13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-13, with 4,023 holding rows worth $3,074,351,000.
- Accession
- 0000950123-17-000195
- Filer
- CIK 1422771
- Filed
- 2017-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,024 entries on the cover page, a total value of $3,074,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,074,351,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,500 | $41,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,305 | $41,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,555 | $40,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 689 | $40,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 404 | $40,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,110 | $40,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 850 | $40,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 7,767 | $40,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,059 | $40,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 930 | $40,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,421 | $40,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,599 | $40,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 746 | $40,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,066 | $39,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 352 | $39,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,005 | $39,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,188 | $39,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 278 | $39,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,700 | $39,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,348 | $39,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 762 | $39,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 685 | $39,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,651 | $39,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 641 | $39,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 5,319 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,500 | $39,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 22,000 | $39,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,576 | $39,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,201 | $39,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 813 | $38,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 700 | $38,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 947 | $38,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,173 | $38,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 210 | $38,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 736 | $38,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,500 | $38,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,073 | $38,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 250 | $38,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,104 | $38,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,405 | $38,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,273 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,166 | $38,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,050 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,570 | $38,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,097 | $38,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,470 | $38,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,613 | $38,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,230 | $38,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 4,467 | $38,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,914 | $38,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,212 | $37,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,332 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,886 | $37,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 657 | $37,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 420 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 727 | $37,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 254 | $37,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,817 | $37,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,163 | $37,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 7,132 | $37,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,065 | $37,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,888 | $37,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,695 | $37,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 5,407 | $37,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,492 | $37,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 2,812 | $37,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,000 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 470 | $36,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,126 | $36,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 851 | $36,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,208 | $36,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 535 | $36,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,082 | $36,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 799 | $36,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,390 | $36,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,123 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,101 | $36,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,085 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,685 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,000 | $36,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,078 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 970 | $36,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,759 | $36,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,003 | $36,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,441 | $36,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 4,345 | $36,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 434 | $35,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 973 | $35,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 791 | $35,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 527 | $35,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,290 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,695 | $35,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,632 | $35,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,881 | $35,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,612 | $35,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,752 | $35,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 615 | $35,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 819 | $35,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 715 | $35,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 878 | $34,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 857 | $34,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 500 | $34,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,403 | $34,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 828 | $34,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,122 | $34,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 2,989 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 644 | $34,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 673 | $34,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 968 | $34,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,157 | $34,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 408 | $34,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 977 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,906 | $34,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 655 | $33,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 305 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,838 | $33,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 640 | $33,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 808 | $33,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 648 | $33,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 559 | $33,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,575 | $33,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,703 | $33,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 333 | $33,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 235 | $33,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 622 | $32,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 562 | $32,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 841 | $32,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,708 | $32,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,695 | $32,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 584 | $32,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 555 | $32,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 495 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 557 | $32,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,954 | $32,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 865 | $32,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,357 | $32,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 7,800 | $32,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 1,420 | $32,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 375 | $31,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,484 | $31,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 779 | $31,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 679 | $31,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 467 | $31,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,734 | $31,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 574 | $31,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 494 | $31,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 4,265 | $31,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 15,808 | $31,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 1,683 | $31,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 308 | $30,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 335 | $30,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,077 | $30,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 173 | $30,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 683 | $30,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 582 | $30,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,793 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 586 | $30,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,339 | $30,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 340 | $30,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,350 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,154 | $30,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,850 | $30,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 910 | $30,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 790 | $30,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,641 | $30,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,100 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,136 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,959 | $30,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,000 | $30,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 600 | $30,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 458 | $29,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 288 | $29,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 700 | $29,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,149 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 646 | $29,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,800 | $29,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,100 | $29,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 377 | $29,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,780 | $29,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,025 | $29,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 881 | $29,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,000 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,200 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 813 | $29,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,339 | $29,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,775 | $29,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 1,683 | $29,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 800 | $28,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $28,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 579 | $28,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 644 | $28,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 320 | $28,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 367 | $28,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,400 | $28,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,375 | $28,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,017 | $28,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 513 | $28,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 394 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 241 | $28,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,010 | $28,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,300 | $28,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 408 | $28,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 413 | $28,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 736 | $28,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,276 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 582 | $28,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 1,913 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 881 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1,653 | $28,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 607 | $27,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,000 | $27,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 547 | $27,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 2,770 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 362 | $27,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 484 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,148 | $27,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,483 | $27,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,275 | $27,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 602 | $27,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 726 | $27,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 611 | $27,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 393 | $27,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 707 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,844 | $27,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 588 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,482 | $27,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 350 | $27,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 263 | $27,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,596 | $27,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,128 | $27,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 591 | $27,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 2,010 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 196 | $27,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,654 | $27,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,647 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,089 | $27,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 1,114 | $27,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 516 | $26,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,336 | $26,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 502 | $26,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,035 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 568 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 898 | $26,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 339 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,611 | $26,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 834 | $26,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 665 | $26,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 369 | $26,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,170 | $26,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 325 | $26,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 682 | $26,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,020 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 941 | $26,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,000 | $26,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,993 | $26,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,069 | $26,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,900 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 629 | $26,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $26,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,798 | $26,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 436 | $26,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,176 | $25,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 359 | $25,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,881 | $25,000 | thousands by filing date | |
