13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 277,400 | $9,925,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,460,000 | $9,920,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 424,200 | $9,909,000 | thousands by filing date | put |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 209,580 | $9,888,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 198,410 | $9,884,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 76,932 | $9,876,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 470,454 | $9,875,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 219,780 | $9,873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 105,671 | $9,865,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 191,700 | $9,848,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 746,300 | $9,844,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 118,900 | $9,840,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 818,100 | $9,817,000 | thousands by filing date | call |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 639,329 | $9,801,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 437,422 | $9,776,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 458,676 | $9,756,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 64,882 | $9,746,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 885,606 | $9,741,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 675,597 | $9,735,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112,475 | $9,721,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 198,237 | $9,720,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 279,048 | $9,711,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 322,409 | $9,692,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 112,721 | $9,676,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 750,000 | $9,653,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 34,000 | $9,642,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 161,389 | $9,629,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,087,847 | $9,627,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 110,100 | $9,614,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 555,214 | $9,610,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 249,771 | $9,593,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 616,897 | $9,575,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 132,365 | $9,561,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 108,286 | $9,542,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 412,607 | $9,531,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 137,700 | $9,517,000 | thousands by filing date | call |
| IHS MARKIT LTD | G47567105 | SHS | 268,570 | $9,509,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 339,100 | $9,508,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 290,100 | $9,504,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 164,608 | $9,503,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 90,000 | $9,502,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 33,500 | $9,500,000 | thousands by filing date | call |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 75,738 | $9,488,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 56,663 | $9,462,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 172,171 | $9,458,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 339,073 | $9,450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 360,911 | $9,445,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 374,155 | $9,440,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 190,200 | $9,428,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 678,870 | $9,396,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 139,370 | $9,354,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,591,324 | $9,326,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 126,400 | $9,317,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 956,963 | $9,302,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 54,202 | $9,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 234,610 | $9,282,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 9,677,000 | $9,272,000 | thousands by filing date | principal |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 246,084 | $9,240,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 65,260 | $9,235,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 183,315 | $9,230,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 334,079 | $9,214,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 148,428 | $9,210,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 255,931 | $9,201,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 318,296 | $9,199,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 136,000 | $9,196,000 | thousands by filing date | put |
| WPP PLC NEW ADR | 92937A102 | ADR | 83,060 | $9,191,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 85,430 | $9,190,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 997,758 | $9,180,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 366,562 | $9,157,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 88,356 | $9,155,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 81,696 | $9,154,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 124,840 | $9,148,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 65,000 | $9,129,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 610,118 | $9,103,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 55,690 | $9,101,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 419,069 | $9,101,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 225,197 | $9,082,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,184,944 | $9,076,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,754,032 | $9,069,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 83,229 | $9,063,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 478,608 | $9,060,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 532,000 | $9,055,000 | thousands by filing date | call |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 340,424 | $9,051,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 748,524 | $8,997,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 777,521 | $8,996,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 130,723 | $8,993,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 323,446 | $8,992,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 962,700 | $8,992,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 110,000 | $8,987,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 38,919 | $8,985,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 117,328 | $8,978,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 739,760 | $8,973,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 123,368 | $8,972,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 219,157 | $8,944,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 240,000 | $8,928,000 | thousands by filing date | call |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 171,825 | $8,914,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 655,000 | $8,908,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 164,018 | $8,872,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 113,916 | $8,862,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 124,111 | $8,841,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 87,390 | $8,834,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 908,500 | $8,831,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 42,434 | $8,830,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 161,117 | $8,821,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 167,147 | $8,820,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 91,300 | $8,813,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 54,936 | $8,812,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 641,950 | $8,808,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 94,900 | $8,801,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 134,494 | $8,801,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 306,693 | $8,793,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 252,209 | $8,790,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 594,848 | $8,768,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 803,679 | $8,752,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 73,400 | $8,744,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 423,804 | $8,743,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 8,501,000 | $8,740,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 417,816 | $8,732,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 124,116 | $8,716,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 173,425 | $8,708,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 75,900 | $8,702,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 144,954 | $8,686,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 160,141 | $8,678,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 