13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 4,370 holding rows worth $83,759,157,000.
- Accession
- 0000950123-16-013754
- Filer
- CIK 927971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 14,986 entries on the cover page, a total value of $83,759,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,759,157,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,222 | $15,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 195 | $15,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 395 | $15,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,143 | $15,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,549 | $15,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,242 | $15,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 313 | $15,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 519 | $15,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 2,655 | $15,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,138 | $15,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,162 | $15,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 5,000 | $15,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 10,000 | $15,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $14,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 572 | $14,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,055 | $14,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 345 | $14,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $14,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 855 | $14,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,580 | $14,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,890 | $14,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,356 | $14,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 5,000 | $14,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,298 | $14,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 999 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,185 | $14,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,784 | $14,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 617 | $14,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 5,790 | $14,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,000 | $14,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 2,805 | $14,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 540 | $14,000 | thousands by filing date | principal |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $14,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 689 | $14,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 4,105 | $14,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 1,060 | $14,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 610 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $13,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 715 | $13,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 765 | $13,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 635 | $13,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 472 | $13,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 579 | $13,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,400 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,000 | $13,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $13,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,500 | $13,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 324 | $13,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,430 | $13,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,800 | $13,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 3,726 | $13,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 702 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 85 | $13,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,393 | $13,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 235 | $13,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,400 | $13,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 407 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 498 | $12,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 500 | $12,000 | thousands by filing date | put |
| KEARNY FINL CORP MD | 48716P108 | COM | 944 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 402 | $12,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 391 | $12,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 1,457 | $12,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $12,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 440 | $12,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $12,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 254 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 281 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 760 | $12,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,642 | $12,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,274 | $12,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,350 | $12,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 3,466 | $12,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 49 | $12,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 389 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,100 | $12,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 524 | $12,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 720 | $12,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,682 | $12,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,590 | $12,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 221 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 600 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 159 | $12,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 275 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 275 | $11,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 96 | $11,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 100 | $11,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 927 | $11,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 891 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 220 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 122 | $11,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $11,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 600 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,080 | $11,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,154 | $11,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 675 | $11,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 392 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 402 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 269 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,000 | $11,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 2,637 | $11,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 525 | $11,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 5,000 | $11,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 865 | $11,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 1,000 | $11,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 405 | $11,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 851 | $11,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 201 | $10,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 597 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 55 | $10,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 108 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 865 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 182 | $10,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 309 | $10,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 949 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $10,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 400 | $10,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $10,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,549 | $10,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,153 | $10,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 599 | $10,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 2,147 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 9,332 | $10,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,284 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 325 | $10,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,275 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,700 | $9,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 206 | $9,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,561 | $9,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 13,750 | $9,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $9,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 768 | $9,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 100 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $9,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 6,000 | $9,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,527 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 268 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 603 | $9,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 7,268 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 125 | $9,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 654 | $9,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,303 | $9,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 9 | $9,000 | thousands by filing date | principal |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 790 | $9,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 331 | $9,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 186 | $8,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 355 | $8,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 500 | $8,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 117 | $8,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,232 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,136 | $8,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 300 | $8,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 600 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 547 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 255 | $8,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 474 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,153 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 600 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 135 | $8,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 417 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,761 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 706 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 180 | $8,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 424 | $8,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 181 | $8,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 248 | $8,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 569 | $8,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,215 | $8,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 81,300 | $8,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 620 | $8,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,000 | $8,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 485 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 570 | $8,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 686 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,500 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 340 | $8,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 6,332 | $8,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 371 | $7,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 154 | $7,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 90 | $7,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 133 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $7,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $7,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,050 | $7,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 220 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 359 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 331 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 127 | $7,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 623 | $7,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 262 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 736 | $7,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 550 | $7,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 500 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 650 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 850 | $7,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 700 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 527 | $7,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 740 | $7,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 172 | $7,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 217 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 558 | $7,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,502 | $7,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 740 | $7,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 447 | $7,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 126 | $7,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 192 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,243 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 776 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 593 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,002 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $7,000 | thousands by filing date | put |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,256 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 500 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $7,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 320 | $7,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,409 | $7,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,222 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 337 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $7,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 994 | $7,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 3,632 | $7,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 2,413 | $7,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 903 | $7,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 653 | $7,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 210 | $7,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,500 | $7,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 