13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-11, with 4,012 holding rows worth $105,538,314,000.
- Accession
- 0000950123-17-003378
- Filer
- CIK 927971
- Filed
- 2017-04-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 13,292 entries on the cover page, a total value of $105,538,314,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,538,314,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 30,900 | $664,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 100,000 | $660,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 89,700 | $658,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 25,973 | $658,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 39,299 | $657,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,333 | $652,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 12,469 | $650,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,878 | $649,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 28,483 | $642,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 109,088 | $640,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 38,112 | $639,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 22,158 | $637,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 81,629 | $635,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 7,049 | $635,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 16,664 | $635,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 36,104 | $635,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 99,979 | $634,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 42,142 | $634,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 17,215 | $633,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 55,789 | $633,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,730 | $632,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 18,717 | $630,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 25,561 | $630,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 11,700 | $629,000 | thousands by filing date | principal |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 24,348 | $628,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 26,067 | $623,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 30,082 | $623,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 13,700 | $623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,315 | $621,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 23,988 | $620,000 | thousands by filing date | principal |
| OGE ENERGY CORP | 670837103 | COM | 17,699 | $619,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 13,000 | $619,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 43,098 | $619,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 43,400 | $619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 16,144 | $615,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 245,800 | $615,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 52,000 | $614,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 46,393 | $613,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 22,646 | $613,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,287 | $610,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 172,078 | $607,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,307 | $606,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,388 | $605,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 17,408 | $605,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 39,396 | $604,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 56,691 | $603,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 13,959 | $602,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 9,152 | $600,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 41,500 | $598,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 16,200 | $597,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 7,605 | $597,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,980 | $593,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,234 | $590,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,246 | $589,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 66,767 | $589,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,000 | $587,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,652 | $587,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 32,148 | $586,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,000 | $584,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 10,000 | $584,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 11,100 | $584,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 10,000 | $579,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 65,041 | $577,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,138 | $575,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,944 | $575,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,503 | $572,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 13,116 | $569,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 44,122 | $568,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 16,893 | $564,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,400 | $562,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,526 | $562,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 28,253 | $561,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 6,236 | $561,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,090 | $559,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $557,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 149,467 | $552,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,676 | $549,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 22,216 | $549,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 17,129 | $546,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,315 | $544,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 50,478 | $544,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,100 | $540,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 43,378 | $539,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 25,000 | $539,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 29,237 | $539,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 74,719 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 11,993 | $536,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 19,711 | $530,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 6,000 | $529,000 | thousands by filing date | call |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 20,819 | $527,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 25,669 | $522,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 50,000 | $520,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 82,667 | $518,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 41,000 | $518,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 24,854 | $516,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,686 | $515,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 50,700 | $514,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 58,960 | $513,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 11,863 | $512,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,723 | $511,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 28,663 | $508,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,113 | $505,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,282 | $504,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 39,871 | $503,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,720 | $501,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,000 | $500,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,123 | $500,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 24,725 | $497,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 34,182 | $493,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 8,397 | $492,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 12,298 | $491,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 9,002 | $489,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,528 | $488,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,500 | $488,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 3,800 | $488,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 10,038 | $484,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 335,700 | $480,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 8,396 | $478,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 50,000 | $477,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,145 | $475,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 59,953 | $473,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 29,105 | $473,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 23,200 | $472,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,724 | $470,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 40,000 | $468,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 25,999 | $467,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 36,626 | $465,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,950 | $460,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 29,608 | $458,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,607 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 18,160 | $458,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 217 | $457,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 13,793 | $457,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,439 | $456,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 17,303 | $456,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,840 | $456,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 7,235 | $454,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 49,722 | $451,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 12,069 | $448,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 38,000 | $443,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 77,000 | $442,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 6,700 | $442,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 60,000 | $442,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,525 | $441,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 15,472 | $437,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 40,000 | $436,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 20,961 | $435,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 8,600 | $434,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 7,500 | $434,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 70,467 | $434,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,460 | $433,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 75,000 | $431,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 8,356 | $431,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 20,000 | $430,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,294 | $429,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 16,973 | $429,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 113,933 | $428,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 13,348 | $426,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 54,135 | $426,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 17,343 | $425,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 26,000 | $422,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 