13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 4,370 holding rows worth $83,759,157,000.
- Accession
- 0000950123-16-013754
- Filer
- CIK 927971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 14,986 entries on the cover page, a total value of $83,759,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,759,157,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $56,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 445 | $56,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,813 | $56,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 628 | $55,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 270 | $55,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $55,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $55,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $55,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,065 | $55,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,959 | $55,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,995 | $55,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,225 | $55,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 8,900 | $55,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 7,198 | $55,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,493 | $54,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,399 | $54,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 7,407 | $54,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,022 | $54,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,260 | $54,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 10,000 | $54,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 4,226 | $53,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,846 | $53,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 32,534 | $53,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,577 | $53,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,151 | $52,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,329 | $52,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 765 | $52,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,137 | $52,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,568 | $52,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,022 | $52,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,010 | $52,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,537 | $51,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 4,602 | $51,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 565 | $51,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,900 | $51,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,310 | $50,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,234 | $50,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,506 | $50,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,078 | $50,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,638 | $50,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 6,500 | $50,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,000 | $50,000 | thousands by filing date | call |
| CONSTANT CONTACT INC | 210313102 | COM | 1,693 | $50,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 10,000 | $50,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 3,000 | $50,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 526 | $49,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,460 | $49,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 595 | $49,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $49,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,500 | $49,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,035 | $49,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,253 | $49,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,500 | $48,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 991 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,057 | $48,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 996 | $48,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,895 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,400 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,800 | $48,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $48,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,841 | $47,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 2,051 | $47,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 800 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,099 | $46,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,813 | $46,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,000 | $46,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,550 | $46,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,442 | $46,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $46,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 152,220 | $46,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,025 | $46,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 500 | $45,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 801 | $45,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,328 | $45,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,634 | $45,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 500 | $44,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,371 | $44,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,924 | $44,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 803 | $44,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,411 | $44,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,920 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 576 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 500 | $44,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,203 | $44,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,295 | $44,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 12,601 | $44,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 957 | $44,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,790 | $44,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,789 | $44,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 760 | $43,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,294 | $43,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,371 | $43,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,175 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 800 | $43,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $43,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,826 | $43,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,196 | $43,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,258 | $43,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,131 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,228 | $43,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $42,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,151 | $42,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,469 | $42,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 940 | $42,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,547 | $42,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,497 | $41,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,404 | $41,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 659 | $41,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,159 | $41,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,517 | $41,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,224 | $41,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 4,448 | $41,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $41,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 2,670 | $41,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,000 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 752 | $40,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,409 | $40,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,499 | $40,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 814 | $40,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 1,846 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,524 | $40,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,851 | $40,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 6,805 | $40,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 900 | $40,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,438 | $39,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,269 | $39,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 667 | $39,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,081 | $39,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 1,965 | $39,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,488 | $39,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,816 | $39,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $39,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 301 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,800 | $39,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 2,162 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,908 | $39,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,277 | $38,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 871 | $38,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,500 | $38,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 97 | $38,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,019 | $38,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 800 | $38,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,561 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 807 | $38,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,400 | $38,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 370 | $38,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $38,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,006 | $38,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 2,301 | $38,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,850 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,135 | $38,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,420 | $37,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 578 | $37,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 25,500 | $37,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,895 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,910 | $36,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500 | $36,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $36,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,000 | $36,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 639 | $36,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 279 | $36,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,776 | $36,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,357 | $36,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,480 | $36,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,727 | $36,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,795 | $36,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,197 | $35,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 854 | $35,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 595 | $35,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 178,450 | $35,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,257 | $35,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $35,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,834 | $35,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,427 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $35,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,768 | $35,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,040 | $35,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,151 | $35,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 33,082 | $35,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $34,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 500 | $34,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 438 | $34,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 4,798 | $34,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,263 | $34,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,487 | $34,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 10,408 | $34,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,618 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 644 | $34,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 2,555 | $34,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 358 | $34,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,301 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 725 | $34,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,877 | $34,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,912 | $33,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,207 | $33,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,801 | $33,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,323 | $33,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 272 | $33,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,951 | $33,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 677 | $33,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,022 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,000 | $33,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,589 | $33,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,000 | $33,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 9,002 | $33,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 2,084 | $33,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,500 | $33,000 | thousands by filing date | call |
