13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 4,012 holding rows worth $105,538,314,000.
- Accession
- 0000950123-17-003378
- Filer
- CIK 927971
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,292 entries on the cover page, a total value of $105,538,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,538,314,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACHAOGEN INC | 004449104 | COM | 7,500 | $189,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 9,108 | $188,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,428 | $188,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 10,169 | $188,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,902 | $186,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 5,240 | $186,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,779 | $186,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 6,612 | $186,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $185,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $185,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 12,196 | $185,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,133 | $185,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,497 | $184,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,500 | $184,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,095 | $184,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,877 | $184,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 22,020 | $184,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,545 | $183,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,142 | $182,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,735 | $182,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,759 | $182,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 16,542 | $182,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,374 | $182,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 3,948 | $182,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,810 | $182,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,870 | $182,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,162 | $181,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,161 | $180,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 15,100 | $180,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,260 | $180,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,792 | $180,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,904 | $180,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,319 | $179,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,957 | $179,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 9,585 | $179,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,922 | $178,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 4,385 | $178,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 9,211 | $178,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,458 | $178,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,444 | $177,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,700 | $176,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 9,351 | $176,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 7,701 | $176,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 48,835 | $176,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,945 | $176,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 9,078 | $176,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 8,611 | $175,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 4,758 | $174,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,556 | $173,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 9,048 | $172,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 3,126 | $172,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 7,236 | $172,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 10,794 | $172,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $171,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 14,000 | $171,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 75,169 | $171,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,546 | $170,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,309 | $170,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 10,466 | $170,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,318 | $169,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,212 | $169,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,280 | $169,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,615 | $169,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,127 | $168,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 33,479 | $168,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,684 | $168,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,944 | $168,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 38,211 | $168,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,340 | $168,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,380 | $168,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 812 | $167,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 856 | $167,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,000 | $166,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,088 | $166,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,952 | $166,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,240 | $166,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 18,532 | $166,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,739 | $165,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,506 | $165,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,032 | $165,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 4,482 | $164,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,859 | $164,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,910 | $164,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 31,419 | $164,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,950 | $163,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,000 | $162,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 6,454 | $162,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,870 | $162,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 5,000 | $161,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 3,288 | $161,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 7,511 | $161,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,341 | $160,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 300,276 | $160,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,394 | $160,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5,155 | $159,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,178 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,220 | $157,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,300 | $157,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 14,981 | $157,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 16,517 | $157,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,761 | $156,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,932 | $156,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 7,900 | $156,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,667 | $155,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,613 | $155,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,008 | $154,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,525 | $154,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,000 | $154,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 15,538 | $154,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,647 | $154,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,580 | $153,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,470 | $153,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,720 | $153,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,205 | $153,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,357 | $152,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 6,823 | $152,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 82,538 | $151,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,446 | $150,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,000 | $150,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 3,856 | $150,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,890 | $150,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 34,948 | $150,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 12,128 | $150,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,151 | $149,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,833 | $149,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,500 | $148,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 316 | $148,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,142 | $148,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,520 | $147,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,808 | $147,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,420 | $147,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 8,472 | $146,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 11,502 | $146,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,100 | $146,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,410 | $144,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,752 | $144,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 5,596 | $144,000 | thousands by filing date | principal |
| BLUE HILLS BANCORP INC | 095573101 | COM | 8,012 | $144,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,563 | $143,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,990 | $143,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,389 | $143,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,033 | $143,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 11,083 | $143,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,248 | $142,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,891 | $142,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 24,840 | $142,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 80,000 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,410 | $141,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 5,409 | $141,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 4,419 | $140,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,077 | $140,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 3,125 | $140,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,363 | $140,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 42,820 | $140,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,000 | $139,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,223 | $138,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 6,220 | $138,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 14,990 | $138,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 904 | $138,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 3,710 | $138,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,154 | $138,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,956 | $138,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,379 | $138,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,733 | $137,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,108 | $136,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,658 | $136,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 5,655 | $136,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,516 | $136,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,396 | $136,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 8,142 | $136,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,808 | $135,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,252 | $135,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 6,304 | $134,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 3,080 | $134,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,017 | $134,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 9,256 | $134,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,766 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,387 | $133,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,000 | $133,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 13,816 | $133,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,000 | $133,000 | thousands by filing date | call |
| LIBBEY INC | 529898108 | COM | 9,084 | $133,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,098 | $133,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,772 | $132,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,035 | $132,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,787 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,631 | $131,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,377 | $130,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,248 | $130,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $130,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $130,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 30,900 | $130,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 8,258 | $129,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 30,554 | $129,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 49,000 | $129,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,946 | $128,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,666 | $127,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,650 | $127,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 3,675 | $126,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,219 | $126,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,393 | $126,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 9,914 | $126,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 3,560 | $126,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $126,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,589 | $125,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,057 | $125,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 24,850 | $125,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 8,988 | $125,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 8,431 | $125,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,600 | $124,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 9,907 | $124,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 44,447 | $124,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 2,069 | $123,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,040 | $123,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,674 | $123,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 6,298 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $123,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,652 | $122,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,064 | $122,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 4,247 | $122,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,386 | $121,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,840 | $121,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,068 | $121,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $121,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 4,780 | $121,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,160 | $121,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 6,156 | $120,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,000 | $120,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $120,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 7,358 | $120,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,706 | $120,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,370 | $120,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,257 | $120,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 29,228 | $120,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,412 | $119,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,083 | $119,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,000 | $118,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 6,307 | $118,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,386 | $118,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 4,049 | $117,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,204 | $117,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 71,000 | $117,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,405 | $117,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 5,602 | $117,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,367 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,766 | $116,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $116,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,200 | $116,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 20,022 | $116,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,077 | $115,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,305 | $115,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 3,040 | $115,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,158 | $115,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 2,721 | $115,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 12,832 | $114,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,371 | $114,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,476 | $114,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,362 | $114,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,000 | $113,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,006 | $113,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 7,600 | $113,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,739 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $113,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,452 | $113,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 3,620 | $113,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,594 | $113,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,457 | $113,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,667 | $113,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,836 | $112,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 14,156 | $112,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,576 | $111,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,729 | $111,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,929 | $111,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,926 | $111,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,000 | $110,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,000 | $110,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 1,032 | $109,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,893 | $109,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,931 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 924 | $109,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,674 | $109,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,868 | $109,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 1,574 | $109,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,846 | $108,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 893 | $108,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,247 | $107,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $107,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,134 | $107,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,107 | $107,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,976 | $107,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,800 | $106,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,620 | $106,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,596 | $106,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 5,268 | $106,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,355 | $106,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 6,981 | $106,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,482 | $105,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 547 | $105,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,983 | $105,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,778 | $104,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,025 | $104,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,398 | $104,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $104,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,458 | $103,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 5,389 | $103,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 643 | $103,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $103,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,500 | $103,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,477 | $103,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 3,900 | $103,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,565 | $103,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 17,232 | $102,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,912 | $101,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $101,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,355 | $101,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,305 | $101,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,577 | $100,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,801 | $100,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,772 | $100,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 6,630 | $100,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,887 | $100,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,352 | $100,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,951 | $100,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,500 | $100,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $100,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,982 | $100,000 | thousands by filing date | principal |
| ALERE INC | 01449J105 | COM | 2,513 | $100,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,466 | $99,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,030 | $99,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,255 | $99,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,780 | $99,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,741 | $98,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,114 | $98,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,120 | $98,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 3,221 | $98,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 5,963 | $98,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,991 | $97,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 38,579 | $97,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,050 | $96,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,722 | $96,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,450 | $96,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 4,900 | $96,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 1,331 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3,970 | $95,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 22,757 | $95,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,031 | $95,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,188 | $94,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,702 | $94,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,300 | $94,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $94,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $93,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,100 | $93,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,276 | $93,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 20,000 | $93,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,281 | $92,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 6,091 | $91,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 16,608 | $91,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 889 | $91,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $91,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,678 | $91,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,502 | $91,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,760 | $91,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 564 | $90,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,409 | $90,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 8,000 | $90,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 4,409 | $90,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,000 | $89,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,541 | $89,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 6,148 | $89,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,300 | $89,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,998 | $89,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,674 | $89,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,779 | $88,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,526 | $87,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,342 | $87,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 4,226 | $86,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 7,000 | $86,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 7,000 | $86,000 | thousands by filing date | put |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 6,248 | $86,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 75,000 | $86,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 75,000 | $86,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,314 | $85,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 859 | $85,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,028 | $85,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 25,000 | $85,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 19,226 | $85,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 530 | $85,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,233 | $85,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,017 | $84,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $84,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $84,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,120 | $84,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 733 | $83,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,189 | $83,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 2,634 | $83,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,000 | $83,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,438 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,617 | $83,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,453 | $83,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,888 | $82,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,915 | $82,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,507 | $82,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,677 | $81,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,775 | $80,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 933 | $80,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 7,265 | $80,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,666 | $80,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $80,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,000 | $80,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 10,000 | $80,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,260 | $80,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 23,233 | $80,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 920 | $80,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 8,463 | $80,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,980 | $80,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,172 | $80,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,350 | $79,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,200 | $79,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,131 | $79,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,200 | $79,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 20,200 | $79,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,450 | $79,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,350 | $78,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 27,500 | $78,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 23,000 | $78,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,376 | $78,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 141,431 | $78,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 542 | $78,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 902 | $76,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,387 | $76,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 42,270 | $76,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 8,378 | $75,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,903 | $75,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,638 | $75,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 616 | $75,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,589 | $75,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 8,949 | $75,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,040 | $75,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,070 | $74,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $74,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,801 | $73,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,141 | $73,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 4,123 | $73,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,183 | $73,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 3,308 | $73,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,300 | $73,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 2,500 | $72,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $72,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,717 | $72,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 452 | $71,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,400 | $71,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,190 | $71,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 17,415 | $71,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 500 | $70,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 31,864 | $70,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 7,445 | $70,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 393 | $70,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 766 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,608 | $70,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 19,700 | $70,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,602 | $70,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,120 | $70,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 3,808 | $70,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 20,000 | $70,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,743 | $69,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $69,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,224 | $69,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,736 | $69,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 3,231 | $69,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,102 | $68,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 877 | $68,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 787 | $68,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2,006 | $68,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 868 | $68,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,229 | $68,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 175 | $67,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,000 | $67,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,000 | $67,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,000 | $67,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,902 | $66,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,450 | $66,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,000 | $66,000 | thousands by filing date | put |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,889 | $66,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 40,000 | $66,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 3,007 | $65,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 2,300 | $65,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 1,830 | $65,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,171 | $65,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,308 | $64,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,558 | $64,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 6,828 | $64,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,182 | $64,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 333 | $63,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,534 | $63,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,846 | $63,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,809 | $63,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 3,953 | $63,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,583 | $63,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003378 | this filing | 2017-04-11 | acceptance time not in the bulk data set |