13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-13, with 4,023 holding rows worth $3,074,351,000.
- Accession
- 0000950123-17-000195
- Filer
- CIK 1422771
- Filed
- 2017-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,024 entries on the cover page, a total value of $3,074,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,074,351,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 460 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 290 | $7,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $7,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 450 | $7,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,513 | $7,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 354 | $7,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 435 | $7,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 39 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 294 | $7,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,195 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 380 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 209 | $7,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,000 | $7,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 157 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 5,032 | $7,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 110 | $7,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 100 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,000 | $7,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,000 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 252 | $7,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 736 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 271 | $7,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 209 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,200 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,000 | $7,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 206 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 530 | $7,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 330 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 444 | $7,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 1,000 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 277 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 193 | $7,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 578 | $7,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 288 | $7,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 73 | $7,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 284 | $6,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 105 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 66 | $6,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 84 | $6,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,500 | $6,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 150 | $6,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 105 | $6,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 108 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 162 | $6,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 53 | $6,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $6,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 584 | $6,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 155 | $6,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 472 | $6,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 302 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 120 | $6,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 113 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 183 | $6,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 489 | $6,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,726 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 289 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 271 | $6,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 118 | $6,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 146 | $6,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 153 | $6,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 81 | $6,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 277 | $6,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 137 | $6,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 583 | $6,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 341 | $6,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 625 | $6,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 100 | $6,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 248 | $6,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 100 | $6,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 413 | $6,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 300 | $6,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 645 | $6,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 441 | $6,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 418 | $6,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 500 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 76 | $6,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,400 | $6,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $6,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 69 | $6,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 300 | $6,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 430 | $6,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,900 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 1,000 | $6,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 500 | $6,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 200 | $6,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,260 | $6,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 200 | $6,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 113 | $6,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,000 | $6,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 422 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 317 | $6,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 77 | $6,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,000 | $6,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 172 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 198 | $6,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 70 | $6,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 175 | $6,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 109 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 101 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 400 | $6,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 312 | $6,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 505 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $6,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 4,500 | $6,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 500 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 200 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 664 | $6,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 229 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 305 | $6,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 135 | $6,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 419 | $6,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 3,467 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 170 | $6,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 1,383 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 395 | $6,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 103 | $6,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 5,000 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 32 | $5,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 152 | $5,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 500 | $5,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 73 | $5,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 178 | $5,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10 | $5,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 104 | $5,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 117 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 61 | $5,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 59 | $5,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 129 | $5,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 776 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 51 | $5,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 58 | $5,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 330 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 535 | $5,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 160 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 251 | $5,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 500 | $5,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 251 | $5,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 308 | $5,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 27 | $5,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 200 | $5,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 176 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 48 | $5,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 82 | $5,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 200 | $5,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 85 | $5,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 55 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 149 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 100 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 117 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 140 | $5,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 232 | $5,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 297 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 452 | $5,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 360 | $5,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 82 | $5,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 67 | $5,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 134 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 454 | $5,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 86 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 142 | $5,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 121 | $5,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 205 | $5,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 90 | $5,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 127 | $5,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 274 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 125 | $5,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 362 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 120 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 170 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 546 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 282 | $5,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 714 | $5,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 125 | $5,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 132 | $5,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 94 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,622 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 10 | $5,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,000 | $5,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,000 | $5,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 253 | $5,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,000 | $5,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 262 | $5,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 529 | $5,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 535 | $5,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 100 | $5,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,176 | $5,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 106 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 143 | $5,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 174 | $5,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 185 | $5,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 242 | $5,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 320 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 186 | $5,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $5,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 250 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 177 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 250 | $5,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 1,075 | $5,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 920 | $5,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 200 | $5,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 150 | $5,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,000 | $5,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 451 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 450 | $5,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 619 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 56 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 72 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 25 | $4,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 48 | $4,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 95 | $4,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 100 | $4,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 116 | $4,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 537 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 140 | $4,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 86 | $4,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 54 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 106 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $4,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 182 | $4,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 200 | $4,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 47 | $4,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 98 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 500 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 200 | $4,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,600 | $4,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 31 | $4,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 50 | $4,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 279 | $4,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 106 | $4,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 270 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $4,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 46 | $4,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 60 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 400 | $4,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 47 | $4,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 