13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-13, with 4,023 holding rows worth $3,074,351,000.
- Accession
- 0000950123-17-000195
- Filer
- CIK 1422771
- Filed
- 2017-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,024 entries on the cover page, a total value of $3,074,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,074,351,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 416,680 | $93,141,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 678,861 | $58,816,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,240,294 | $51,571,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 425,585 | $49,292,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 360,899 | $42,759,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 411,241 | $35,185,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 829,376 | $34,834,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 590,765 | $34,105,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 692,538 | $31,317,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 277,171 | $29,075,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 266,275 | $28,774,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,197,236 | $27,704,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 311,858 | $26,564,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 534,854 | $25,882,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 600,540 | $25,541,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 482,616 | $25,415,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 187,828 | $25,328,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 224,431 | $25,020,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 109,581 | $24,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 296,271 | $23,652,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,420,670 | $23,456,000 | thousands by filing date | |
| IJH | 464287507 | COM | 140,179 | $23,177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 866,189 | $23,153,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 711,738 | $22,491,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 326,689 | $22,091,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 351,155 | $21,498,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 277,784 | $21,048,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 639,666 | $21,032,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 734,495 | $20,588,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 371,272 | $19,819,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 164,712 | $18,976,000 | thousands by filing date | |
| VTI | 922908769 | COM | 163,492 | $18,854,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 384,120 | $18,733,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 200,534 | $18,100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 343,594 | $17,768,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 465,818 | $17,334,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 81,944 | $16,824,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 127,549 | $16,789,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 145,589 | $16,750,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 159,553 | $16,629,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 259,509 | $16,126,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 396,860 | $16,117,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 173,072 | $16,098,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 194,371 | $15,987,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 141,027 | $15,800,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 174,577 | $15,462,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 902,439 | $15,368,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 110,878 | $15,248,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 196,646 | $14,811,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 335,452 | $14,565,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 371,046 | $14,537,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 177,253 | $14,321,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 177,580 | $14,109,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 85,092 | $13,868,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 109,592 | $13,348,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 117,889 | $13,341,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 572,696 | $13,315,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 117,930 | $12,927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 226,728 | $12,599,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 149,721 | $12,588,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 16,079 | $12,057,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 836,323 | $11,901,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 100,767 | $11,861,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 78,793 | $11,442,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 14,254 | $11,296,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100,092 | $10,972,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 332,353 | $10,795,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 122,810 | $10,598,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 79,217 | $10,215,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 121,148 | $9,998,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 383,510 | $9,968,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 101,479 | $9,863,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 325,987 | $9,852,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 354,440 | $9,837,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200,587 | $9,701,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 76,523 | $9,259,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 65,700 | $9,232,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 133,000 | $9,169,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 254,410 | $9,103,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 66,429 | $8,907,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 52,761 | $8,757,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 85,686 | $8,686,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 232,458 | $8,432,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 69,189 | $8,422,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 66,577 | $8,287,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 141,744 | $8,283,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 27,190 | $8,204,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 77,927 | $8,198,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 190,474 | $7,897,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 356,754 | $7,884,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 84,905 | $7,768,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 43,417 | $7,765,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 66,241 | $7,762,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 160,477 | $7,740,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 739,901 | $7,621,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 48,181 | $7,501,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 589,281 | $7,425,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 288,080 | $7,403,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 247,126 | $7,305,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 124,827 | $7,165,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 91,462 | $7,136,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 75,626 | $7,059,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,137 | $7,052,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 26,401 | $7,007,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100,905 | $6,974,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 110,150 | $6,897,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 141,063 | $6,851,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 85,064 | $6,751,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 137,595 | $6,730,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 63,425 | $6,702,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 49,863 | $6,682,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 65,828 | $6,671,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 46,721 | $6,607,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 133,099 | $6,547,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 128,130 | $6,429,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 338,505 | $6,428,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 74,019 | $6,406,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 45,671 | $6,395,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 181,723 | $6,362,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 41,799 | $6,270,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 77,821 | $6,259,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 104,680 | $6,162,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 108,718 | $5,830,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 101,547 | $5,690,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 22,589 | $5,645,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 66,757 | $5,637,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 154,551 | $5,634,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 504,896 | $5,594,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 53,207 | $5,577,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 89,081 | $5,543,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 45,836 | $5,452,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 99,543 | $5,365,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 96,832 | $5,337,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 106,655 | $5,315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 108,543 | $5,270,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50,264 | $5,259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 55,372 | $5,226,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 39,147 | $5,212,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 55,781 | $5,173,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 32,032 | $5,127,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 60,864 | $5,056,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 41,737 | $5,051,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 49,355 | $4,913,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 154,823 | $4,894,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 38,240 | $4,847,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 43,979 | $4,753,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 26,598 | $4,749,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 40,961 | $4,741,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 67,533 | $4,663,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 38,168 | $4,637,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 40,586 | $4,631,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 85,776 | $4,624,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 125,926 | $4,601,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,873 | $4,598,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 44,512 | $4,556,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 55,163 | $4,490,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 94,536 | $4,430,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 59,634 | $4,394,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 104,010 | $4,321,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 49,386 | $4,313,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 