13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 7,801 holding rows worth $159,204,080,000.
- Accession
- 0000950123-16-019736
- Filer
- CIK 1610520
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 14,247 entries on the cover page, a total value of $159,204,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $159,204,042,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,183 | $28,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,070 | $28,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 7,836 | $28,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 305 | $28,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 2,066 | $28,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 7,062 | $28,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 1,118 | $28,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 25,000 | $28,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,016 | $28,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 7,588 | $28,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 4,053 | $28,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 2,686 | $28,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,241 | $28,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 60,673 | $28,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,627 | $28,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,471 | $28,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,724 | $28,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 648 | $28,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1,744 | $28,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,000 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 660 | $28,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 4,816 | $28,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,039 | $28,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 8,170 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 969 | $28,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 3,954 | $28,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 647 | $28,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 2,284 | $28,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 5,688 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 1,530 | $28,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 700 | $27,000 | thousands by filing date | call |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,004 | $27,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 2,626 | $27,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 524 | $27,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 700 | $27,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 341 | $27,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 905 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,473 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 747 | $27,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,162 | $27,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 1,347 | $27,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,251 | $27,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 913 | $27,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 403 | $27,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,113 | $27,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,170 | $27,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,016 | $27,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,364 | $27,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 107,013 | $27,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 3,498 | $27,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 5,169 | $27,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 1,096 | $27,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 498 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 1,090 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 261 | $27,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,676 | $27,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $27,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 729 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X229 | ULTRSH MSCI PAC | 1,266 | $27,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,974 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 1,289 | $27,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,937 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X210 | MSCI CHINA ETF | 1,299 | $27,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 11,530 | $27,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505863 | REX GOLD SP500 | 1,000 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 2,137 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 830 | $27,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 300 | $26,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 1,352 | $26,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 7,133 | $26,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,151 | $26,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,059 | $26,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 748 | $26,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,647 | $26,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,323 | $26,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,197 | $26,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,892 | $26,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 21,680 | $26,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,560 | $26,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,258 | $26,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,453 | $26,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 659 | $26,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 693 | $26,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 1,799 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 308 | $26,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,005 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 835 | $26,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 1,935 | $26,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,878 | $26,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,036 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,236 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 805 | $26,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,545 | $26,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 2,197 | $26,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 6,596 | $26,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 13,376 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A867 | MASTER INC ETF | 1,550 | $26,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R207 | Cmn | 5,882 | $26,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 2,690 | $26,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $25,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $25,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 500 | $25,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 80,893 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,053 | $25,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,500 | $25,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 994 | $25,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,032 | $25,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 5,261 | $25,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,168 | $25,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,579 | $25,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,408 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,032 | $25,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 17,596 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $25,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 631 | $25,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,950 | $25,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 931 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,860 | $25,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,845 | $25,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 87,394 | $25,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,224 | $25,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,094 | $25,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 9,524 | $25,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 57,185 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 807 | $25,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 35,039 | $25,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 2,288 | $25,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 1,249 | $25,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $25,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 14,243 | $25,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 976 | $25,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 6,022 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,085 | $25,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,379 | $25,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 3,500 | $25,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 2,454 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,067 | $25,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 469 | $25,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 762 | $25,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,515 | $24,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $24,000 | thousands by filing date | put |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 918 | $24,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 916 | $24,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,177 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 799 | $24,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 887 | $24,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,734 | $24,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 23,835 | $24,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,625 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 1,078 | $24,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 2,171 | $24,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,975 | $24,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,651 | $24,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,443 | $24,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,187 | $24,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 9,607 | $24,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 2,713 | $24,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 838 | $24,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,303 | $24,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,500 | $24,000 | thousands by filing date | put |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 19,800 | $24,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 3,780 | $24,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 28,833 | $24,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,800 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 978 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,052 | $24,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,050 | $24,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,821 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 772 | $24,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 19,251 | $24,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 690 | $24,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,951 | $24,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 631 | $24,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 1,143 | $24,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 2,350 | $24,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 39,500 | $24,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,500 | $23,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 4,637 | $23,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 461 | $23,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 938 | $23,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 300 | $23,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,929 | $23,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 363 | $23,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,418 | $23,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 1,714 | $23,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,100 | $23,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 1,990 | $23,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 8,000 | $23,000 | thousands by filing date | principal |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,493 | $23,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 18,000 | $23,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 464 | $23,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 10,343 | $23,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,354 | $23,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,660 | $23,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 60,000 | $23,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 1,503 | $23,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,156 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 1,416 | $23,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,041 | $23,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 6,287 | $23,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,443 | $23,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 8,310 | $23,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 955 | $23,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,406 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 1,399 | $23,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 1,453 | $23,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 4,894 | $23,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,150 | $22,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,187 | $22,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 478 | $22,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 780 | $22,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,250 | $22,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,583 | $22,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,473 | $22,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,762 | $22,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 793 | $22,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,352 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 920 | $22,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,951 | $22,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,264 | $22,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 397 | $22,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 994 | $22,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 2,329 | $22,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 9,338 | $22,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,586 | $22,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 7,061 | $22,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,697 | $22,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 3,713 | $22,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,452 | $22,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $22,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,024 | $22,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,575 | $22,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 2,599 | $22,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,860 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,758 | $22,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 3,765 | $22,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,250 | $22,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 4,161 | $22,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 3,903 | $22,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,911 | $22,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 1,014 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 578 | $22,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,247 | $22,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 950 | $22,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 3,132 | $22,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 3,088 | $22,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 890 | $22,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 337 | $22,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 2,200 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K265 | DLY ENR BEAR1X | 975 | $22,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 1,102 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D705 | S&P 500 VEQ SW | 1,020 | $22,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,078 | $21,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 755 | $21,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,000 | $21,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 638 | $21,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 8,329 | $21,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 964 | $21,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,049 | $21,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 937 | $21,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,047 | $21,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,025 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,153 | $21,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 500 | $21,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,141 | $21,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 6,951 | $21,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,240 | $21,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 965 | $21,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,944 | $21,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 1,459 | $21,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,502 | $21,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,167 | $21,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,618 | $21,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,160 | $21,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,216 | $21,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,360 | $21,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $21,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,355 | $21,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 3,236 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,625 | $21,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,717 | $21,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 58,416 | $21,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 1,630 | $21,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 1,343 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,667 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 323 | $21,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 10,190 | $21,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 2,095 | $21,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 613 | $21,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 25,000 | $21,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 1,635 | $21,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 4,793 | $21,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 2,997 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 866 | $21,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 10,959 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B649 | ULTSHT HMEBUIL | 1,323 | $21,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 800 | $20,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,076 | $20,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,219 | $20,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 3,229 | $20,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,512 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 900 | $20,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,419 | $20,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,174 | $20,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,481 | $20,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 885 | $20,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,997 | $20,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 682 | $20,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,777 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 411 | $20,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,629 | $20,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 690 | $20,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,600 | $20,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,759 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,241,581 | $20,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 447 | $20,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 724 | $20,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 20,000 | $20,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 4,582 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1,748 | $20,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 3,199 | $20,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 2,083 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 341 | $20,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,264 | $20,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 434 | $20,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 820 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 959 | $20,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 6,046 | $20,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 956 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 617 | $20,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 2,046 | $20,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 381 | $20,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 682 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 4,764 | $20,000 | thousands by filing date | |
| WISDOMTREE COAL FD | 97718T105 | SHS BEN INT | 500 | $20,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 600 | $19,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 39,484 | $19,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 520 | $19,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,862 | $19,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,033 | $19,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,684 | $19,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 6,375 | $19,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 763 | $19,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,075 | $19,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,000 | $19,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 3,339 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 882 | $19,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,541 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 485 | $19,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,683 | $19,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 1,464 | $19,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,115 | $19,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,448 | $19,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,163 | $19,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 934 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 61,055 | $19,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,720 | $19,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 377 | $19,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 585 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 465 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 1,096 | $19,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 1,283 | $19,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 849 | $19,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 1,341 | $19,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,953 | $19,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 4,372 | $19,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 818 | $19,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 462 | $19,000 | thousands by filing date | |
| WISDOMTREE U.S. EXPORT AND MULTINATIONAL FUND | 97717X453 | ETF | 799 | $19,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 14,844 | $19,000 | thousands by filing date | |
| ETFS TR | 26923J206 | ZACKS SM CP US | 1,009 | $19,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 880 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 869 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 831 | $18,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 5,036 | $18,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 515 | $18,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 990 | $18,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 996 | $18,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,355 | $18,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 431 | $18,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 782 | $18,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,443 | $18,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 833 | $18,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,542 | $18,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,381 | $18,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,444 | $18,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 864 | $18,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,003 | $18,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 17,224 | $18,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 11,264 | $18,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 3,212 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 284 | $18,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,144 | $18,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 1,127 | $18,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 6,466 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 734 | $18,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,030 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 551 | $18,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 500 | $18,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 1,810 | $18,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 25,407 | $18,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 6,408 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 1,100 | $18,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 600 | $18,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 941 | $17,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 369 | $17,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,066 | $17,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,630 | $17,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 317 | $17,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,400 | $17,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,251 | $17,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 915 | $17,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 650 | $17,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 6,412 | $17,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,143 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 614 | $17,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 601 | $17,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,341 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 21,317 | $17,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 648 | $17,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,291 | $17,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,600 | $17,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 791 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 393 | $17,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,314 | $17,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 669 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,291 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 763 | $17,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 15,245 | $17,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,172 | $17,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 457 | $17,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 855 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 977 | $17,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 2,100 | $17,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 1,037 | $17,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 5,099 | $17,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 7,915 | $17,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 467 | $17,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 811 | $17,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,632 | $17,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 4,991 | $17,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,188 | $17,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 800 | $16,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 200 | $16,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 311 | $16,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 223 | $16,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,187 | $16,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,500 | $16,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,457 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 483 | $16,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,390 | $16,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 474 | $16,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,204 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 351 | $16,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 3,445 | $16,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 582 | $16,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,410 | $16,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 10,449 | $16,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 3,633 | $16,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $16,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,000 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 900 | $16,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 5,530 | $16,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,104 | $16,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 785 | $16,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 717 | $16,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 11,655 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 559 | $16,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,380 | $16,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,605 | $16,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 10,796 | $16,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 2,671 | $16,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,418 | $16,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,590 | $16,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 4,611 | $16,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 1,846 | $16,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 995 | $16,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 931 | $16,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 8,800 | $16,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 10,626 | $16,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,277 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 191 | $16,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 1,908 | $16,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,492 | $16,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 6,080 | $16,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 954 | $16,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 2,394 | $16,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 2,749 | $16,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,052 | $16,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 3,704 | $16,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,000 | $16,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 646 | $16,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 1,337 | $16,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 4,274 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505855 | REX GL HD FTSE | 567 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-019736 | this filing | 2016-08-12 | acceptance time not in the bulk data set |