13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,738 holding rows worth $183,240,211,000.
- Accession
- 0000950123-17-004863
- Filer
- CIK 1610520
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 12,925 entries on the cover page, a total value of $183,240,211,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,240,288,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRINKER INTL INC COM | 109641100 | Stock | 11,950 | $525,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 11,900 | $524,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 11,171 | $523,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 42,600 | $522,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,273 | $522,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 34,493 | $519,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 23,234 | $519,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 42,397 | $518,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 12,712 | $516,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 39,791 | $515,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,360 | $515,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 10,490 | $514,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 78,398 | $514,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,000 | $513,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 4,903 | $513,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 59,899 | $513,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,541 | $513,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 15,112 | $513,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,329 | $513,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 513,335 | $513,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,216 | $512,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 558,624 | $512,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,000 | $511,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 10,000 | $511,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 20,255 | $511,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 40,485 | $511,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 93,120 | $511,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 27,856 | $510,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 23,222 | $510,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 60,455 | $510,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,130 | $510,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,000 | $509,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 19,145 | $509,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 65,610 | $508,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 9,340 | $507,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 18,662 | $505,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,642 | $505,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 12,178 | $502,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 41,408 | $502,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 18,354 | $502,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,494 | $501,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 34,065 | $498,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 37,579 | $497,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 23,279 | $497,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 10,234 | $497,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 9,725 | $497,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 15,967 | $495,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 19,029 | $494,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,175 | $494,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,798 | $494,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 32,382 | $494,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 59,343 | $494,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 40,626 | $493,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 47,052 | $493,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 4,758 | $492,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 15,066 | $491,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 239,193 | $491,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,000 | $488,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,172 | $488,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 37,013 | $488,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 286,535 | $487,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 14,612 | $487,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,322 | $486,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,926 | $485,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 48,700 | $485,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,365 | $482,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,700 | $480,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,714 | $480,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 82,501 | $480,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 41,093 | $480,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 12,452 | $479,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,800 | $479,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 11,649 | $479,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 20,031 | $478,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 14,667 | $478,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,300 | $476,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 5,900 | $475,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 25,068 | $475,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 16,320 | $475,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 24,591 | $474,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,000 | $469,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 13,185 | $469,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 37,460 | $469,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,234 | $468,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,940 | $468,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 152,066 | $468,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,463 | $467,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 24,916 | $467,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 12,786 | $466,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 49,858 | $466,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 13,315 | $465,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 28,430 | $463,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 45,026 | $463,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 13,005 | $461,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 24,830 | $461,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 271,209 | $461,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 65,217 | $460,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 13,202 | $459,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,549 | $459,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 13,051 | $458,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 15,958 | $456,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 15,900 | $456,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 7,451 | $454,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,885 | $454,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 9,669 | $454,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 753 | $452,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 38,943 | $451,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 8,621 | $450,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,192 | $449,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 16,000 | $449,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 18,379 | $449,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,098 | $449,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,054 | $448,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 13,550 | $448,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 196,721 | $447,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 25,801 | $446,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,078 | $445,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,857 | $445,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 31,550 | $445,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 26,180 | $445,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 48,462 | $444,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 43,424 | $444,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 20,000 | $444,000 | thousands by filing date | put |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 17,554 | $443,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,670 | $443,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 58,852 | $442,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 22,634 | $442,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,857 | $442,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 43,075 | $440,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,965 | $439,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 24,831 | $439,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 16,621 | $438,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 18,040 | $436,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 5,680 | $435,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 53,200 | $435,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 11,498 | $434,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 21,347 | $434,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,671 | $433,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 42,762 | $433,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 10,000 | $431,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 17,380 | $431,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 11,622 | $431,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 20,252 | $430,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 28,254 | $430,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 116,379 | $429,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,983 | $429,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 8,372 | $429,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 26,206 | $429,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 9,212 | $429,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 19,100 | $427,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 19,507 | $426,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 36,277 | $426,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 28,382 | $426,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 43,062 | $426,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,966 | $425,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 14,810 | $425,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,283 | $425,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,000 | $424,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 5,960 | $424,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,000 | $424,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 36,367 | $423,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 31,301 | $422,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 