13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 4,370 holding rows worth $83,759,157,000.
- Accession
- 0000950123-16-013754
- Filer
- CIK 927971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 14,986 entries on the cover page, a total value of $83,759,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,759,157,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 14,915 | $175,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 16,657 | $174,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,722 | $174,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 4,590 | $173,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 13,995 | $172,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 68,801 | $172,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 42,236 | $171,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,438 | $171,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 24,000 | $171,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,473 | $170,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 6,088 | $170,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,100 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 7,810 | $170,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 10,132 | $170,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,848 | $169,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,971 | $168,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,851 | $168,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,651 | $167,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,461 | $167,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,879 | $167,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $166,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 5,355 | $166,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,911 | $166,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 26,469 | $166,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 8,475 | $165,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,793 | $165,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 3,519 | $164,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,824 | $164,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,801 | $164,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 38,129 | $163,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 39,913 | $163,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,108 | $163,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 123,405 | $163,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,721 | $162,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,500 | $162,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,729 | $161,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,320 | $161,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,418 | $161,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,972 | $160,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,000 | $160,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $160,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $160,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,087 | $160,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,421 | $160,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,247 | $160,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 15,731 | $160,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 13,449 | $160,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,598 | $159,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,633 | $159,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 8,658 | $159,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 19,728 | $158,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 29,260 | $157,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,032 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,216 | $157,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 8,224 | $157,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,946 | $157,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 6,234 | $157,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 10,027 | $156,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,641 | $156,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,678 | $155,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,893 | $155,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,194 | $155,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,300 | $154,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 9,976 | $154,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 25,102 | $154,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 3,220 | $154,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 27,400 | $153,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 27,400 | $153,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 5,000 | $152,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 13,998 | $152,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,123 | $152,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,304 | $152,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 12,975 | $152,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 13,356 | $152,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,350 | $151,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,665 | $151,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,202 | $151,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 7,468 | $151,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,238 | $151,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 6,895 | $151,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,569 | $150,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,110 | $150,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,568 | $150,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 146,967 | $150,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,846 | $149,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,230 | $148,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 6,309 | $148,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,060 | $147,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 21,810 | $147,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 5,132 | $147,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,994 | $147,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,316 | $147,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,572 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,464 | $146,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,512 | $144,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,816 | $144,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,329 | $144,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,105 | $143,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $143,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,041 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $143,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 9,702 | $143,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,368 | $142,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,396 | $142,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 90,000 | $142,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 1,678 | $142,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 3,681 | $142,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 17,500 | $142,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 3,415 | $142,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 36,125 | $141,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,233 | $140,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,996 | $140,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,074 | $140,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 14,338 | $140,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,442 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,305 | $139,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 5,171 | $139,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 33,796 | $139,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,019 | $139,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,570 | $139,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 54,663 | $139,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,606 | $138,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,069 | $138,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 6,300 | $138,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,081 | $137,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 3,935 | $137,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 11,026 | $137,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,248 | $136,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,761 | $136,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,518 | $136,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 4,362 | $136,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,000 | $136,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,230 | $135,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,459 | $135,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $134,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,453 | $134,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,743 | $134,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 2,848 | $133,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 34,420 | $133,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 16,012 | $133,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 80,811 | $133,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,834 | $132,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 3,648 | $132,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,710 | $131,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,116 | $131,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,300 | $131,000 | thousands by filing date | put |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 450,000 | $131,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 450,000 | $131,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $129,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,635 | $129,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 6,700 | $129,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $128,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,216 | $128,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 20,343 | $128,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,726 | $127,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 4,525 | $127,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $127,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,340 | $126,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 7,467 | $126,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 4,525 | $126,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,475 | $125,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,182 | $125,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,850 | $125,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 13,837 | $125,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 12,818 | $125,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 20,801 | $125,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,047 | $124,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,418 | $124,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 20,589 | $124,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,754 | $123,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 7,291 | $123,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,557 | $123,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,600 | $123,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 18,346 | $123,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,019 | $122,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,692 | $122,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,064 | $122,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 8,100 | $122,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,527 | $122,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,077 | $121,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 66,672 | $121,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 10,492 | $121,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 8,219 | $121,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,250 | $120,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,784 | $120,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,610 | $120,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,000 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 3,350 | $120,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 15,470 | $120,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,980 | $120,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,803 | $119,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $119,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,904 | $119,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 9,642 | $119,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 30,165 | $118,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 16,979 | $118,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,375 | $118,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,779 | $117,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $116,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,050 | $116,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 31,625 | $116,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 491,559 | $116,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,021 | $116,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 4,448 | $115,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 3,225 | $115,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,445 | $115,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 2,400 | $115,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 4,369 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,860 | $114,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,275 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $114,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,717 | $114,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,700 | $114,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 10,585 | $114,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,520 | $113,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,712 | $113,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,850 | $113,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,725 | $113,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 10,845 | $113,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 9,194 | $113,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,792 | $112,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,100 | $112,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,736 | $111,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $111,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,700 | $111,000 | thousands by filing date | principal |