| PCM INC | 69323K100 | COM | 3,352 | $33,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 800 | $33,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,660 | $32,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,568 | $32,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,521 | $32,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 700 | $32,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,171 | $32,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 6,405 | $32,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 445 | $32,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $32,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,973 | $32,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,700 | $31,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 1,700 | $31,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 688 | $31,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 479 | $31,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,000 | $31,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 832 | $31,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,224 | $31,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 751 | $31,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,130 | $31,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,380 | $31,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,000 | $31,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,084 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 792 | $30,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,504 | $30,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,342 | $30,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 555 | $30,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,000 | $30,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,170 | $30,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,804 | $30,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 6,994 | $30,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $30,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $30,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $30,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,000 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $30,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,509 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 275 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 320 | $29,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,926 | $29,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,500 | $29,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 2,859 | $29,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 209 | $29,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 502 | $29,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,500 | $29,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 350 | $29,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,675 | $29,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,627 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 391 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 857 | $29,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 5,000 | $29,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 820 | $29,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,000 | $29,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 1,500 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,200 | $29,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,002 | $29,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,111 | $29,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,000 | $28,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,000 | $28,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 1,101 | $28,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,225 | $28,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,000 | $28,000 | thousands by filing date | call |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 605 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 223 | $28,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,572 | $28,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,000 | $28,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,000 | $28,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 9,017 | $28,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 3,017 | $28,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 3,061 | $28,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 2,891 | $28,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 5,237 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 960 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 437 | $27,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 700 | $27,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 857 | $27,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,000 | $27,000 | thousands by filing date | call |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,041 | $27,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,600 | $27,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,924 | $27,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,049 | $27,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 2,000 | $27,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 200 | $27,000 | thousands by filing date | principal |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,225 | $27,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 338 | $27,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 596 | $26,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 610 | $26,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,880 | $26,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,495 | $26,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,782 | $26,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 953 | $26,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 5,076 | $26,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 3,403 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $26,000 | thousands by filing date | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 1,672 | $25,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $25,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $25,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 8,453 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $25,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,400 | $25,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,000 | $25,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,207 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 275 | $25,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,405 | $25,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,026 | $25,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $25,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 220 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $25,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,700 | $25,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 1,981 | $25,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,223 | $25,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,561 | $25,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,810 | $25,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 3,736 | $25,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 656 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 774 | $24,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 778 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $24,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 7,270 | $24,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 465 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $24,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,070 | $24,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,244 | $24,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,771 | $24,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,500 | $24,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 799 | $24,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,236 | $23,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 497 | $23,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 962 | $23,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,341 | $23,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 422 | $23,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $23,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,390 | $23,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,500 | $23,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 594 | $23,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,406 | $23,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 2,774 | $23,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 946 | $23,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $23,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 5,047 | $23,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 6,606 | $23,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 973 | $23,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,799 | $23,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 338 | $22,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $22,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,092 | $22,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 403 | $22,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,700 | $22,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 508 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 200 | $22,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 7,058 | $22,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $22,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,178 | $22,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $22,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $22,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 252 | $21,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $21,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 452 | $21,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,802 | $21,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,509 | $21,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,800 | $21,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 679 | $21,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,000 | $21,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 660 | $21,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 986 | $21,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 800 | $21,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 2,420 | $21,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 570 | $21,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $21,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,056 | $21,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $21,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 1,782 | $21,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,336 | $21,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 7,350 | $20,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 364 | $20,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,064 | $20,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 381 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $20,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 806 | $20,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 894 | $20,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,147 | $20,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,114 | $20,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $20,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 810 | $20,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 489 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 525 | $20,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 681 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 850 | $20,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,428 | $20,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 572 | $20,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 6,419 | $20,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,147 | $20,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 4,100 | $20,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 3,246 | $20,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,123 | $20,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 763 | $20,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 54,000 | $20,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 648 | $19,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,500 | $19,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 450 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 560 | $19,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,450 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,287 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,486 | $19,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 700 | $19,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,102 | $19,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,731 | $19,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 28,500 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 433 | $19,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 760 | $19,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,518 | $19,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 456 | $19,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 4,000 | $19,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,699 | $19,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 270 | $18,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,732 | $18,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $18,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,461 | $18,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 487 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,350 | $18,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,033 | $18,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 296 | $18,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,100 | $18,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,993 | $18,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 341 | $18,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $18,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 297 | $18,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 500 | $18,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 281 | $17,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 783 | $17,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $17,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 806 | $17,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 950 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 778 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 625 | $17,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,576 | $17,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,014 | $17,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 650 | $17,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,912 | $17,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,103 | $17,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 500 | $16,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 477 | $16,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 500 | $16,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,029 | $16,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 840 | $16,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 636 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 695 | $16,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 389 | $16,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,681 | $16,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,359 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,280 | $16,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $16,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 464 | $16,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,216 | $16,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 495 | $16,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,000 | $16,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 215 | $16,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,563 | $16,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,022 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 800 | $16,000 | thousands by filing date | call |
| SYNTEL INC | 87162H103 | COM | 349 | $16,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,548 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 604 | $16,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,272 | $16,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,328 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,158 | $16,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,202 | $16,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 384 | $15,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 200 | $15,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 494 | $15,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 726 | $15,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 577 | $15,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 711 | $15,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,200 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,564 | $15,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 835 | $15,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 257 | $15,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 471 | $15,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,739 | $15,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 480 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,400 | $15,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 620 | $15,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 724 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013754 | this filing | 2016-02-09 | acceptance time not in the bulk data set |