13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 7,683 holding rows worth $149,331,661,000.
- Accession
- 0000950123-16-016908
- Filer
- CIK 1610520
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 13,855 entries on the cover page, a total value of $149,331,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $149,331,721,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIANA SHIPPING INC | Y2066G104 | COM | 9,838 | $26,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 3,193 | $26,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,497 | $26,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,417 | $26,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,300 | $26,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,415 | $26,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,286 | $26,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,408 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 1,036 | $26,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,101 | $26,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 3,400 | $26,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 2,300 | $26,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,226 | $26,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 17,531 | $26,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 996 | $26,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 312 | $26,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 10,447 | $26,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,351 | $26,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 538 | $26,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,611 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,225 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1,360 | $26,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 998 | $26,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 690 | $26,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 774 | $26,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,109 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 1,053 | $26,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,693 | $26,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,024 | $26,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 983 | $26,000 | thousands by filing date | |
| ETFS TR | 26923J206 | ZACKS SM CP US | 1,211 | $26,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,014 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,255 | $25,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,157 | $25,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,984 | $25,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 4,330 | $25,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $25,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,728 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $25,000 | thousands by filing date | principal |
| NOODLES & CO | 65540B105 | COM CL A | 2,150 | $25,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,179 | $25,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,629 | $25,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,000 | $25,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,160 | $25,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,932 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| BEBE STORES INC | 075571109 | COM | 46,000 | $25,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 4,149 | $25,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 126,031 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 1,030 | $25,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,022 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 898 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,325 | $25,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 438 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 1,142 | $25,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 2,498 | $25,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 5,733 | $24,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 12,438 | $24,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 500 | $24,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 41,931 | $24,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,608 | $24,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 1,471 | $24,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 510 | $24,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,968 | $24,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 929 | $24,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,381 | $24,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 942 | $24,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,500 | $24,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 2,398 | $24,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 4,200 | $24,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 9,588 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 452 | $24,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,188 | $24,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,000 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,261 | $24,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,214 | $24,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,900 | $24,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,060 | $24,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 229 | $24,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 1,413 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 500 | $24,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $23,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 2,169 | $23,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 4,296 | $23,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 798 | $23,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,885 | $23,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 718 | $23,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 2,233 | $23,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,353 | $23,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 9,775 | $23,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 1,385 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 466 | $23,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,281 | $23,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,695 | $23,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,269 | $23,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,119 | $23,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,500 | $23,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 50,000 | $23,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 14,024 | $23,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 1,222 | $23,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 7,550 | $23,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,110 | $23,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,065 | $23,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,712 | $23,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 599 | $23,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,050 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 1,663 | $23,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 1,446 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 144 | $23,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 1,332 | $23,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 5,267 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 404 | $23,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 3,500 | $23,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 2,142 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 328 | $23,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 349 | $23,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 2,300 | $23,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 2,300 | $23,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $22,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 700 | $22,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 700 | $22,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,413 | $22,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100 | $22,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,487 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,481 | $22,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 876 | $22,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,038 | $22,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,503 | $22,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,062 | $22,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 3,700 | $22,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 6,233 | $22,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,160 | $22,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,100 | $22,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 9,304 | $22,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,869 | $22,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,000 | $22,000 | thousands by filing date | call |
| GLEN BURNIE BANCORP | 377407101 | COM | 2,127 | $22,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,360 | $22,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 1,600 | $22,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,841 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $22,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 836 | $22,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 2,377 | $22,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,104 | $22,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 3,620 | $22,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 225 | $22,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,121 | $22,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,192 | $22,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 459 | $22,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,654 | $22,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 5,713 | $22,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 3,311 | $22,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,091 | $22,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 2,655 | $22,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 2,948 | $22,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 2,200 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D705 | S&P 500 VEQ SW | 1,011 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 739 | $22,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 9,470 | $21,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,323 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 500 | $21,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,097 | $21,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 813 | $21,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,000 | $21,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 500 | $21,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 2,600 | $21,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 4,536 | $21,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,599 | $21,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,500 | $21,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 15,765 | $21,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,574 | $21,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,555 | $21,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,100 | $21,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,551 | $21,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 10,651 | $21,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 14,725 | $21,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,690 | $21,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 12,605 | $21,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,343 | $21,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,420 | $21,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $21,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $21,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,629 | $21,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,000 | $21,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 5,993 | $21,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 3,025 | $21,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 25,000 | $21,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 925 | $21,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 811 | $21,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC INC | 39013L502 | Cmn | 2,984 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 1,130 | $21,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y205 | PFD STK SER A | 1,736 | $21,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $20,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 591 | $20,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,349 | $20,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 516 | $20,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 696 | $20,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,426 | $20,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 4,355 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 485 | $20,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 2,707 | $20,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,083 | $20,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 3,540 | $20,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,495 | $20,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,900 | $20,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,352 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,800 | $20,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 35,980 | $20,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,450 | $20,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 829 | $20,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 723 | $20,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 153 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 2,687 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,211 | $20,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 4,450 | $20,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 2,500 | $20,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,532 | $20,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 965 | $20,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 809 | $20,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 14,382 | $20,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 8,587 | $20,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 30,420 | $20,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 1,990 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 897 | $20,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,000 | $19,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 4,701 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 400 | $19,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,523 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 876 | $19,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 800 | $19,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,684 | $19,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,250 | $19,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,775 | $19,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 412 | $19,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,781 | $19,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,518 | $19,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 825 | $19,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 341 | $19,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 16,975 | $19,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,765 | $19,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 847 | $19,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,742 | $19,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,000 | $19,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,243 | $19,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 13,577 | $19,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,075 | $19,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 872 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $19,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 500 | $19,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 4,831 | $19,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 17,984 | $19,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,786 | $19,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,771 | $19,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 753 | $19,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 3,677 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 1,180 | $19,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 861 | $19,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 1,910 | $19,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 3,432 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 885 | $19,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 647 | $19,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 2,333 | $19,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 329 | $19,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,378 | $19,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,226 | $19,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,025 | $19,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 2,411 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 748 | $19,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 2,838 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X461 | JAP QTLY DIV GRO | 841 | $19,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 24,562 | $19,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,566 | $18,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,515 | $18,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 600 | $18,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 892 | $18,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 600 | $18,000 | thousands by filing date | put |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 328 | $18,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 814 | $18,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 595 | $18,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 914 | $18,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 185 | $18,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 1,437 | $18,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,000 | $18,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,326 | $18,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,080 | $18,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 2,163 | $18,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,502 | $18,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,631 | $18,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 6,486 | $18,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 1,464 | $18,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,178 | $18,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,965 | $18,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 5,528 | $18,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 41,660 | $18,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,616 | $18,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 1,867 | $18,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,817 | $18,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 1,127 | $18,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 2,379 | $18,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 26,054 | $18,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,754 | $18,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 901 | $18,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 6,914 | $18,000 | thousands by filing date | |
| TRIMTABS ETF TR | 89628W203 | FREE CSH FLOW | 820 | $18,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 200 | $17,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 546 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 360 | $17,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,390 | $17,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 619 | $17,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,620 | $17,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 970 | $17,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,854 | $17,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 6,363 | $17,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,186 | $17,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 529 | $17,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,650 | $17,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,855 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,704 | $17,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 900 | $17,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 149,170 | $17,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 549 | $17,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,444 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 462 | $17,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 3,180 | $17,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,840 | $17,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 9,403 | $17,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,667 | $17,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,272 | $17,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 4,389 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,605 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 874 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 769 | $17,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 729 | $17,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,097 | $17,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 1,049 | $17,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,170 | $17,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 5,974 | $17,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 2,000 | $17,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 465 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 218 | $17,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 1,153 | $17,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 1,630 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,500 | $16,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $16,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,159 | $16,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,418 | $16,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 1,540 | $16,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,125 | $16,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 269 | $16,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,597 | $16,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,400 | $16,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,135 | $16,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $16,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 1,679 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 913 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,780 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 665 | $16,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $16,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,814 | $16,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 11,797 | $16,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 2,308 | $16,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 1,421 | $16,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,753 | $16,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,478 | $16,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 3,413 | $16,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 2,037 | $16,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,805 | $16,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 750 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 431 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 601 | $16,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 1,069 | $16,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 4,691 | $16,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,351 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 928 | $16,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,318 | $16,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 10,001 | $16,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 16,607 | $16,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,689 | $16,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,801 | $16,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 985 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1,529 | $16,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 5,170 | $16,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 20,000 | $16,000 | thousands by filing date | principal |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 6,707 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P312 | IPTH ENRGY ETN | 1,085 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B458 | ULTRA OIL & GAS | 797 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 1,633 | $16,000 | thousands by filing date | |
| WISDOMTREE COAL FD | 97718T105 | SHS BEN INT | 500 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R254 | HIGH INCOME INFR | 1,421 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 348 | $15,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 415 | $15,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,243 | $15,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,300 | $15,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,852 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 676 | $15,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,615 | $15,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,992 | $15,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 659 | $15,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,199 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 393 | $15,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 885 | $15,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,561 | $15,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 958 | $15,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 832 | $15,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,321 | $15,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 663 | $15,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 2,124 | $15,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 302 | $15,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,531 | $15,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 43,797 | $15,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 17,309 | $15,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 1,771 | $15,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 4,411 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,472 | $15,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 500 | $15,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,624 | $15,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 1,063 | $15,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,277 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 751 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 191 | $15,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 675 | $15,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 879 | $15,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,000 | $15,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 2,694 | $15,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,493 | $15,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 5,951 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 699 | $15,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 1,518 | $15,000 | thousands by filing date | |
| ETFS TR | 26923J107 | ZACKS LG CP US | 598 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q551 | ENH PUT WR ETF | 591 | $15,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $14,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,008 | $14,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 700 | $14,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 610 | $14,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,500 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 464 | $14,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 864 | $14,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,700 | $14,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,710 | $14,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 2,030 | $14,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 7,954 | $14,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,000 | $14,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,500 | $14,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,974 | $14,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 5,175 | $14,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 17,919 | $14,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,550 | $14,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 775 | $14,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 7,634 | $14,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,745 | $14,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 987 | $14,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,038 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 877 | $14,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,383 | $14,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,465 | $14,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 3,710 | $14,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 925 | $14,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 105,564 | $14,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,939 | $14,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 775 | $14,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 998 | $14,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1,363 | $14,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,249 | $14,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 9,747 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 636 | $14,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 17,952 | $14,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 6,609 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 423 | $14,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,393 | $14,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 975 | $14,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 650 | $14,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,969 | $14,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 3,000 | $14,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 14,396 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 533 | $14,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,078 | $14,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 1,398 | $14,000 | thousands by filing date | |
| ETFS TR | 26923J404 | DIV FCT DEV EU | 600 | $14,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 595 | $13,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,000 | $13,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 642 | $13,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 494 | $13,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 435 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,375 | $13,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,379 | $13,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 776 | $13,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,086 | $13,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 587 | $13,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,739 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,378 | $13,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,721 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 368 | $13,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 769 | $13,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 485 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016908 | this filing | 2016-05-12 | acceptance time not in the bulk data set |