190 | $6,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,605 | $6,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 282 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 500 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,500 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 579 | $6,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 78 | $6,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 663 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,686 | $6,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 489 | $6,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 600 | $6,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 433 | $6,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 200 | $6,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 1,055 | $6,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 636 | $6,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 160 | $6,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,000 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,372 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 496 | $6,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 114 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 350 | $6,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,144 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 180 | $6,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 210 | $6,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 1,011 | $6,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $6,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,643 | $6,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 373 | $6,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 410 | $6,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 592 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,576 | $6,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 741 | $6,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 633 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 50 | $5,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 50 | $5,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 280 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 100 | $5,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 728 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 103 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 116 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 399 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 61 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 167 | $5,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 391 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,300 | $5,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 614 | $5,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 258 | $5,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 444 | $5,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 280 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 187 | $5,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 400 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 667 | $5,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 132 | $5,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 313 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 321 | $5,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 730 | $5,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 307 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 275 | $5,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 332 | $5,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 241 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 71 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 182 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 260 | $5,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 124 | $5,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 100 | $5,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 790 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 596 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 132 | $5,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 721 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 26,241 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 15 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 320 | $5,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 453 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 537 | $5,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 808 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 157 | $5,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 641 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 690 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 83,657 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $5,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 50 | $5,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,980 | $5,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 2,458 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 263 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,471 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 356 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,000 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $5,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 958 | $5,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 373 | $5,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 877 | $5,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,428 | $5,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 810 | $5,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 740 | $5,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 2,979 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 179 | $4,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 103 | $4,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 163 | $4,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 300 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 251 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 74 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 448 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 228 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,485 | $4,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 674 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 309 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 163 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 292 | $4,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 260 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 115 | $4,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 111 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | put |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 746 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,000 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 362 | $4,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 245 | $4,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 298 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 952 | $4,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 246 | $4,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 240 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 20,468 | $4,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 415 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 5,433 | $4,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 205 | $4,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 414 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 588 | $4,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 100 | $4,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 2,872 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 254 | $4,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 924 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 130 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 300 | $4,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 376 | $4,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 357 | $4,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,793 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 500 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 211 | $4,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 261 | $4,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,000 | $4,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 419 | $4,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 3,000 | $4,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 98 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 150 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 84 | $3,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 69 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 350 | $3,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 65 | $3,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 198 | $3,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $3,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 150 | $3,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 400 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 45 | $3,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 250 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 87 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 273 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 431 | $3,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 52 | $3,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 138 | $3,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 421 | $3,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 112 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 460 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 216 | $3,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 184 | $3,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 442 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 76 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 278 | $3,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 234 | $3,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 123 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $3,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 790 | $3,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,028 | $3,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 109 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 124 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $3,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $3,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 340 | $3,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 82 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,339 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,280 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $3,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 73 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $3,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,000 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,188 | $3,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 2,508 | $3,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $3,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 135 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 543 | $3,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,001 | $3,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 70 | $3,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 687 | $3,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 214 | $3,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 284 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,820 | $3,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 1,939 | $3,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $3,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,242 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $3,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 118 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 2,260 | $3,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 24 | $3,000 | thousands by filing date | principal |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 2,747 | $3,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 222 | $3,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 145 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 36 | $2,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 162 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 57 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 61 | $2,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 259 | $2,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 155 | $2,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 108 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 233 | $2,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 254 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $2,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 465 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 69 | $2,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 297 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 39 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 75 | $2,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 67 | $2,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 215 | $2,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 783 | $2,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 191 | $2,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 666 | $2,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 730 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 240 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 142 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 172 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 644 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 91 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 201 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 155 | $2,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 71 | $2,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 6,756 | $2,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 41 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 949 | $2,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 267 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013754 | this filing | 2016-02-09 | acceptance time not in the bulk data set |