352,475 | $8,667,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 182,757 | $8,654,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 111,832 | $8,631,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 126,300 | $8,629,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 174,770 | $8,627,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 491,444 | $8,624,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 430,102 | $8,619,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 106,093 | $8,611,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 465,399 | $8,601,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 280,671 | $8,585,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 248,641 | $8,578,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 127,282 | $8,577,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 120,500 | $8,570,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 848,525 | $8,545,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 699,656 | $8,543,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 590,362 | $8,530,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 246,584 | $8,527,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 736,923 | $8,526,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 311,817 | $8,521,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 165,000 | $8,504,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 274,400 | $8,498,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 576,140 | $8,492,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 177,480 | $8,488,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 446,712 | $8,487,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 302,759 | $8,483,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100,000 | $8,475,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 150,000 | $8,463,000 | thousands by filing date | call |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 7,500,000 | $8,461,000 | thousands by filing date | principal |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 234,257 | $8,433,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 342,744 | $8,425,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 461,839 | $8,424,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 8,200,000 | $8,415,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 166,679 | $8,412,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 592,004 | $8,412,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 92,850 | $8,386,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 145,544 | $8,378,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 419,065 | $8,368,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 665,209 | $8,361,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 130,775 | $8,359,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 66,455 | $8,358,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 130,139 | $8,355,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 86,187 | $8,346,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 160,000 | $8,344,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 100,370 | $8,340,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 676,508 | $8,321,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 134,070 | $8,319,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 169,000 | $8,313,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 444,800 | $8,304,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,965 | $8,288,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 325,763 | $8,274,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 111,600 | $8,260,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 150,500 | $8,255,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 324,896 | $8,246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 228,093 | $8,230,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 161,143 | $8,228,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 11,500,000 | $8,201,000 | thousands by filing date | principal |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 429,662 | $8,198,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 429,292 | $8,178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 391,592 | $8,149,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 512,238 | $8,145,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 316,208 | $8,127,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 446,397 | $8,124,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 74,082 | $8,110,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 319,904 | $8,103,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 192,917 | $8,102,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 234,710 | $8,069,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 613,887 | $8,054,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 34,586 | $8,033,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 87,700 | $8,024,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 106,499 | $8,008,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 378,685 | $8,002,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 134,521 | $7,993,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 277,361 | $7,983,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 625,000 | $7,975,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 137,479 | $7,948,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 314,511 | $7,938,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 352,903 | $7,912,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 461,511 | $7,896,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 120,658 | $7,891,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 74,153 | $7,872,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 107,123 | $7,843,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 73,241 | $7,838,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 116,641 | $7,829,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 799,015 | $7,822,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 765,100 | $7,812,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,020,029 | $7,773,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 137,172 | $7,768,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 254,548 | $7,756,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 469,084 | $7,749,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 98,254 | $7,737,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 509,948 | $7,736,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 76,510 | $7,732,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 318,169 | $7,731,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 617,648 | $7,714,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 170,419 | $7,694,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,052,894 | $7,686,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,162,749 | $7,686,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 428,324 | $7,684,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 146,265 | $7,674,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150,000 | $7,673,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 127,590 | $7,653,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,420,095 | $7,626,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 511,085 | $7,626,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 80,715 | $7,610,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 444,125 | $7,595,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75,779 | $7,589,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 263,222 | $7,589,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 769,960 | $7,576,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 536,811 | $7,574,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 798,208 | $7,568,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 231,200 | $7,558,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 98,233 | $7,536,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 359,693 | $7,525,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 202,072 | $7,521,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 293,392 | $7,514,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 64,200 | $7,509,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 267,338 | $7,494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 508,432 | $7,494,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 162,569 | $7,464,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500,000 | $7,455,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 500,000 | $7,455,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 156,326 | $7,451,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 87,680 | $7,437,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 172,904 | $7,431,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 61,570 | $7,416,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 393,057 | $7,401,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 