13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 4,012 holding rows worth $105,538,314,000.
- Accession
- 0000950123-17-003378
- Filer
- CIK 927971
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,292 entries on the cover page, a total value of $105,538,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,538,314,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 820 | $12,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 470 | $12,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 652 | $12,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 443 | $12,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 380 | $12,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 221 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,000 | $12,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,131 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,156 | $12,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,545 | $12,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 832 | $12,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,600 | $12,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,078 | $12,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 812 | $12,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,500 | $12,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 233 | $12,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 377 | $11,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 407 | $11,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 577 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $11,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 380 | $11,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $11,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,443 | $11,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,335 | $11,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 308 | $11,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 707 | $11,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,356 | $11,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 309 | $11,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 565 | $11,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 228 | $11,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 922 | $11,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 400 | $11,000 | thousands by filing date | principal |
| ZWEIG FUND INC. | 989834205 | COM | 978 | $11,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 6,707 | $11,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 556 | $11,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,490 | $11,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,006 | $11,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 734 | $11,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 893 | $11,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 5,000 | $11,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 5,000 | $11,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 206 | $10,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 520 | $10,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 117 | $10,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 141 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 400 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 453 | $10,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 564 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 290 | $10,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $10,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 700 | $10,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 562 | $10,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 163 | $10,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 589 | $10,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 155 | $10,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 457 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,271 | $10,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 704 | $10,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 241 | $10,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $10,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 247 | $10,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,460 | $10,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 372 | $10,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,821 | $10,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 388 | $10,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 779 | $10,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 280 | $10,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 568 | $10,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 695 | $10,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,162 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 205 | $10,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1,117 | $9,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 327 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 131 | $9,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 64 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 80 | $9,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 838 | $9,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 171 | $9,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 228 | $9,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,472 | $9,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 992 | $9,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,835 | $9,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 6,915 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 300 | $9,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 940 | $9,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 560 | $9,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 186 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,258 | $9,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 420 | $9,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 658 | $9,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $9,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 288 | $9,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 668 | $9,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 163 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,600 | $9,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 477 | $9,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 653 | $9,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 169 | $8,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 453 | $8,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,835 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 82 | $8,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,241 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 255 | $8,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 212 | $8,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 381 | $8,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 854 | $8,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 637 | $8,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 297 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 288 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 432 | $8,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 387 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 600 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $8,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 264 | $8,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,510 | $8,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $8,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $8,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,450 | $8,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 500 | $8,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 770 | $8,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $8,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 334 | $8,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,187 | $8,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,000 | $8,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 768 | $8,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,405 | $8,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 380 | $8,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 78 | $7,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 300 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 316 | $7,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,500 | $7,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 223 | $7,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 226 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $7,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 704 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 438 | $7,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 79 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 889 | $7,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 305 | $7,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 228 | $7,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 298 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 446 | $7,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,019 | $7,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 3,166 | $7,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 292 | $7,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 132 | $7,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 664 | $7,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 881 | $7,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 294 | $7,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 100 | $7,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,208 | $7,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 396 | $7,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 150 | $7,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 263 | $7,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 356 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,582 | $7,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $7,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 8,500 | $7,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 958 | $7,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 145 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 196 | $6,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 310 | $6,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 2,651 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 343 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 153 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 142 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,300 | $6,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,300 | $6,000 | thousands by filing date | put |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35 | $6,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 362 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $6,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 314 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 250 | $6,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 748 | $6,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,394 | $6,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 272 | $6,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 105 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 75 | $6,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 318 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $6,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 110 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 100 | $6,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 339 | $6,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 245 | $6,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 324 | $5,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 146 | $5,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 862 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 180 | $5,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 246 | $5,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,107 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 152 | $5,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 377 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 150 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 256 | $5,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 160 | $5,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 170 | $5,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 357 | $5,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000 | $5,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 116 | $5,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 245 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 349 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 305 | $5,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 217 | $5,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 300 | $5,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 2,002 | $5,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 200 | $5,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,674 | $5,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 331 | $5,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 13,000 | $5,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 2,000 | $5,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,631 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 54,000 | $5,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 400 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 131 | $5,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 50 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,500 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,500 | $4,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 200 | $4,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 266 | $4,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 538 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 437 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 121 | $4,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $4,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 138 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 150 | $4,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 651 | $4,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 743 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 131 | $4,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 636 | $4,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 109 | $4,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 132 | $4,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 199 | $4,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 800 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 360 | $4,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 73 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,500 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 213 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 90 | $4,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 122 | $4,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 2,000 | $4,000 | thousands by filing date | put |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 169 | $4,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 564 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 836 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 36 | $4,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,500 | $4,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 102 | $4,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 781 | $4,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 95 | $4,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 80 | $4,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 546 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 50 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 66 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 394 | $3,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 350 | $3,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 336 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 324 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 39 | $3,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 440 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 100 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 606 | $3,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 63 | $3,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 421 | $3,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 134 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 91 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 167 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 150 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 124 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,435 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 180 | $3,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 114 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 124 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 702 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 808 | $3,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 164 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 222 | $3,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 582 | $3,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 161 | $3,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,767 | $3,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 838 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 543 | $3,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 726 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 869 | $3,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 80 | $3,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 367 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 191 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 154 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 230 | $3,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 26 | $3,000 | thousands by filing date | principal |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,354 | $3,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 80 | $3,000 | thousands by filing date | principal |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 833 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,000 | $3,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 275 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $2,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 24 | $2,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 22 | $2,000 | thousands by filing date | call |
| HUBSPOTINC | 443573100 | STOK | 34 | $2,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 50 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 750 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 212 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64 | $2,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 70 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 75 | $2,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 55 | $2,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 161 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 201 | $2,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 87 | $2,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 68 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 310 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 223 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89 | $2,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 179 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 100 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 1,675 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 306 | $2,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 488 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 790 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 256 | $2,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 624 | $2,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 182 | $2,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 473 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 2,000 | $2,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $2,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,100 | $2,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 77 | $2,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 409 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $2,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 130 | $2,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 202 | $2,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 3,517 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 1,000 | $2,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 174 | $2,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 161 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 624 | $2,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 265 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 322 | $2,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 109 | $2,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 121 | $2,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 527 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 80 | $2,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 40 | $2,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,500 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 10 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 760 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 30 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 201 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 139 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 97 | $1,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 61 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 49 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $1,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 450 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 205 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 168 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 94 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 330 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 79 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 326 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 34 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 908 | $1,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 874 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 620 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 328 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 97 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 249 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 87 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 68 | $1,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 2,422 | $1,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 868 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 849 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 100 | $1,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 20 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 264 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 65 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $1,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 252 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 193 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 545 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 70 | $1,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 109 | $1,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 17 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 111 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 83 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 72 | $1,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 34 | $1,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 250 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 96 | $1,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAVCO INDS INC DEL | 149568107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RES INC COM | 205768302 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 307 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMATHENE INC | 71714G102 | COM | 434 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 102,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828509 | COM PAR $.001 | 490 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M400 | COM NEW | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003378 | this filing | 2017-04-11 | acceptance time not in the bulk data set |