13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 4,370 holding rows worth $83,759,157,000.
- Accession
- 0000950123-16-013754
- Filer
- CIK 927971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 14,986 entries on the cover page, a total value of $83,759,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,759,157,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,793 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $2,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 180 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 259 | $2,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 73 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 62 | $2,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 281 | $2,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 285 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 460 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 155 | $2,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 356 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 97 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 939 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 702 | $2,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 383 | $2,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 122 | $2,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 143 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,500 | $2,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 395 | $2,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,685 | $2,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 33 | $2,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 417 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 30 | $2,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,115 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 50 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 83 | $2,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 234 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 244 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,604 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $2,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 204 | $2,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 72 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 157 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 129 | $2,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 73 | $2,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 610 | $2,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 358 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 14,112 | $2,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 813 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 60 | $2,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 294 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 123 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 648 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 100 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 437 | $2,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 678 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 252 | $2,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 86 | $2,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 2,080 | $2,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,250 | $2,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 423 | $2,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 55 | $2,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 14 | $2,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 130 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 74 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 18 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 32 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 17 | $1,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 117 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 157 | $1,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 70 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 201 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 278 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 116 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 41 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 161 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 101 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 97 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 131 | $1,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 52 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 54 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 92 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 660 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,197 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 160 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 110 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 53 | $1,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 247 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,544 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 196 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 130 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 123 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 57 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 110 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 405 | $1,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 100 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 41 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 79 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 268 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 174 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 632 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 163 | $1,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,661 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 66 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,917 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,500 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 109 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 70 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,065 | $1,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 158 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 831 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 459 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 165 | $1,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 146 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 96 | $1,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 162 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 97 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 176 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,300 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 860 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,186 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41 | $1,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 82 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 114 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 68 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 202 | $1,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,926 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 414 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 256 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 947 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 20 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 25 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 73 | $1,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 6,293 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 240 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 350 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 111 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 417 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $1,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 50 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 57 | $1,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 15 | $1,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 1,515 | $1,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,331 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 400 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 166 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 192 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 32 | $1,000 | thousands by filing date | principal |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 38 | $1,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 1,013 | $1,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 48 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 461 | $1,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 96 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,115 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 284 | $1,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 40 | $1,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 375,888 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAR HBR BANKSHARES | 066849100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 14,742 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATCH GROUP INC | 57665R106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITESTONE REIT | 966084204 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,000,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 60 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVR Partners, LP | 126633106 | LTD | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E103 | COM | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REACHLOCAL INC | 75525F104 | COM | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 7,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,232 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC NEW | 918905100 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEX MEDIA INC | 25213A107 | COM | 1,045 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDMANS STORES INC | 38269P100 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 811 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISRAMCO INC | 465141406 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 2,427 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 136 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM CORP COM | 172406100 | COM | 429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Emerald Oil Inc | 29101U407 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 695 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENIX PTS INC | 31446L100 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES OFFSHORE INC. | 427093307 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIVATA INC | 45323J103 | Cmn | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHC GROUP LTD | G07021127 | Cmn | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013754 | this filing | 2016-02-09 | acceptance time not in the bulk data set |