48,429 | $421,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 63,329 | $420,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 148,400 | $420,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 18,757 | $420,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,185 | $419,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,792 | $418,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,123 | $417,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 9,009 | $417,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 11,129 | $416,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,727 | $412,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,000 | $412,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,000 | $412,000 | thousands by filing date | put |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,333 | $411,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,720 | $410,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 18,731 | $410,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,845 | $407,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 15,679 | $407,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 30,242 | $407,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 9,332 | $406,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 171,780 | $406,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 238,709 | $405,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 26,738 | $404,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 67,000 | $398,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,272 | $398,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 14,519 | $397,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 34,425 | $395,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 7,155 | $394,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 8,400 | $393,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 56,732 | $392,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 50,000 | $390,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,918 | $390,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 91,415 | $390,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,700 | $389,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 9,502 | $389,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,834 | $386,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,862 | $385,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,040 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,726 | $384,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 24,051 | $384,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,776 | $384,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,075 | $382,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,905 | $381,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 20,220 | $381,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 17,163 | $381,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 4,829 | $380,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 27,500 | $379,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,684 | $379,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,311 | $376,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 10,000 | $376,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,024 | $376,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 5,944 | $376,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,965 | $373,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 7,615 | $373,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 6,800 | $372,000 | thousands by filing date | put |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,001 | $371,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 62,047 | $370,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,568 | $370,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 615 | $369,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,200 | $369,000 | thousands by filing date | put |
| GLOBUS MED INC CL A | 379577208 | Stock | 12,410 | $368,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,315 | $368,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,545 | $367,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10,370 | $366,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,000 | $365,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 8,642 | $364,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,249 | $363,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 15,124 | $362,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,708 | $361,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 90,000 | $360,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 112,460 | $358,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,233 | $355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,779 | $353,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 60,000 | $352,000 | thousands by filing date | call |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 6,858 | $351,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 2,286 | $351,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 12,132 | $351,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,742 | $350,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 23,403 | $349,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,662 | $349,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,000 | $349,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 139,600 | $349,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 81,876 | $348,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 21,077 | $346,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,939 | $346,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,000 | $345,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 5,820 | $345,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,000 | $344,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 88,564 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,927 | $343,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,594 | $343,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,676 | $342,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 27,387 | $342,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 5,570 | $339,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,299 | $336,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 15,656 | $336,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,252 | $334,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $333,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 7,576 | $331,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,731 | $328,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 112,030 | $328,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,009 | $325,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,128 | $325,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,613 | $324,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 16,551 | $324,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 58,398 | $321,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,391 | $320,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,613 | $320,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,309 | $318,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,929 | $318,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,000 | $317,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,469 | $317,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,760 | $316,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 18,033 | $316,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,098 | $314,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,527 | $311,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 13,768 | $311,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 14,819 | $310,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 5,085 | $308,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 36,733 | $308,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 50,289 | $307,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 5,474 | $307,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 12,892 | $306,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,770 | $305,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,519 | $305,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 24,998 | $304,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,960 | $304,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 88,500 | $304,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 88,500 | $304,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 21,340 | $303,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,420 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,309 | $300,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 30,146 | $299,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,000 | $298,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 12,456 | $294,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 20,864 | $294,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,444 | $293,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 11,123 | $293,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,847 | $293,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,982 | $293,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,985 | $292,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,049 | $292,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,213 | $292,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,265 | $290,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,030 | $290,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,078 | $289,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 8,686 | $288,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,000 | $286,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 3,038 | $286,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 6,423 | $286,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,809 | $285,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,782 | $285,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,462 | $283,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 66,100 | $282,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 45,900 | $280,000 | thousands by filing date | put |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,345 | $279,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,571 | $279,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,673 | $277,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 8,900 | $277,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,428 | $277,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 8,858 | $277,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,355 | $276,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,078 | $276,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 12,427 | $276,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $276,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 50,000 | $275,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 19,834 | $273,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,134 | $272,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 24,775 | $272,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,550 | $271,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,326 | $270,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,132 | $269,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,329 | $268,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 106,957 | $268,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,660 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,361 | $267,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,009 | $266,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,600 | $266,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 10,000 | $266,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 15,418 | $265,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 27,773 | $265,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 18,502 | $262,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,705 | $261,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 9,290 | $261,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 24,368 | $261,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 22,007 | $260,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,483 | $258,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,382 | $258,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,636 | $258,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,694 | $258,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 21,562 | $257,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,104 | $256,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,190 | $255,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,649 | $252,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 39,300 | $251,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,036 | $248,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,100 | $248,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 5,945 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,801 | $247,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,062 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,502 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,216 | $247,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,802 | $246,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,080 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,280 | $245,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 6,643 | $245,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,510 | $244,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,900 | $244,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 17,577 | $244,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $243,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,361 | $243,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,997 | $242,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,320 | $241,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,200 | $241,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 51,617 | $241,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 35,172 | $241,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,630 | $240,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 26,596 | $240,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 4,320 | $240,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 13,530 | $240,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 8,933 | $239,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,880 | $238,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,528 | $238,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 12,107 | $238,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 175,009 | $238,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,717 | $237,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,971 | $237,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 8,076 | $237,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,584 | $236,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,873 | $236,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 13,844 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,055 | $234,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,082 | $234,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,596 | $233,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,971 | $231,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,979 | $231,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $230,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,182 | $230,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,703 | $230,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 9,890 | $230,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 19,378 | $229,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,115 | $228,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,620 | $228,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 23,174 | $228,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,436 | $226,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,100 | $226,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,100 | $226,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,368 | $224,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 53,305 | $224,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 12,667 | $223,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 8,413 | $223,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,819 | $222,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,054 | $222,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 11,680 | $221,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,081 | $221,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,830 | $221,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23,888 | $220,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,159 | $220,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,668 | $220,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 16,226 | $219,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,400 | $219,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 20,812 | $219,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,939 | $218,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,799 | $218,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 6,615 | $218,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,686 | $218,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 36,660 | $217,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,170 | $216,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,144 | $216,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,124 | $215,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 41,359 | $214,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 44,496 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,100 | $213,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,200 | $212,000 | thousands by filing date | put |
| SPS COMM INC COM | 78463M107 | Stock | 3,627 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,765 | $212,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 4,348 | $212,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,970 | $212,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,447 | $211,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,899 | $211,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 16,318 | $210,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 21,884 | $210,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,646 | $210,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,000 | $210,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 13,332 | $210,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 151,605 | $209,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 151,100 | $209,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,000 | $209,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,000 | $209,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 10,800 | $209,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,723 | $208,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,800 | $208,000 | thousands by filing date | put |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,382 | $208,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,345 | $208,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,151 | $207,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,458 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,333 | $206,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,182 | $206,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 4,137 | $206,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 7,100 | $205,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,052 | $205,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,482 | $203,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,800 | $202,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,800 | $202,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,000 | $202,000 | thousands by filing date | call |
| MSA SAFETY INC COM | 553498106 | Stock | 2,850 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,000 | $201,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 14,581 | $201,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,502 | $200,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,064 | $200,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 10,462 | $200,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 7,450 | $200,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 17,144 | $199,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $199,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,205 | $198,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,494 | $198,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,656 | $198,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 8,498 | $198,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 16,068 | $198,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,036 | $197,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 26,332 | $197,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,483 | $197,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 8,742 | $196,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,426 | $196,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 24,002 | $196,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,254 | $195,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,110 | $194,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,732 | $193,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,789 | $193,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 5,820 | $193,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,924 | $193,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 9,263 | $193,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,209 | $192,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 8,195 | $192,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,440 | $192,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,951 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,248 | $191,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,935 | $190,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,246 | $189,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,000 | $189,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003378 | this filing | 2017-04-11 | acceptance time not in the bulk data set |