54,859 | $422,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,880 | $421,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,819 | $420,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 20,281 | $419,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,204 | $419,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 99,417 | $419,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,358 | $418,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 39,433 | $418,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $417,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $417,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 4,182 | $417,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,614 | $416,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 13,540 | $415,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 66,302 | $415,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 6,236 | $414,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 33,014 | $414,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 34,459 | $414,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,735 | $413,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 34,560 | $413,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 32,402 | $412,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 23,569 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 12,016 | $409,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,181 | $409,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,391 | $408,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 11,835 | $408,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 14,253 | $408,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 17,117 | $407,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 20,086 | $406,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,373 | $405,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 49,294 | $404,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 64,161 | $403,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,321 | $402,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,375 | $401,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 23,472 | $400,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,943 | $400,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,640 | $400,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 8,246 | $400,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,336 | $399,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 12,569 | $399,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 32,525 | $399,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 20,164 | $398,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 15,685 | $397,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,400 | $397,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 32,891 | $397,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,700 | $396,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 13,760 | $396,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,901 | $396,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 47,315 | $396,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 49,103 | $395,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 26,887 | $395,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 15,170 | $393,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 44,627 | $393,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,800 | $391,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 10,380 | $390,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,431 | $390,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 406,677 | $390,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 33,708 | $390,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 11,532 | $389,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 12,322 | $388,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 5,205 | $387,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,909 | $387,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 99,967 | $387,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 30,641 | $387,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 21,121 | $387,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 270,000 | $386,000 | thousands by filing date | put |
| TOPBUILD COR COM | 89055F103 | Stock | 8,197 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 9,183 | $385,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 9,001 | $385,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 5,042 | $385,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 6,133 | $384,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 75,560 | $384,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 15,248 | $384,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 11,249 | $384,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 99,104 | $383,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,633 | $382,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 61,081 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,171 | $381,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,024 | $381,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 24,935 | $381,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,565 | $381,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 36,982 | $381,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 25,022 | $379,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 41,360 | $378,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 14,423 | $377,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 19,932 | $377,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 28,065 | $376,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,386 | $375,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10,386 | $375,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,753 | $374,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 9,253 | $372,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 131,006 | $371,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,344 | $371,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,415 | $370,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,600 | $369,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 21,374 | $368,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,182 | $367,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,169 | $367,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 28,323 | $365,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 31,281 | $364,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 9,546 | $363,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,256 | $363,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 17,755 | $362,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,307 | $362,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,641 | $362,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 7,470 | $360,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 24,464 | $360,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,700 | $359,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 7,372 | $359,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 52,879 | $357,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,146 | $355,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,656 | $355,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 14,817 | $353,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 36,561 | $353,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 30,052 | $353,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 54,218 | $353,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,250 | $352,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 26,561 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,469 | $351,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 27,854 | $351,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,159 | $350,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,715 | $350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,363 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,081 | $350,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,658 | $350,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 39,013 | $347,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,812 | $347,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 16,900 | $347,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 63,200 | $347,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,086 | $346,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,870 | $346,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 26,634 | $345,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 25,150 | $341,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,395 | $341,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 24,440 | $341,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 19,080 | $341,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 9,696 | $341,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,204 | $340,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 10,553 | $340,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,685 | $339,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 11,396 | $339,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 30,769 | $339,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,700 | $337,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 17,030 | $337,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 37,832 | $337,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 4,541 | $337,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,500 | $335,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 5,431 | $335,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 17,082 | $335,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,669 | $335,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 37,315 | $334,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 13,054 | $334,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 24,280 | $333,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 52,649 | $333,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 50,895 | $333,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,334 | $332,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 41,400 | $332,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 39,570 | $332,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 34,856 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 29,665 | $332,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 13,603 | $332,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,177 | $331,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 12,429 | $330,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 21,000 | $328,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 18,307 | $327,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 81,905 | $327,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 21,000 | $326,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27,189 | $325,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 71,321 | $324,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,500 | $324,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 20,885 | $324,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,400 | $323,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,492 | $323,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 18,705 | $323,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 40,805 | $323,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 3,300 | $323,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 19,877 | $322,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,153 | $321,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 6,717 | $320,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,673 | $320,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,000 | $319,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 11,223 | $319,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,340 | $318,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 18,815 | $317,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,400 | $317,000 | thousands by filing date | call |
