13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 7,738 holding rows worth $183,240,211,000.
- Accession
- 0000950123-17-004863
- Filer
- CIK 1610520
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 12,925 entries on the cover page, a total value of $183,240,211,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $183,240,288,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 393,595 | $5,577,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 61,954 | $5,570,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 413,800 | $5,557,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 249,559 | $5,555,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,589,734 | $5,542,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 904,774 | $5,537,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 384,824 | $5,534,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 67,130 | $5,529,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 284,649 | $5,528,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 552,496 | $5,525,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 86,055 | $5,518,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 225,632 | $5,510,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 99,875 | $5,507,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 384,316 | $5,503,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 135,201 | $5,489,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 407,779 | $5,489,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 211,090 | $5,488,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 75,000 | $5,486,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 116,000 | $5,483,000 | thousands by filing date | call |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 546,402 | $5,480,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 621,372 | $5,480,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 170,600 | $5,474,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 361,239 | $5,469,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 179,120 | $5,451,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 58,482 | $5,444,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 37,728 | $5,440,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 151,106 | $5,440,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 94,900 | $5,430,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 167,500 | $5,425,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 470,386 | $5,419,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 66,900 | $5,389,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 27,009 | $5,384,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 78,974 | $5,377,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 229,671 | $5,363,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 129,000 | $5,360,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 64,500 | $5,357,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 103,778 | $5,356,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 67,650 | $5,350,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 150,000 | $5,348,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 344,873 | $5,346,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 456,100 | $5,341,000 | thousands by filing date | call |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,504,000 | $5,340,000 | thousands by filing date | principal |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 156,374 | $5,329,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 66,239 | $5,322,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 89,000 | $5,313,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 75,525 | $5,291,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,280,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 50,000 | $5,280,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 76,472 | $5,262,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 96,579 | $5,260,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 76,696 | $5,259,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 41,968 | $5,254,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 72,000 | $5,228,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 65,554 | $5,221,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 99,557 | $5,218,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 62,628 | $5,216,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 275,028 | $5,209,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 106,930 | $5,205,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 30,833 | $5,201,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 87,761 | $5,201,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 575,421 | $5,201,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 76,041 | $5,161,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 128,690 | $5,136,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 50,000 | $5,133,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 116,649 | $5,129,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 458,687 | $5,124,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 67,547 | $5,121,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 83,864 | $5,113,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 397,082 | $5,110,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 58,563 | $5,107,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 268,815 | $5,105,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,300 | $5,104,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 142,300 | $5,104,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 167,676 | $5,092,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 118,599 | $5,091,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 263,362 | $5,083,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 6,500,000 | $5,082,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 134,309 | $5,063,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 84,883 | $5,061,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 402,836 | $5,056,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 126,765 | $5,053,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 181,343 | $5,046,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 273,418 | $5,039,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 69,855 | $5,035,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 150,339 | $5,029,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 72,499 | $4,985,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 198,300 | $4,983,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 170,000 | $4,976,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 490,641 | $4,970,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 345,394 | $4,963,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 127,441 | $4,962,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 358,632 | $4,959,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 35,300 | $4,949,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 128,200 | $4,936,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 142,720 | $4,930,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 106,000 | $4,925,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 670,469 | $4,921,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 44,324 | $4,918,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 297,792 | $4,914,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,781,000 | $4,914,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 65,982 | $4,907,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 77,049 | $4,900,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 37,200 | $4,897,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 155,771 | $4,891,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 105,000 | $4,890,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 136,854 | $4,882,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 115,392 | $4,880,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 216,748 | $4,878,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 93,933 | $4,866,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 600,327 | $4,863,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 50,562 | $4,861,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 79,676 | $4,836,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36,414 | $4,835,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 70,000 | $4,831,000 | thousands by filing date | call |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 187,542 | $4,827,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 123,517 | $4,822,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 574,175 | $4,817,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 336,380 | $4,803,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 96,937 | $4,803,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 68,626 | $4,776,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 875,936 | $4,774,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 