13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 4,012 holding rows worth $105,538,314,000.
- Accession
- 0000950123-17-003378
- Filer
- CIK 927971
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,292 entries on the cover page, a total value of $105,538,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,538,314,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 835 | $62,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,046 | $62,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 922 | $62,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,025 | $61,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,890 | $61,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,841 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 500 | $60,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 4,000 | $60,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,500 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,000 | $60,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,305 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,292 | $60,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 7,400 | $60,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,476 | $60,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,408 | $60,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,557 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 700 | $59,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,126 | $59,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,800 | $59,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,524 | $59,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,520 | $59,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,990 | $58,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,440 | $58,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,031 | $58,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 982 | $58,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,844 | $58,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,224 | $58,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 3,865 | $58,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 8,000 | $58,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 5,145 | $57,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,784 | $57,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,659 | $57,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,000 | $57,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 3,751 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 935 | $57,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 2,182 | $57,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 33,468 | $57,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 33,400 | $57,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $56,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,255 | $56,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,273 | $56,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,994 | $56,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,664 | $56,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 18,200 | $56,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,154 | $56,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 30,016 | $56,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,793 | $56,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 1,781 | $56,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 700 | $55,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,138 | $55,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,467 | $55,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,000 | $55,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,634 | $55,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,187 | $55,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 9,600 | $55,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,413 | $54,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $54,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,395 | $54,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 6,712 | $54,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,070 | $54,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 534 | $53,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,000 | $53,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 917 | $53,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 4,479 | $53,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,500 | $53,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 6,767 | $53,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 3,356 | $53,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 505 | $52,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $52,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,912 | $52,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 3,838 | $52,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,052 | $52,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,514 | $52,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,700 | $51,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,947 | $51,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 898 | $51,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,026 | $51,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,109 | $51,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,646 | $51,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 833 | $50,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,647 | $50,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,495 | $50,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 62,600 | $50,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 589 | $49,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,600 | $49,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,600 | $49,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,145 | $49,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,276 | $49,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $48,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,000 | $48,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,000 | $48,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,118 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $48,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 15,000 | $48,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,905 | $48,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,500 | $47,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 75,704 | $47,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 726 | $47,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,069 | $47,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,705 | $47,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,648 | $47,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,000 | $47,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 3,800 | $47,000 | thousands by filing date | put |
| GIGPEAK INC | 37518Q109 | COM | 15,199 | $47,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,100 | $46,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2,249 | $46,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $46,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $46,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 995 | $45,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,529 | $45,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,110 | $45,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 722 | $45,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $45,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 643 | $45,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,820 | $45,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,400 | $45,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 873 | $45,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,019 | $45,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 702 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 400 | $45,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $45,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 876 | $45,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,514 | $45,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,300 | $45,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $44,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,930 | $44,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 7,858 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 750 | $44,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 331 | $44,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 10,540 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $43,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,896 | $43,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $43,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,000 | $43,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 884 | $43,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,072 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 2,500 | $43,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 749 | $42,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,000 | $42,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 1,256 | $42,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,388 | $42,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $42,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 516 | $42,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,750 | $42,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 715 | $41,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,191 | $41,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,650 | $41,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 2,533 | $41,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,000 | $41,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,542 | $41,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 766 | $41,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,700 | $40,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 925 | $40,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,300 | $40,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,909 | $40,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 3,684 | $40,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 12,900 | $40,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 575 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $40,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,865 | $40,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,504 | $39,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 403 | $39,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,176 | $39,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,000 | $39,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $39,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 4,910 | $39,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 900 | $39,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,981 | $39,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,727 | $39,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,270 | $38,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 775 | $38,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $38,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 451 | $37,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 3,084 | $37,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 674 | $37,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,732 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 705 | $37,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,769 | $37,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 4,235 | $37,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,638 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 788 | $36,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 477 | $36,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 906 | $36,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 982 | $36,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $36,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,090 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $36,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,695 | $36,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 982 | $36,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,036 | $36,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,288 | $36,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $36,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,006 | $36,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 8,524 | $36,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 362 | $35,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 595 | $35,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,108 | $35,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 1,875 | $35,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,880 | $34,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,388 | $34,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,110 | $34,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,450 | $34,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,200 | $34,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 748 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 645 | $34,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,618 | $33,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 385 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 542 | $33,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $33,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,804 | $33,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,534 | $33,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,076 | $33,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,739 | $33,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,009 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $32,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 536 | $32,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 645 | $32,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 740 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 829 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $32,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,800 | $32,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 969 | $32,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,519 | $32,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $32,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 425 | $32,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,020 | $31,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,210 | $31,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 717 | $31,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,107 | $31,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 6,941 | $31,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 10,000 | $31,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 621 | $30,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,755 | $30,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,476 | $30,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $30,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 590 | $30,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,931 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 867 | $30,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $30,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 3,003 | $30,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 2,134 | $30,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,393 | $30,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 465 | $30,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 864 | $30,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 29,000 | $30,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 3,030 | $30,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 210 | $29,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $29,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 434 | $29,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,187 | $29,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,182 | $29,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 642 | $29,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $29,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,852 | $29,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,116 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 450 | $28,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,119 | $28,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 738 | $28,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 313 | $28,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 474 | $28,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,004 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $28,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 3,760 | $28,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,000 | $28,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,252 | $27,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 939 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 586 | $27,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $27,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,648 | $27,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,774 | $27,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,691 | $27,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,819 | $27,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $27,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $27,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,945 | $26,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 707 | $26,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 9,036 | $26,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,725 | $26,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,316 | $26,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 399 | $26,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $26,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 725 | $26,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 992 | $26,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 799 | $26,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,803 | $26,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 1,896 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 410 | $25,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,038 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 420 | $25,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 750 | $25,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,410 | $25,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 838 | $25,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 581 | $25,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,532 | $25,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 605 | $25,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 2,300 | $25,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 268 | $24,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $24,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,253 | $24,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 2,361 | $24,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $24,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $24,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $24,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 332 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $24,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $24,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,712 | $24,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 625 | $24,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 637 | $24,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 975 | $24,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,502 | $24,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 538 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 175 | $23,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 649 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $23,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 893 | $23,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 985 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 390 | $23,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 17 | $23,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,775 | $23,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,303 | $23,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 20,058 | $23,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $23,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,300 | $23,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 548 | $22,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $22,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 750 | $22,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 890 | $22,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 391 | $22,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 585 | $22,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,449 | $22,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,737 | $22,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 752 | $22,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,800 | $22,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,004 | $22,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,682 | $22,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,681 | $22,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 1,123 | $22,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 504 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $21,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 692 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 406 | $21,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $21,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 609 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 525 | $21,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 50 | $21,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 535 | $21,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 538 | $21,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,738 | $21,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 14,042 | $21,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 952 | $20,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 387 | $20,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,188 | $20,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,181 | $20,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,420 | $20,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 654 | $20,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,419 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,101 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,369 | $20,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 977 | $20,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $20,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 834 | $20,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,752 | $20,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,844 | $20,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $20,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 405 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 450 | $19,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,295 | $19,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 441 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 180 | $19,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 806 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 340 | $19,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 97 | $19,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $19,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 988 | $19,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $19,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,783 | $19,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,049 | $19,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,838 | $19,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,016 | $19,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,498 | $19,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,422 | $19,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 150 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $19,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,239 | $19,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 318 | $18,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 688 | $18,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,040 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 13,700 | $18,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,231 | $18,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,643 | $18,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 305 | $18,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,171 | $18,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,359 | $18,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 360 | $18,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 520 | $18,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 245 | $18,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $18,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $18,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,000 | $18,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 620 | $18,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,703 | $18,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 9,655 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 220 | $17,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,500 | $17,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,150 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187 | $17,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 562 | $17,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 400 | $17,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 930 | $17,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,060 | $17,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,363 | $17,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 6,000 | $17,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 435 | $16,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 291 | $16,000 | thousands by filing date | call |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 300 | $16,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 350 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,668 | $16,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 700 | $16,000 | thousands by filing date | put |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 800 | $16,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,248 | $16,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,173 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,000 | $16,000 | thousands by filing date | call |
| CERULEAN PHARMA INC | 15708Q105 | COM | 20,000 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 373 | $15,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 304 | $15,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 6,328 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 808 | $15,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 500 | $15,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 855 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 150 | $15,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 501 | $15,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $15,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,569 | $15,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 819 | $15,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 647 | $15,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 738 | $15,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,550 | $15,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 5,100 | $15,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B302 | SPONSORED ADR LE | 6,000 | $15,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 406 | $14,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 128 | $14,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 123 | $14,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 599 | $14,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 205 | $14,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,232 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 274 | $14,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,000 | $14,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 559 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $14,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,476 | $14,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 947 | $14,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 284 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 755 | $14,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,001 | $14,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 479 | $14,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 541 | $14,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,820 | $14,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,481 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193 | $14,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 541 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $13,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,500 | $13,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $13,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 600 | $13,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 880 | $13,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 536 | $13,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 740 | $13,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,152 | $13,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 42 | $13,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,508 | $13,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 462 | $13,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,000 | $13,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 159 | $13,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 613 | $13,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 350 | $12,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 444 | $12,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 659 | $12,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $12,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 237 | $12,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,066 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003378 | this filing | 2017-04-11 | acceptance time not in the bulk data set |