| BLACKROCK MUN BD TR | 09249H104 | COM | 20,999 | $316,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 17,885 | $316,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 57,955 | $316,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 55,657 | $316,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,451 | $315,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 24,925 | $315,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 37,884 | $315,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,609 | $315,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 23,056 | $315,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 33,458 | $315,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 15,033 | $315,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 35,154 | $314,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,487 | $314,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,802 | $314,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,150 | $314,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,187 | $314,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 6,304 | $312,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 10,028 | $312,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 20,555 | $312,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 14,563 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,648 | $310,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 106,345 | $310,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 37,230 | $310,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 13,055 | $310,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 19,378 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,203 | $308,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 70,000 | $308,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 8,417 | $307,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,968 | $306,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 8,492 | $306,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 63,798 | $306,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 8,205 | $304,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 7,539 | $304,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 12,881 | $303,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 22,405 | $303,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 7,152 | $303,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,522 | $303,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 14,425 | $303,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 51,403 | $301,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 21,404 | $300,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 13,367 | $299,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,502 | $299,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 81,933 | $299,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 8,886 | $298,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,608 | $298,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 9,425 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 10,092 | $298,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 6,125 | $297,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 11,410 | $297,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 18,179 | $297,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,600 | $296,000 | thousands by filing date | call |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 12,021 | $296,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,019 | $296,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 22,555 | $296,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,000 | $295,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 15,543 | $294,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,400 | $294,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 8,871 | $294,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 7,316 | $293,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,328 | $293,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,204 | $293,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 96,369 | $293,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 47,159 | $293,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 7,101 | $292,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 11,585 | $292,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 62,700 | $292,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 61,105 | $292,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 11,072 | $291,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 19,775 | $290,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,900 | $289,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 7,745 | $289,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,670 | $288,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,400 | $288,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,684 | $288,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,999 | $288,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 10,695 | $288,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,900 | $287,000 | thousands by filing date | call |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 10,887 | $287,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,180 | $286,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,230 | $286,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 23,506 | $286,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,908 | $285,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 3,119 | $284,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 934 | $284,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,609 | $283,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 13,798 | $282,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,703 | $282,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 9,138 | $282,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,398 | $281,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 15,488 | $280,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,137 | $280,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 25,000 | $279,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 14,544 | $279,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 23,023 | $278,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,700 | $277,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 3,796 | $277,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 26,474 | $277,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,000 | $276,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 2,900 | $276,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 9,784 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,208 | $274,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,044 | $274,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 27,896 | $274,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,268 | $273,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,671 | $272,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,464 | $271,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 11,407 | $270,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 15,285 | $270,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,400 | $269,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 11,937 | $268,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,232 | $268,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,541 | $268,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 2,591 | $268,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 5,000 | $267,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 10,652 | $266,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 44,344 | $266,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 21,979 | $266,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,283 | $265,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 11,733 | $265,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 215,834 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 6,756 | $265,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 73,078 | $264,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 13,730 | $263,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 64,506 | $263,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,500 | $262,000 | thousands by filing date | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 13,600 | $262,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 32,132 | $262,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 19,288 | $262,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 11,762 | $262,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,500 | $261,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 17,623 | $261,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,554 | $261,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,594 | $261,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,900 | $260,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,623 | $260,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,500 | $259,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 7,834 | $259,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,900 | $259,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,789 | $259,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 30,928 | $259,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 64,780 | $259,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 5,172 | $259,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 5,556 | $259,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,994 | $258,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 12,044 | $258,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,478 | $258,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 11,590 | $257,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $255,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,012 | $255,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,622 | $255,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 10,975 | $255,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 11,112 | $254,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,310 | $252,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 4,315 | $252,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | base | 2017-11-14 | acceptance time not in the bulk data set |