106,600 | $4,769,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 97,495 | $4,760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 92,342 | $4,741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 51,348 | $4,739,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 111,876 | $4,724,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 54,400 | $4,714,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 555,000 | $4,712,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 130,700 | $4,705,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 32,815 | $4,698,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 370,390 | $4,696,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 111,606 | $4,687,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 225,588 | $4,674,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 94,314 | $4,673,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 123,964 | $4,660,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 267,135 | $4,648,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 53,778 | $4,636,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 575,292 | $4,631,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 309,758 | $4,628,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 318,007 | $4,627,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 68,253 | $4,622,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 179,842 | $4,617,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 108,741 | $4,615,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 38,069 | $4,604,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 80,013 | $4,602,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 108,415 | $4,602,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 109,695 | $4,602,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 193,385 | $4,601,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 281,051 | $4,601,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 59,360 | $4,588,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 254,716 | $4,585,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 221,420 | $4,581,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,265 | $4,571,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,324,202 | $4,569,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 32,484 | $4,555,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 171,744 | $4,553,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 82,392 | $4,548,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 81,967 | $4,531,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 183,518 | $4,529,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 142,000 | $4,526,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 99,446 | $4,526,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 138,101 | $4,520,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 85,000 | $4,514,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 85,000 | $4,514,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 221,793 | $4,513,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,514,367 | $4,512,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 74,852 | $4,505,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 77,000 | $4,501,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 55,863 | $4,495,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 75,000 | $4,487,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 284,142 | $4,487,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 49,111 | $4,482,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 81,594 | $4,472,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 211,585 | $4,469,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 34,300 | $4,463,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 441,535 | $4,460,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 54,000 | $4,457,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 283,878 | $4,457,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 962,732 | $4,457,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 181,498 | $4,456,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 50,000 | $4,454,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 292,781 | $4,447,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 54,524 | $4,444,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 80,000 | $4,443,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 25,429 | $4,423,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 198,527 | $4,417,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 145,000 | $4,411,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 20,000 | $4,403,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 36,820 | $4,394,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 392,185 | $4,392,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,295 | $4,387,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 111,684 | $4,384,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 52,500 | $4,372,000 | thousands by filing date | put |
| SL GREEN REALTY CORP | 78440X101 | COM | 41,005 | $4,372,000 | thousands by filing date | |
| RH | 74967X103 | COM | 94,453 | $4,369,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 399,500 | $4,367,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 62,489 | $4,359,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 75,071 | $4,359,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 306,440 | $4,354,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 334,915 | $4,351,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 103,231 | $4,346,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 23,300 | $4,339,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 81,638 | $4,335,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 87,746 | $4,334,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 230,303 | $4,330,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 46,536 | $4,326,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 40,479 | $4,326,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 442,062 | $4,324,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 52,632 | $4,323,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 719,179 | $4,315,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 154,101 | $4,304,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 107,004 | $4,302,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 44,715 | $4,302,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 119,500 | $4,300,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 83,813 | $4,298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 172,000 | $4,298,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 96,000 | $4,291,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 91,000 | $4,286,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 94,734 | $4,282,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 186,926 | $4,279,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 58,213 | $4,273,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 220,207 | $4,272,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 319,700 | $4,271,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 250,000 | $4,270,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 123,600 | $4,267,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 28,700 | $4,255,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 62,579 | $4,254,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 472,698 | $4,249,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,800 | $4,248,000 | thousands by filing date | call |
| GODADDY INC CL A | 380237107 | Stock | 112,000 | $4,245,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 53,615 | $4,236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 175,982 | $4,225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 286,581 | $4,221,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 83,400 | $4,215,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 121,657 | $4,214,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 68,936 | $4,205,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 52,200 | $4,202,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 155,200 | $4,190,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 440,000 | $4,180,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 269,734 | $4,178,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 350,000 | $4,176,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 170,468 | $4,171,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 47,772 | $4,170,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 129,100 | $4,170,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 84,822 | $4,169,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 491,555 | $4,168,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 103,754 | $4,166,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 50,606 | $4,160,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 128,675 | $4,160,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 63,300 | $4,147,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 70,200 | $4,135,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 63,996 | $4,135,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 3,620,000 | $4,127,000 | thousands by filing date | principal |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 370,154 | $4,120,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 197,908 | $4,117,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 385,869 | $4,117,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 50,000 | $4,106,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 25,000 | $4,102,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,289,100 | $4,099,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 111,346 | $4,098,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 130,753 | $4,093,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 155,361 | $4,089,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 55,392 | $4,084,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 601,708 | $4,080,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 56,847 | $4,074,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 51,981 | $4,074,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 384,839 | $4,061,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 329,203 | $4,056,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 37,531 | $4,050,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 445,432 | $4,045,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 113,156 | $4,045,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 209,846 | $4,040,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,400 | $4,036,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 164,703 | $4,035,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 34,937 | $4,035,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 113,785 | $4,027,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 291,583 | $4,024,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,368 | $4,019,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 113,061 | $4,016,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 701,901 | $4,015,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 59,054 | $4,013,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 251,169 | $4,011,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 199,614 | $4,010,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 269,348 | $4,005,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 300,000 | $4,002,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 110,000 | $3,999,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 630,291 | $3,996,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 207,733 | $3,989,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 53,612 | $3,987,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 29,428 | $3,983,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 317,627 | $3,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 47,353 | $3,977,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 43,659 | $3,974,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 75,000 | $3,955,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 32,968 | $3,949,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 100,889 | $3,940,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 40,351 | $3,935,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 63,359 | $3,932,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 123,800 | $3,927,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 72,373 | $3,916,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 35,086 | $3,911,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 385,611 | $3,907,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 20,391 | $3,901,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 158,219 | $3,897,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 90,000 | $3,884,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 96,481 | $3,875,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 78,269 | $3,875,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 76,300 | $3,875,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 378,659 | $3,874,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 262,258 | $3,866,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 100,253 | $3,865,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30,100 | $3,863,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 152,626 | $3,853,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 137,382 | $3,852,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 50,470 | $3,849,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 160,537 | $3,847,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 51,458 | $3,846,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 35,000 | $3,842,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100,772 | $3,841,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 158,000 | $3,838,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 227,057 | $3,837,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 109,891 | $3,834,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 382,500 | $3,829,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 644,266 | $3,827,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 303,767 | $3,827,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 216,168 | $3,826,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 251,399 | $3,824,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 120,507 | $3,822,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 302,584 | $3,821,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 64,798 | $3,819,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 130,095 | $3,808,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 144,514 | $3,806,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 92,750 | $3,805,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100,000 | $3,796,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 463,775 | $3,794,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 50,188 | $3,786,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 30,953 | $3,781,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 58,619 | $3,775,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 92,477 | $3,771,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 925,447 | $3,767,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 408,440 | $3,765,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 880,854 | $3,752,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 166,598 | $3,752,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 42,403 | $3,729,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 32,980 | $3,728,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 19,240 | $3,727,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 277,810 | $3,720,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 97,585 | $3,717,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 63,919 | $3,715,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 79,335 | $3,713,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 67,796 | $3,709,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 192,095 | $3,707,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,881,000 | $3,706,000 | thousands by filing date | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 224,964 | $3,705,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 175,349 | $3,700,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 68,367 | $3,697,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 118,437 | $3,692,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,833,000 | $3,676,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 265,259 | $3,674,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 96,996 | $3,673,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 103,604 | $3,673,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 98,521 | $3,665,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 42,764 | $3,663,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 71,461 | $3,647,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 55,000 | $3,638,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 103,316 | $3,634,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 73,352 | $3,632,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 22,134 | $3,630,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 254,918 | $3,625,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 143,917 | $3,624,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 176,018 | $3,620,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 135,557 | $3,619,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 68,279 | $3,614,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 133,800 | $3,613,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 18,818 | $3,611,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,210,000 | $3,609,000 | thousands by filing date | principal |
| PTC INC COM | 69370C100 | Stock | 68,500 | $3,600,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 140,396 | $3,600,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 356,850 | $3,597,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 19,600 | $3,595,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 143,005 | $3,594,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 143,424 | $3,594,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 53,153 | $3,593,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 437,659 | $3,593,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 39,875 | $3,591,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 40,688 | $3,589,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 4,000,000 | $3,583,000 | thousands by filing date | principal |
| CORECIVIC INC | 21871N101 | COM | 113,948 | $3,580,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 103,424 | $3,578,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 210,344 | $3,576,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 47,800 | $3,576,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 77,052 | $3,573,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 44,439 | $3,572,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 101,131 | $3,571,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 86,402 | $3,568,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 101,707 | $3,559,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 258,940 | $3,558,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 89,441 | $3,557,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 47,616 | $3,550,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 135,039 | $3,547,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 57,986 | $3,542,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 150,200 | $3,540,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 103,953 | $3,533,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 291,800 | $3,522,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 77,048 | $3,520,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 200,695 | $3,520,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 188,237 | $3,513,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 400,000 | $3,508,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 38,077 | $3,507,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,551,500 | $3,507,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 144,867 | $3,506,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 50,000 | $3,503,000 | thousands by filing date | call |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 185,058 | $3,493,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 72,400 | $3,490,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 279,686 | $3,490,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50,845 | $3,487,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 108,425 | $3,484,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 157,974 | $3,474,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 129,128 | $3,470,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 986,100 | $3,461,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 250,982 | $3,454,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 22,876 | $3,453,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 75,977 | $3,451,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 117,764 | $3,445,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 76,123 | $3,444,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 171,953 | $3,442,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 355,660 | $3,436,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 105,760 | $3,435,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 90,000 | $3,430,000 | thousands by filing date | put |
| Q | 74876Y101 | Stock | 42,585 | $3,430,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 659,356 | $3,429,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 249,256 | $3,428,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 136,843 | $3,424,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 229,537 | $3,420,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,856 | $3,413,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 70,309 | $3,412,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40,200 | $3,409,000 | thousands by filing date | put |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 57,727 | $3,409,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 117,700 | $3,408,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 73,104 | $3,396,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 146,894 | $3,393,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 30,530 | $3,391,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 95,780 | $3,390,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 101,636 | $3,385,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 175,300 | $3,375,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 175,300 | $3,375,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 35,200 | $3,369,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 35,200 | $3,369,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 79,800 | $3,356,000 | thousands by filing date | call |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 176,447 | $3,344,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 33,155 | $3,336,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 212,344 | $3,328,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 70,545 | $3,326,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 294,729 | $3,325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 81,846 | $3,323,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 17,019 | $3,323,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 297,271 | $3,320,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 64,605 | $3,311,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 3,000,000 | $3,309,000 | thousands by filing date | principal |
| JABIL INC COM | 466313103 | Stock | 114,360 | $3,307,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 82,571 | $3,307,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 230,447 | $3,307,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 28,600 | $3,306,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 21,600 | $3,299,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 451,640 | $3,297,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 96,874 | $3,295,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 88,937 | $3,283,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 40,987 | $3,281,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 46,000 | $3,278,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 103,700 | $3,269,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 450,000 | $3,236,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 263,475 | $3,235,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 777,452 | $3,226,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 65,623 | $3,224,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 28,100 | $3,221,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 39,179 | $3,218,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 54,777 | $3,215,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 126,829 | $3,215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 82,323 | $3,215,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 442,776 | $3,210,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 73,972 | $3,204,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 369,076 | $3,203,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 63,442 | $3,202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 64,193 | $3,198,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 42,116 | $3,188,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 141,341 | $3,188,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 139,940 | $3,188,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 110,000 | $3,185,000 | thousands by filing date | put |
| EDISON INTL COM | 281020107 | Stock | 40,000 | $3,184,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 41,258 | $3,177,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 61,985 | $3,177,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 54,137 | $3,174,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 60,758 | $3,171,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 108,600 | $3,169,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 132,500 | $3,168,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 83,789 | $3,168,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 232,110 | $3,168,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 318,685 | $3,165,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,501 | $3,163,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 885,793 | $3,163,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-004863 | this filing | 2017-05-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010864 | base | 2017-11-14 | acceptance time not in the bulk data set |