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| ANSYS INC COM | 03662Q105 | COM | 267 | $25,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,220 | $25,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 494 | $25,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 813 | $25,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,585 | $25,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,906 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,920 | $25,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 600 | $25,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 425 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 552 | $25,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 2,050 | $25,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 2,053 | $25,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,700 | $25,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,762 | $25,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 883 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 172 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 485 | $25,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,546 | $24,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 655 | $24,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 328 | $24,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,557 | $24,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 490 | $24,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 211 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,710 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 719 | $24,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 162 | $24,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 782 | $24,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 882 | $24,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 573 | $24,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 747 | $24,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,184 | $24,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,390 | $24,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,084 | $24,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 2,124 | $24,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 836 | $24,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,889 | $24,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,000 | $24,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 4,600 | $24,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,326 | $24,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 787 | $23,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 783 | $23,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 157 | $23,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 440 | $23,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 20 | $23,000 | thousands by filing date | |
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| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,040 | $23,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,549 | $23,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 461 | $23,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 259 | $23,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 560 | $23,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,343 | $23,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 546 | $23,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 261 | $23,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 341 | $23,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 221 | $23,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,546 | $23,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 984 | $23,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,000 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 626 | $23,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,700 | $23,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 2,700 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 950 | $23,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 485 | $23,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 342 | $22,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 651 | $22,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 256 | $22,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 176 | $22,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,214 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 515 | $22,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 1,012 | $22,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,126 | $22,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 372 | $22,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,351 | $22,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 606 | $22,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 8,520 | $22,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 694 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 214 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,600 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 450 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 965 | $22,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 160 | $22,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 400 | $22,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,833 | $22,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,133 | $22,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,700 | $22,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 1,468 | $22,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 409 | $22,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 486 | $22,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,033 | $21,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 281 | $21,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,834 | $21,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4,040 | $21,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 287 | $21,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 875 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 532 | $21,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 398 | $21,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 251 | $21,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,546 | $21,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,425 | $21,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 321 | $21,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 866 | $21,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 185 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 800 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 679 | $21,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 685 | $21,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 279 | $21,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 637 | $21,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,658 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 610 | $21,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,700 | $21,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,294 | $21,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 835 | $21,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 2,200 | $21,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 439 | $21,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 824 | $21,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 4,000 | $21,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 919 | $20,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $20,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 759 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 637 | $20,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 428 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,313 | $20,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 336 | $20,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 510 | $20,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,491 | $20,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,660 | $20,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 897 | $20,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 581 | $20,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 215 | $20,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 621 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,028 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 355 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 708 | $20,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,517 | $20,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 467 | $20,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,722 | $20,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 2,427 | $20,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 785 | $20,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 850 | $20,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 20,000 | $20,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 802 | $20,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,269 | $20,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 850 | $20,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 349 | $19,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 476 | $19,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 300 | $19,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,516 | $19,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 498 | $19,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 792 | $19,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,000 | $19,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 274 | $19,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,811 | $19,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 844 | $19,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 114 | $19,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 988 | $19,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,200 | $19,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,150 | $19,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 204 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 394 | $19,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 860 | $19,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,025 | $19,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 450 | $19,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 393 | $19,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,281 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,333 | $19,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 514 | $19,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 200 | $19,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,300 | $19,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 790 | $19,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 3,101 | $19,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,000 | $19,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 501 | $19,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 498 | $19,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $19,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 183 | $19,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,200 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 916 | $19,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 676 | $19,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 157 | $19,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 765 | $19,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 210 | $18,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 468 | $18,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 134 | $18,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 330 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 904 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 770 | $18,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 823 | $18,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 246 | $18,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,944 | $18,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,150 | $18,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 512 | $18,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 482 | $18,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 454 | $18,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 250 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 905 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 442 | $18,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 445 | $18,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,145 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 410 | $18,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 529 | $18,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,649 | $18,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 857 | $18,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 325 | $18,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 995 | $18,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,000 | $18,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 601 | $18,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,509 | $18,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 659 | $18,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,534 | $18,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,792 | $18,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,500 | $18,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,366 | $18,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 629 | $18,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 457 | $17,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,211 | $17,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 381 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,136 | $17,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,375 | $17,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 936 | $17,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,500 | $17,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 108 | $17,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 504 | $17,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,250 | $17,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,101 | $17,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 137 | $17,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 235 | $17,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 96 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 633 | $17,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 103 | $17,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 509 | $17,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,180 | $17,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 390 | $17,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,202 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000195 | this filing | 2017-01-13 | acceptance time not in the bulk data set |