773,241 | $7,400,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 63,056 | $7,390,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 194,968 | $7,387,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 555,072 | $7,377,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 63,900 | $7,371,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 60,000 | $7,363,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 649,463 | $7,352,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 207,883 | $7,325,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 273,291 | $7,319,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 463,022 | $7,283,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 205,100 | $7,279,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 97,500 | $7,279,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 65,989 | $7,278,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 9,208 | $7,272,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 181,789 | $7,272,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 230,087 | $7,245,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 888,389 | $7,240,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 831,129 | $7,206,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 175,076 | $7,194,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,032,390 | $7,185,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 793,052 | $7,177,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 271,416 | $7,176,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 73,781 | $7,163,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 45,900 | $7,146,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 133,185 | $7,121,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 9,350,000 | $7,106,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 273,262 | $7,102,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 85,617 | $7,097,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 294,532 | $7,045,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 89,619 | $7,043,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 78,948 | $7,037,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 619,537 | $7,026,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 148,836 | $7,024,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 62,444 | $6,995,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 112,763 | $6,982,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 289,347 | $6,982,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 75,387 | $6,965,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 146,715 | $6,958,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 92,647 | $6,954,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 445,947 | $6,939,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 89,300 | $6,931,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 362,933 | $6,924,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 74,919 | $6,923,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 207,223 | $6,921,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 282,900 | $6,911,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 48,148 | $6,906,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 5,162,000 | $6,898,000 | thousands by filing date | principal |
| Concho Resources Inc. | 20605P101 | COM | 52,003 | $6,896,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 74,939 | $6,895,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 175,430 | $6,881,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 94,400 | $6,880,000 | thousands by filing date | call |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 155,585 | $6,877,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 163,369 | $6,871,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 7,000,000 | $6,869,000 | thousands by filing date | principal |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 222,047 | $6,855,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 214,662 | $6,854,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 43,209 | $6,820,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 93,316 | $6,814,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 239,257 | $6,807,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 52,829 | $6,806,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 289,204 | $6,791,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 207,700 | $6,790,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 65,000 | $6,784,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 38,711 | $6,772,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 100,000 | $6,771,000 | thousands by filing date | call |
| CMB.TECH NV SHS | B38564108 | Stock | 850,967 | $6,765,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 119,159 | $6,749,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 63,181 | $6,721,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 17,800 | $6,717,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 267,078 | $6,717,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 157,263 | $6,712,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 374,649 | $6,710,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 246,502 | $6,705,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 66,374 | $6,701,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 810,250 | $6,701,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 302,554 | $6,699,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 668,774 | $6,694,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 66,200 | $6,693,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 199,645 | $6,682,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 80,763 | $6,674,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 136,907 | $6,671,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 146,482 | $6,669,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 89,300 | $6,667,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 327,102 | $6,657,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 522,074 | $6,651,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 51,555 | $6,643,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 644,791 | $6,642,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 344,838 | $6,637,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 173,877 | $6,637,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 135,437 | $6,631,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 43,580 | $6,629,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 421,122 | $6,624,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 444,464 | $6,623,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 270,618 | $6,619,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 969,417 | $6,611,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 56,315 | $6,604,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 163,432 | $6,604,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 348,973 | $6,603,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 332,911 | $6,591,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 28,295 | $6,578,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 189,511 | $6,567,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 82,931 | $6,556,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 135,078 | $6,550,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 195,683 | $6,545,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 65,262 | $6,529,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 548,000 | $6,521,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 508,929 | $6,519,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 234,529 | $6,510,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 53,434 | $6,510,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 155,334 | $6,485,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 140,600 | $6,479,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,757,791 | $6,469,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 92,956 | $6,452,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 76,706 | $6,449,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 253,888 | $6,446,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 455,122 | $6,440,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 72,401 | $6,434,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 737,034 | $6,433,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 171,758 | $6,431,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 120,000 | $6,424,000 | thousands by filing date | put |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 647,137 | $6,420,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100,000 | $6,415,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,187,500 | $6,401,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 205,500 | $6,397,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 56,750 | $6,395,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 175,700 | $6,373,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 422,933 | $6,373,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 497,077 | $6,368,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 163,048 | $6,365,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 113,192 | $6,342,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 127,800 | $6,335,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 200,000 | $6,306,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 114,126 | $6,305,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 255,246 | $6,304,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 216,342 | $6,274,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 64,494 | $6,274,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 222,881 | $6,257,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 285,000 | $6,256,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 47,153 | $6,256,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 525,582 | $6,255,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 264,385 | $6,253,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 165,776 | $6,249,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 700,000 | $6,237,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 97,809 | $6,236,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 137,068 | $6,235,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 46,356 | $6,234,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 358,415 | $6,218,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 273,213 | $6,215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 288,037 | $6,210,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 145,845 | $6,203,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 291,900 | $6,194,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 221,020 | $6,188,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 125,864 | $6,184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 152,996 | $6,181,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 200,000 | $6,176,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 141,883 | $6,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 264,750 | $6,169,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 102,986 | $6,167,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 39,926 | $6,165,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,192,326 | $6,160,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 80,000 | $6,155,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 58,000 | $6,132,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 190,000 | $6,131,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 270,377 | $6,130,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 302,615 | $6,125,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 380,866 | $6,124,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 497,522 | $6,119,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 209,115 | $6,104,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 101,757 | $6,102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 152,846 | $6,102,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 127,543 | $6,101,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 158,587 | $6,097,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 108,881 | $6,092,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 126,666 | $6,091,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 4,774,000 | $6,078,000 | thousands by filing date | principal |
| Powershares ETF KBW Insurance | 73936q777 | COM | 109,231 | $6,076,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 100,000 | $6,068,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 199,961 | $6,029,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 186,764 | $6,021,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 192,550 | $6,019,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 84,816 | $6,001,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 190,824 | $5,992,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 142,710 | $5,987,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 238,940 | $5,978,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 275,000 | $5,973,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 29,120 | $5,972,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 94,849 | $5,961,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 84,982 | $5,961,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 103,600 | $5,958,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 74,113 | $5,958,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 137,116 | $5,941,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 193,566 | $5,940,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 160,931 | $5,937,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 113,895 | $5,933,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 106,680 | $5,930,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 148,981 | $5,928,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 142,858 | $5,918,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,000 | $5,917,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 188,528 | $5,907,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 120,001 | $5,904,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 76,904 | $5,896,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,620,000 | $5,894,000 | thousands by filing date | principal |
| STAPLES INC | 855030102 | COM | 650,000 | $5,883,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 477,968 | $5,883,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 65,872 | $5,849,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 265,669 | $5,842,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 383,900 | $5,824,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 336,484 | $5,821,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 209,996 | $5,813,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 113,100 | $5,810,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 67,305 | $5,794,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 100,000 | $5,793,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 293,935 | $5,787,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 510,000 | $5,783,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 217,304 | $5,750,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 66,546 | $5,749,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 154,279 | $5,749,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 121,466 | $5,745,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 56,524 | $5,743,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 4,000,000 | $5,733,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 75,000 | $5,728,000 | thousands by filing date | call |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 385,721 | $5,728,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 113,924 | $5,727,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 70,478 | $5,726,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 52,500 | $5,724,000 | thousands by filing date | call |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 623,409 | $5,723,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 410,460 | $5,717,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 98,733 | $5,713,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 204,326 | $5,705,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 282,473 | $5,698,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 137,921 | $5,696,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 119,185 | $5,685,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 222,495 | $5,676,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 113,098 | $5,655,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 252,000 | $5,655,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 144,812 | $5,652,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 182,098 | $5,624,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 106,445 | $5,619,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 398,781 | $5,615,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 39,021 | $5,606,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 458,773 | $5,606,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 109,547 | $5,604,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 489,362 | $5,593,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 164,000 | $5,587,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 118,800 | $5,586,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 228,077 | $5,585,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 265,700 | $5,580,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 215,838 | $5,578,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 65,000 | $5,576,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 512,447 | $5,565,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 220,121 | $5,565,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |