13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-13, with 4,023 holding rows worth $3,074,351,000.
- Accession
- 0000950123-17-000195
- Filer
- CIK 1422771
- Filed
- 2017-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,024 entries on the cover page, a total value of $3,074,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,074,351,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIPADVISOR INC | 896945201 | COM | 1,989 | $92,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,425 | $92,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 5,125 | $92,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,989 | $91,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,057 | $91,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,626 | $91,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,174 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,639 | $91,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,552 | $91,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,234 | $91,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 2,786 | $91,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,963 | $91,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,710 | $91,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 1,797 | $91,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 3,601 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 877 | $90,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,630 | $90,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,485 | $90,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 451 | $90,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,318 | $90,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 6,048 | $90,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,206 | $89,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,833 | $89,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4,216 | $89,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 8,489 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 1,355 | $89,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 4,325 | $89,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 7,538 | $89,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 7,270 | $89,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,692 | $89,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 1,556 | $89,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 5,557 | $89,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 6,012 | $88,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 789 | $88,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,689 | $88,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,011 | $88,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 52 | $87,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 381 | $87,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,025 | $87,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,359 | $87,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 3,860 | $87,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 729 | $87,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 4,495 | $87,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,001 | $86,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,097 | $86,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,209 | $86,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,209 | $86,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 869 | $85,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,098 | $85,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,596 | $85,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,810 | $85,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,588 | $84,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 2,026 | $84,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,948 | $84,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,169 | $84,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,474 | $84,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,250 | $84,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8,428 | $84,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 3,020 | $84,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 4,300 | $83,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 5,296 | $83,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 3,367 | $83,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 8,580 | $83,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 819 | $82,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,346 | $82,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,354 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 737 | $81,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 722 | $81,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 4,850 | $81,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,043 | $81,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 5,040 | $81,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3,553 | $81,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,654 | $81,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,028 | $81,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 621 | $80,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 88 | $80,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 2,377 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,099 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 2,940 | $80,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,161 | $80,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,938 | $80,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 9,700 | $80,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 3,186 | $80,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 950 | $79,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 694 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 844 | $79,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,420 | $79,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,200 | $79,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,583 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 2,951 | $79,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,825 | $79,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,271 | $78,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 6,401 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,510 | $78,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,326 | $78,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,841 | $78,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 9,464 | $78,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,250 | $77,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,022 | $77,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,000 | $77,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,774 | $77,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,565 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,037 | $77,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 839 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,526 | $76,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,464 | $76,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,243 | $76,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,535 | $76,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,113 | $76,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,010 | $76,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,709 | $76,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,899 | $76,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,131 | $76,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,733 | $76,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,515 | $76,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 3,012 | $76,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,443 | $75,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,554 | $75,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 2,909 | $75,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 11,749 | $75,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,829 | $74,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,426 | $74,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,190 | $74,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 7,929 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,234 | $74,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,379 | $74,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,527 | $74,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,136 | $74,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 2,985 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1,076 | $74,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 6,125 | $74,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,114 | $73,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,653 | $73,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,704 | $73,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 3,618 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 6,119 | $73,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,566 | $73,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,312 | $73,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 2,948 | $72,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,353 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 3,406 | $72,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,195 | $72,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 5,589 | $72,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,779 | $72,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 635 | $71,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 6,759 | $71,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,311 | $71,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 923 | $71,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,565 | $71,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 6,138 | $71,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 651 | $71,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 4,660 | $71,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 1,097 | $70,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,774 | $70,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 398 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 4,725 | $70,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 739 | $70,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,848 | $70,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 755 | $70,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3,451 | $70,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,852 | $70,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 4,175 | $70,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 698 | $70,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,092 | $69,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 625 | $69,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,480 | $69,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 653 | $69,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,229 | $69,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,604 | $69,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,200 | $69,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,189 | $69,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,276 | $69,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 4,152 | $68,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,197 | $68,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 4,504 | $68,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,469 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,690 | $68,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,174 | $68,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 16,984 | $68,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 2,365 | $68,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,949 | $67,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,639 | $67,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,844 | $67,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,979 | $67,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 987 | $67,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 853 | $67,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,535 | $67,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 875 | $67,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,150 | $67,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 4,863 | $67,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 2,942 | $67,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,342 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,566 | $67,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,192 | $67,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 520 | $67,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 65,000 | $67,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 582 | $66,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,552 | $66,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 963 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,368 | $66,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,356 | $66,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,293 | $66,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 4,674 | $66,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,627 | $66,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 12,000 | $66,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 3,541 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,697 | $66,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,609 | $66,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 2,332 | $66,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,620 | $66,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 752 | $66,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,430 | $65,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,363 | $65,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,462 | $65,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 317 | $65,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,588 | $65,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,757 | $65,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,995 | $65,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 1,797 | $65,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 9,093 | $65,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,066 | $65,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 4,194 | $65,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,346 | $65,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,661 | $65,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 3,348 | $65,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,073 | $65,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 758 | $65,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 472 | $64,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,235 | $64,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,156 | $64,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 3,470 | $64,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,500 | $64,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 416 | $64,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 3,115 | $64,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,385 | $63,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 759 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 6,508 | $63,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,858 | $63,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,184 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 824 | $63,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,428 | $63,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,085 | $62,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,543 | $62,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 704 | $62,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,975 | $62,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,437 | $62,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 728 | $62,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,286 | $62,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,203 | $62,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,846 | $62,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,223 | $62,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 602 | $62,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 3,877 | $62,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,150 | $61,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,952 | $61,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 657 | $61,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 423 | $61,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,204 | $61,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,914 | $61,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,378 | $61,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 3,616 | $61,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,022 | $61,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,140 | $61,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 4,886 | $61,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,077 | $60,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 817 | $60,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,870 | $60,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 3,143 | $60,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,581 | $60,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 481 | $60,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 951 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2,665 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2,239 | $60,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,449 | $60,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 2,336 | $60,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 665 | $59,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 4,100 | $59,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,976 | $59,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 806 | $59,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,793 | $59,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,092 | $59,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 3,235 | $59,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 7,621 | $58,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 718 | $58,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 357 | $58,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,716 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,388 | $58,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,678 | $58,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,013 | $58,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,618 | $58,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 4,954 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 936 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 2,400 | $58,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 594 | $57,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 245 | $57,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 955 | $57,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 155 | $57,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 654 | $57,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 827 | $57,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,749 | $57,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,851 | $57,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 471 | $57,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,318 | $57,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 779 | $56,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,864 | $56,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,068 | $56,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,987 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,285 | $56,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 509 | $55,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 618 | $55,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,885 | $55,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 612 | $55,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,607 | $55,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 934 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 3,149 | $55,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,843 | $55,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,284 | $55,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,615 | $55,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,509 | $55,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,910 | $54,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 637 | $54,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 9,994 | $54,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 4,252 | $54,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 925 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 779 | $54,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,378 | $54,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 911 | $54,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 904 | $54,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 2,000 | $54,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,122 | $53,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 378 | $53,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 4,684 | $53,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,000 | $53,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 924 | $53,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,300 | $53,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,926 | $53,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,433 | $53,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,645 | $52,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,128 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,111 | $52,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,196 | $52,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,523 | $52,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 2,096 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,276 | $52,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,928 | $52,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 6,172 | $52,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,979 | $52,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 464 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,222 | $52,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 1,504 | $52,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,047 | $52,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,132 | $51,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,005 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,727 | $51,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,318 | $51,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,603 | $51,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,004 | $51,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 1,973 | $51,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 3,266 | $51,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,324 | $51,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 5,249 | $51,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 472 | $51,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,077 | $51,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 862 | $51,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,320 | $50,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 216 | $50,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,889 | $50,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 2,100 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,113 | $50,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,101 | $50,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,750 | $50,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,412 | $50,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,800 | $50,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 488 | $49,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 23,670 | $49,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,041 | $49,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,712 | $49,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 511 | $49,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,198 | $49,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,352 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 2,344 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,362 | $49,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,159 | $49,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 2,044 | $49,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,989 | $49,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 401 | $49,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,756 | $48,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 281 | $48,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,209 | $48,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 907 | $48,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,136 | $48,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 965 | $48,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 7,225 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,642 | $48,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 7,500 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,444 | $48,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 34 | $48,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,777 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,749 | $48,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,964 | $48,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 247 | $47,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,325 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 426 | $47,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 660 | $47,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 600 | $47,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 746 | $47,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 776 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,491 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 894 | $47,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,604 | $47,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 18,054 | $47,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,657 | $47,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,243 | $47,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 730 | $47,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,492 | $47,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 861 | $46,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,198 | $46,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,700 | $46,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 2,269 | $46,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 2,900 | $46,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,305 | $46,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,763 | $46,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 313 | $45,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,490 | $45,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 686 | $45,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 178 | $45,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,589 | $45,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 437 | $45,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 567 | $45,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 945 | $45,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,050 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,344 | $45,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 687 | $45,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 3,216 | $45,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,211 | $45,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 713 | $45,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,102 | $45,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,339 | $45,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 20,000 | $45,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,254 | $44,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,155 | $44,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,254 | $44,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 898 | $44,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,584 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,804 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 821 | $44,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 613 | $44,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 3,684 | $44,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,901 | $44,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 777 | $44,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,215 | $44,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 734 | $44,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,479 | $44,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,777 | $44,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,825 | $43,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,096 | $43,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,509 | $43,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,201 | $43,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,050 | $43,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 390 | $43,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 1,300 | $43,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,507 | $43,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 3,513 | $43,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 4,300 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 1,341 | $43,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,595 | $43,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 819 | $43,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,240 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,298 | $43,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 483 | $43,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 3,800 | $43,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,177 | $43,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 850 | $43,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,233 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 2,286 | $43,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 3,234 | $43,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,183 | $42,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,900 | $42,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 700 | $42,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,336 | $42,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 755 | $42,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,200 | $42,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,347 | $42,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 817 | $42,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,788 | $42,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,242 | $42,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,128 | $42,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 432 | $42,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 3,773 | $42,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,683 | $42,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,708 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 3,107 | $42,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 857 | $41,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 493 | $41,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 2,299 | $41,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 3,040 | $41,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,068 | $41,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,096 | $41,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,851 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 818 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000195 | this filing | 2017-01-13 | acceptance time not in the bulk data set |