77,584 | $4,308,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 21,709 | $4,288,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 51,234 | $4,282,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,537 | $4,249,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 38,384 | $4,231,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 91,321 | $4,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 90,043 | $4,120,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 34,317 | $4,088,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 38,257 | $4,015,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 79,892 | $4,005,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 33,117 | $3,982,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 113,853 | $3,966,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 76,189 | $3,844,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 140,285 | $3,792,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 25,910 | $3,734,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 302,873 | $3,674,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,815 | $3,639,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 72,701 | $3,637,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 214,467 | $3,631,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,074 | $3,610,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,099 | $3,603,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,271 | $3,491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 33,961 | $3,486,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 48,744 | $3,456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 72,830 | $3,414,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 74,346 | $3,394,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 27,348 | $3,350,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 65,845 | $3,347,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 42,948 | $3,334,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 43,303 | $3,285,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 79,758 | $3,273,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 64,058 | $3,250,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 56,651 | $3,242,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 60,725 | $3,169,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 28,871 | $3,124,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 29,796 | $3,119,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,217 | $3,102,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 113,708 | $3,073,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 19,369 | $3,046,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 108,163 | $3,035,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 30,998 | $3,018,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 28,685 | $3,014,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 60,748 | $2,968,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 330,125 | $2,951,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 23,823 | $2,949,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 49,205 | $2,921,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 44,721 | $2,916,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 69,145 | $2,909,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 33,788 | $2,895,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 37,247 | $2,866,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 46,422 | $2,828,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 57,297 | $2,810,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 93,996 | $2,790,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 96,350 | $2,785,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 51,077 | $2,773,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 43,731 | $2,754,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 27,005 | $2,740,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 72,721 | $2,718,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 54,456 | $2,712,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 68,760 | $2,641,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 47,330 | $2,615,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11,817 | $2,525,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 24,217 | $2,510,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 41,077 | $2,500,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 24,161 | $2,495,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,287 | $2,485,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 46,506 | $2,467,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 88,804 | $2,458,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,658 | $2,419,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13,016 | $2,371,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,578 | $2,344,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32,162 | $2,323,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,272 | $2,318,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 61,026 | $2,297,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,165 | $2,283,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 59,205 | $2,276,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 58,994 | $2,272,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 36,472 | $2,253,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 79,441 | $2,245,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 30,469 | $2,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 39,035 | $2,237,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 50,581 | $2,235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 33,146 | $2,231,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 242,343 | $2,225,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 84,690 | $2,212,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 87,465 | $2,177,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 16,308 | $2,164,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 120,187 | $2,158,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 37,390 | $2,149,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 43,681 | $2,147,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 93,955 | $2,141,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 112,108 | $2,129,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,849 | $2,091,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 16,677 | $2,089,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 24,473 | $2,054,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 167,189 | $2,050,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,956 | $2,026,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 60,085 | $2,026,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 230,033 | $2,022,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 45,207 | $2,004,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,645 | $2,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 92,421 | $1,994,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 23,782 | $1,968,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 28,769 | $1,966,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 167,324 | $1,961,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 27,367 | $1,949,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 20,232 | $1,940,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 53,809 | $1,935,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 37,527 | $1,925,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 61,245 | $1,914,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,662 | $1,911,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 52,701 | $1,894,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 25,250 | $1,861,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 12,085 | $1,853,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 34,198 | $1,852,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,191 | $1,849,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 66,370 | $1,849,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 67,492 | $1,825,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 17,656 | $1,814,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 12,517 | $1,808,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 27,594 | $1,805,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 36,246 | $1,802,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 14,876 | $1,798,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 14,833 | $1,789,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 27,652 | $1,753,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 13,601 | $1,753,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 32,832 | $1,749,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 17,387 | $1,741,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 28,969 | $1,722,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 26,928 | $1,721,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 167,969 | $1,715,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,606 | $1,711,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 72,896 | $1,703,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 34,044 | $1,687,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 81,256 | $1,683,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 48,791 | $1,682,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,789 | $1,679,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 68,163 | $1,677,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 14,959 | $1,676,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,049 | $1,670,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 29,503 | $1,662,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,177 | $1,657,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 16,088 | $1,656,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 82,890 | $1,656,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 23,023 | $1,656,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 13,583 | $1,655,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 21,825 | $1,651,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22,993 | $1,638,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 14,942 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 16,366 | $1,631,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 15,214 | $1,628,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 32,911 | $1,619,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 13,250 | $1,580,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 33,342 | $1,575,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 119,142 | $1,564,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 81,104 | $1,549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,677 | $1,545,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 35,890 | $1,540,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 9,772 | $1,527,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,431 | $1,506,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 24,650 | $1,503,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,938 | $1,502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 16,490 | $1,498,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 72,837 | $1,492,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,334 | $1,480,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 23,272 | $1,479,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 29,263 | $1,478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 38,996 | $1,478,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 34,927 | $1,469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 30,507 | $1,462,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 13,833 | $1,440,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 132,711 | $1,436,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 125,565 | $1,418,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 153,665 | $1,409,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 44,234 | $1,406,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,523 | $1,400,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 29,162 | $1,398,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,081 | $1,396,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,495 | $1,387,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 46,636 | $1,386,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 134,849 | $1,380,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 15,400 | $1,376,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 18,944 | $1,375,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 39,759 | $1,371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 54,188 | $1,368,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 23,127 | $1,368,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 33,452 | $1,365,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 23,398 | $1,365,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 27,197 | $1,359,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 36,933 | $1,358,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,837 | $1,344,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 53,316 | $1,343,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 19,285 | $1,333,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,546 | $1,320,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,911 | $1,318,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 49,848 | $1,318,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,932 | $1,313,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 37,906 | $1,308,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 60,451 | $1,306,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 11,804 | $1,301,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 61,162 | $1,297,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,162 | $1,293,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 27,508 | $1,293,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,871 | $1,290,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7,882 | $1,283,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,306 | $1,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 54,937 | $1,280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 21,321 | $1,278,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 45,152 | $1,277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 60,435 | $1,269,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 25,272 | $1,267,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 16,197 | $1,261,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 14,705 | $1,261,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,422 | $1,261,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 36,502 | $1,260,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 198,645 | $1,257,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 17,070 | $1,245,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 14,497 | $1,244,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 97,585 | $1,240,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,300 | $1,225,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 31,496 | $1,223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 82,238 | $1,220,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12,957 | $1,218,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 27,430 | $1,217,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 10,181 | $1,216,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 146,232 | $1,209,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 8,462 | $1,208,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,534 | $1,204,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 12,034 | $1,195,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 18,817 | $1,195,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 17,576 | $1,194,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,011 | $1,190,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 12,548 | $1,190,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,434 | $1,189,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,899 | $1,187,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 32,785 | $1,182,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 22,908 | $1,168,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 25,437 | $1,167,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,175 | $1,161,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8,695 | $1,158,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 20,327 | $1,146,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 34,848 | $1,134,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 212,825 | $1,134,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 30,008 | $1,133,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 10,157 | $1,120,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 112,088 | $1,117,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 27,200 | $1,117,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,149 | $1,115,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 34,845 | $1,112,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 26,182 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 17,858 | $1,107,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 26,840 | $1,102,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 145,132 | $1,100,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 14,621 | $1,098,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,578 | $1,090,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 196,388 | $1,084,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 37,275 | $1,082,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 67,983 | $1,077,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 11,505 | $1,075,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 18,055 | $1,074,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 68,603 | $1,074,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,766 | $1,073,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,593 | $1,070,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 6,226 | $1,066,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 47,490 | $1,065,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,220 | $1,062,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 51,542 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 21,575 | $1,049,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 18,222 | $1,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 35,305 | $1,044,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 18,449 | $1,034,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 10,427 | $1,027,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 13,400 | $1,025,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,491 | $1,017,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 7,652 | $1,017,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 18,078 | $1,014,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,637 | $1,012,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 49,929 | $1,011,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 75,541 | $1,011,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,512 | $1,010,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,453 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 6,670 | $1,007,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,541 | $1,004,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 17,848 | $1,003,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 15,393 | $1,000,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,210 | $997,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 34,847 | $996,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 27,440 | $995,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 8,938 | $990,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 31,472 | $988,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 17,828 | $984,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 59,618 | $983,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,310 | $979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 18,489 | $977,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16,465 | $973,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 17,733 | $972,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 5,492 | $970,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 14,372 | $964,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 21,015 | $960,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,072 | $951,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 34,351 | $951,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 90,910 | $951,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 26,583 | $950,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 28,985 | $945,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 22,635 | $945,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 44,326 | $943,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 112,657 | $941,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 13,031 | $937,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,271 | $936,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 22,874 | $931,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 17,193 | $929,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 56,273 | $927,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,947 | $927,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 52,023 | $923,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 51,214 | $922,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 18,681 | $922,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 65,174 | $917,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,462 | $913,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,276 | $913,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,784 | $912,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,093 | $912,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9,638 | $903,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,337 | $903,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 38,970 | $903,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 61,029 | $899,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 14,979 | $899,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 47,791 | $898,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 17,078 | $895,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 30,710 | $894,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,825 | $892,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 9,306 | $890,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 92,986 | $889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 10,612 | $881,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 8,110 | $872,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,226 | $860,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 16,064 | $857,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 49,585 | $855,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 13,261 | $851,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,942 | $850,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 24,364 | $848,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000195 | this filing | 2017-01-13 | acceptance time not in the bulk data set |