| Lineage, Inc. | 536020100 | COM | 86,017 | $111,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 11,100 | $111,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,000 | $110,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 84,900 | $110,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,200 | $110,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,530 | $110,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 8,301 | $110,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 8,192 | $110,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 24,906 | $110,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,069 | $109,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 988 | $109,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,519 | $109,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,092 | $109,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,250 | $109,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,405 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $108,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 3,091 | $108,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,534 | $108,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,625 | $108,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,975 | $108,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 15,101 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,051 | $107,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,105 | $106,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,000 | $106,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,316 | $106,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,914 | $106,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 13,702 | $106,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $105,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 759,002 | $105,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,633 | $104,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 929 | $104,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,283 | $104,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 16,306 | $104,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,705 | $103,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,050 | $103,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,766 | $102,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,724 | $102,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,728 | $102,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 25,829 | $102,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 9,000 | $102,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,630 | $101,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,657 | $101,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 5,582 | $101,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 3,233 | $101,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,675 | $100,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 6,280 | $100,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1,940 | $100,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 198,004 | $99,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,772 | $98,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,050 | $98,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,969 | $97,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,445 | $97,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 4,696 | $97,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 28,500 | $97,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 1,588 | $97,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,695 | $97,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,512 | $96,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 968 | $96,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,010 | $96,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,028 | $96,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $96,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,411 | $96,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,938 | $96,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,900 | $95,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 443 | $95,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,321 | $95,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,041 | $95,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 35,000 | $95,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,400 | $95,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,366 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,326 | $93,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,863 | $93,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,621 | $93,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,650 | $93,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,428 | $93,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,843 | $92,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 4,616 | $92,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,500 | $92,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,896 | $92,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,182 | $92,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 6,634 | $91,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 4,893 | $91,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 2,850 | $91,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,679 | $91,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 31,357 | $91,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 6,131 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 721 | $90,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 5,428 | $90,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $90,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 17,205 | $90,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $90,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,387 | $90,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,725 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,093 | $89,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5,700 | $89,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $88,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,205 | $88,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 87,000 | $88,000 | thousands by filing date | put |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 7,138 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 650 | $87,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 782 | $87,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,000 | $87,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 5,932 | $87,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,074 | $87,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,473 | $87,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $86,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $86,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 5,391 | $86,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 85,000 | $86,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 1,996 | $85,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 5,611 | $85,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 465 | $85,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,519 | $85,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 23,485 | $85,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,092 | $84,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,640 | $84,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 8,362 | $84,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,358 | $83,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,952 | $83,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 555 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,730 | $83,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 68,807 | $83,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 458 | $82,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,455 | $82,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,705 | $82,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,790 | $82,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,911 | $82,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,000 | $81,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,500 | $81,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 2,500 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,590 | $81,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $81,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 976 | $81,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,608 | $80,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $80,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,492 | $80,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,108 | $80,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 6,000 | $80,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,105 | $80,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,137 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 697 | $79,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,007 | $79,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,164 | $79,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 208 | $79,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,217 | $78,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,274 | $78,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 944 | $78,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,199 | $77,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 854 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 1,740 | $77,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,500 | $77,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 7,400 | $77,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 971 | $77,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $76,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,000 | $76,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,403 | $76,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,221 | $76,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 25,350 | $76,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 4,132 | $75,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,000 | $75,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 3,964 | $75,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,834 | $75,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,086 | $75,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 4,891 | $75,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 696 | $74,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 4,071 | $74,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 4,735 | $73,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $73,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,573 | $73,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,575 | $72,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,584 | $72,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,399 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,000 | $72,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 5,484 | $72,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,660 | $71,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,617 | $71,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,880 | $71,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,489 | $71,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,182 | $71,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,400 | $71,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,359 | $70,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,570 | $70,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,357 | $70,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,768 | $70,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 72,999 | $70,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,364 | $69,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,718 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,370 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 635 | $68,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,771 | $68,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,660 | $68,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $68,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,358 | $68,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 3,302 | $68,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,849 | $68,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,618 | $67,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 4,700 | $67,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 806 | $67,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 2,320 | $67,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,688 | $67,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,639 | $67,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,845 | $66,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,500 | $66,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 1,849 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,500 | $66,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,570 | $66,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,000 | $66,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,667 | $65,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,587 | $65,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,000 | $65,000 | thousands by filing date | call |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 4,000 | $65,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,000 | $65,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 4,618 | $65,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $65,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 541 | $64,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,500 | $64,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 2,086 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,074 | $64,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 17,302 | $64,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,061 | $64,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,892 | $64,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 51,140 | $64,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,375 | $63,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,500 | $63,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,500 | $62,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 1,646 | $62,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,700 | $62,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 7,456 | $62,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,161 | $62,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,372 | $62,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 3,886 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 6,403 | $61,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 2,500 | $61,000 | thousands by filing date | call |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,108 | $60,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,118 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,284 | $60,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 6,217 | $60,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,790 | $60,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,663 | $60,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,822 | $60,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 997 | $60,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 2,915 | $60,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,675 | $59,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,124 | $59,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,525 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,270 | $59,000 | thousands by filing date | principal |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 3,164 | $59,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 15,000 | $59,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $58,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,493 | $58,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,570 | $58,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,025 | $58,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,103 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,550 | $58,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,000 | $58,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 12,000 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,210 | $58,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,000 | $58,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 4,380 | $58,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,381 | $58,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,458 | $58,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $57,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,950 | $57,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,020 | $57,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,000 | $57,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,059 | $57,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,355 | $57,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,659 | $57,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 10,588 | $57,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,159 | $57,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,620 | $56,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,081 | $56,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,559 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013754 | this filing | 2016-02-09 | acceptance time not in the bulk data set |