 | $1,375,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 75,294 | $1,374,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 136,627 | $1,373,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 48,637 | $1,373,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 37,223 | $1,372,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,370,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,370,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 59,949 | $1,370,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,900 | $1,369,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 36,053 | $1,367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,000 | $1,365,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 33,252 | $1,364,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 23,950 | $1,364,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,567 | $1,360,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 398,807 | $1,360,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 72,551 | $1,360,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 96,298 | $1,359,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,071 | $1,359,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 108,725 | $1,359,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 117,989 | $1,358,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 10,200 | $1,351,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 104,161 | $1,350,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 30,092 | $1,350,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 119,436 | $1,350,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 13,381 | $1,349,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 61,023 | $1,348,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 39,430 | $1,348,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 43,138 | $1,346,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 41,609 | $1,342,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 43,335 | $1,340,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 141,667 | $1,340,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 30,000 | $1,337,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 8,000 | $1,333,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 71,081 | $1,333,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 98,754 | $1,333,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,725 | $1,328,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 108,088 | $1,325,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 36,553 | $1,321,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 84,362 | $1,321,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 13,454 | $1,321,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 31,213 | $1,320,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 89,322 | $1,319,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 151,500 | $1,318,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 31,277 | $1,315,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 52,433 | $1,315,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 15,165 | $1,312,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 44,095 | $1,311,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 33,836 | $1,311,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 21,824 | $1,310,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 216,483 | $1,310,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 103,094 | $1,310,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 74,664 | $1,309,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 81,481 | $1,307,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 55,002 | $1,304,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 45,000 | $1,304,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 118,000 | $1,304,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 17,031 | $1,302,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100,000 | $1,302,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 192,673 | $1,301,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 15,176 | $1,300,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 49,123 | $1,300,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 83,709 | $1,300,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 32,905 | $1,300,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 259,037 | $1,300,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 16,236 | $1,299,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 103,451 | $1,297,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 83,070 | $1,294,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 102,785 | $1,291,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 11,082 | $1,290,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 35,668 | $1,290,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 30,000 | $1,290,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 101,607 | $1,290,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 89,988 | $1,288,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 27,990 | $1,287,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 67,970 | $1,287,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 34,930 | $1,284,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 91,240 | $1,281,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 45,417 | $1,274,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 55,159 | $1,274,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 93,345 | $1,271,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 48,312 | $1,265,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 42,952 | $1,258,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 89,564 | $1,257,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 17,807 | $1,257,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,164 | $1,256,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 91,949 | $1,254,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 74,301 | $1,253,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 284,532 | $1,252,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 89,373 | $1,246,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 51,673 | $1,245,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 169,264 | $1,245,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 71,200 | $1,242,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 11,834 | $1,242,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 21,706 | $1,239,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 38,771 | $1,238,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 37,000 | $1,236,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34,549 | $1,234,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 70,855 | $1,234,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 185,218 | $1,230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 58,846 | $1,229,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 26,000 | $1,228,000 | thousands by filing date | put |
| OM ASSET MGMT PLC | G67506108 | SHS | 81,225 | $1,228,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 32,200 | $1,227,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 78,756 | $1,226,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 110,207 | $1,226,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 85,000 | $1,224,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,117 | $1,224,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,100 | $1,224,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 59,657 | $1,224,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 32,379 | $1,221,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 62,844 | $1,219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 45,273 | $1,213,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 93,796 | $1,210,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,260 | $1,209,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 816,001 | $1,208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 114,721 | $1,206,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 26,423 | $1,205,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,000 | $1,200,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 46,495 | $1,199,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 24,008 | $1,197,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 44,230 | $1,196,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,835 | $1,194,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 52,912 | $1,192,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 34,409 | $1,190,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 18,400 | $1,189,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 21,298 | $1,188,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 135,147 | $1,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 41,609 | $1,187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,846 | $1,185,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 110,329 | $1,183,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 80,000 | $1,181,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 13,717 | $1,178,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 176,840 | $1,178,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 35,226 | $1,175,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 33,003 | $1,173,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14,500 | $1,169,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 81,861 | $1,168,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 61,779 | $1,165,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 87,871 | $1,162,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 25,498 | $1,160,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,600 | $1,156,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 36,899 | $1,154,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 34,800 | $1,154,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 25,225 | $1,153,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 78,246 | $1,151,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 41,889 | $1,150,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 57,101 | $1,150,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 107,420 | $1,149,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,487 | $1,148,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,200 | $1,148,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 103,456 | $1,148,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 73,352 | $1,148,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 45,488 | $1,148,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 33,796 | $1,146,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 50,197 | $1,146,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 12,272 | $1,145,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 47,533 | $1,145,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 46,000 | $1,144,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,400 | $1,143,000 | thousands by filing date | call |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 24,018 | $1,142,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 65,599 | $1,138,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 8,610 | $1,134,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 107,167 | $1,133,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 21,557 | $1,132,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 31,344 | $1,131,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 56,185 | $1,129,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 130,955 | $1,128,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 145,463 | $1,128,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 32,200 | $1,128,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 50,000 | $1,127,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,144 | $1,124,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,681 | $1,123,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 115,040 | $1,123,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,620 | $1,122,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 84,992 | $1,122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 25,534 | $1,122,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 31,656 | $1,116,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 43,286 | $1,114,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 66,179 | $1,113,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 22,417 | $1,112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 22,703 | $1,109,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 75,715 | $1,105,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 150,000 | $1,104,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 85,869 | $1,103,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 93,353 | $1,103,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 100,000 | $1,103,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 115,717 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 18,174 | $1,102,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 82,808 | $1,101,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 115,205 | $1,098,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 95,523 | $1,097,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 117,230 | $1,096,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 42,472 | $1,095,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 202,503 | $1,094,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,500 | $1,093,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,526 | $1,091,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 39,719 | $1,086,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,263 | $1,085,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31,546 | $1,085,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 38,427 | $1,083,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 30,605 | $1,082,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 58,500 | $1,082,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 25,103 | $1,080,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,000 | $1,079,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 81,132 | $1,079,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 100,000 | $1,077,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 29,567 | $1,072,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 25,265 | $1,072,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 161,410 | $1,069,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 60,200 | $1,068,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 28,151 | $1,067,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 34,600 | $1,064,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 26,557 | $1,064,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 52,401 | $1,061,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 45,763 | $1,058,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 46,182 | $1,054,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 97,374 | $1,053,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 19,929 | $1,053,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 67,722 | $1,052,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 41,771 | $1,051,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 27,266 | $1,050,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 130,830 | $1,050,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 120,412 | $1,048,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 16,917 | $1,046,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,613 | $1,043,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 25,179 | $1,043,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 13,436 | $1,042,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 127,542 | $1,042,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 32,945 | $1,040,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 13,678 | $1,040,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 9,500 | $1,039,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,456 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 20,368 | $1,037,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 14,449 | $1,034,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | base | 2017-11-14 | acceptance time not in the bulk data set |