259 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 517 | $4,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 52 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 37 | $4,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 200 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 100 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 85 | $4,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 153 | $4,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 55 | $4,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 182 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 67 | $4,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 549 | $4,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 408 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $4,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 98 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $4,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 215 | $4,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 36 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 131 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 123 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 235 | $4,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 124 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 264 | $4,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 175 | $4,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 68 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 114 | $4,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 360 | $4,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 75 | $4,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 108 | $4,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 660 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 176 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 34 | $4,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 197 | $4,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 277 | $4,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 65 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 180 | $4,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 200 | $4,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 200 | $4,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,060 | $4,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 60 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 223 | $4,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 112 | $4,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,917 | $4,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 110 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 100 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 124 | $4,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 86 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 301 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 160 | $4,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 169 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 368 | $4,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 207 | $4,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,500 | $4,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 227 | $4,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 320 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 164 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 165 | $4,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 218 | $4,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 329 | $4,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 4,000 | $4,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 700 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 98 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 200 | $4,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,000 | $4,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 455 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 1,000 | $4,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 62 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 1,020 | $4,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 89 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,060 | $3,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 24 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,540 | $3,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 48 | $3,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 93 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 533 | $3,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 162 | $3,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 78 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 253 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 35 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 44 | $3,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 46 | $3,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 36 | $3,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 100 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 74 | $3,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 225 | $3,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 52 | $3,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 168 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 100 | $3,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 100 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 175 | $3,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 46 | $3,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 101 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 54 | $3,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 84 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 68 | $3,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 46 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 145 | $3,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 5 | $3,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 80 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 283 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 52 | $3,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 27 | $3,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 37 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 76 | $3,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 200 | $3,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 36 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 100 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 191 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 14 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 55 | $3,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 155 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,800 | $3,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 38 | $3,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 25 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 200 | $3,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 77 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 50 | $3,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 55 | $3,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 98 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 136 | $3,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 48 | $3,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 200 | $3,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 305 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 59 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 148 | $3,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 35 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 83 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 220 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 76 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 132 | $3,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 277 | $3,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 53 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 100 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 324 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 99 | $3,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 417 | $3,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 107 | $3,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 68 | $3,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 375 | $3,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 89 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 365 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 366 | $3,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 220 | $3,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 200 | $3,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,800 | $3,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 200 | $3,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,200 | $3,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 111 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 120 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 400 | $3,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 512 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 170 | $3,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 270 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,200 | $3,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 55 | $3,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 105 | $3,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 85 | $3,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 84 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 130 | $3,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 72 | $3,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,000 | $3,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 100 | $3,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 2,000 | $3,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 441 | $3,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 250 | $3,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 68 | $3,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $3,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 626 | $3,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 50 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 45 | $3,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $3,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 34 | $3,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 236 | $3,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000 | $3,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 200 | $3,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 90 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 87 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 100 | $3,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 122 | $3,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 400 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 287 | $3,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 50 | $3,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 2,000 | $3,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 293 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 360 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 100 | $3,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 163 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 250 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 600 | $3,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 401 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,400 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 100 | $3,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 100 | $3,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 59 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 39 | $3,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 500 | $3,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 125 | $3,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 100 | $3,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 75 | $2,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 71 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 102 | $2,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 56 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $2,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 150 | $2,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 67 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 34 | $2,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 129 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $2,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 105 | $2,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 28 | $2,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 350 | $2,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 177 | $2,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 69 | $2,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 15 | $2,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 84 | $2,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 30 | $2,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 38 | $2,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 71 | $2,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 50 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 43 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 65 | $2,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 82 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 64 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 20 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 88 | $2,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 26 | $2,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 131 | $2,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 50 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 250 | $2,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 35 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 259 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 198 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 110 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 40 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 60 | $2,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 55 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 41 | $2,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 108 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 66 | $2,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 152 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 150 | $2,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 26 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 145 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-000195 | this filing | 2017-01-13 | acceptance time not in the bulk data set |