13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 4,132 holding rows worth $72,382,025,000.
- Accession
- 0000950123-15-011373
- Filer
- CIK 927971
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 12,936 entries on the cover page, a total value of $72,382,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,382,025,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 9,557 | $126,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,105 | $126,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 6,800 | $125,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,890 | $125,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,000 | $125,000 | thousands by filing date | put |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 24,315 | $125,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 18,593 | $125,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 8,000 | $124,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,047 | $124,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,590 | $124,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,997 | $123,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,127 | $123,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 9,662 | $123,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 13,365 | $123,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,823 | $122,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 20,697 | $122,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,932 | $122,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,000 | $121,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,680 | $121,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,323 | $121,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $121,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 8,582 | $121,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 8,859 | $120,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,186 | $120,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,054 | $120,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,449 | $120,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $120,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,000 | $120,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,100 | $120,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,171 | $120,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 447,023 | $120,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,699 | $119,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,952 | $119,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,736 | $119,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,726 | $118,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,880 | $118,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 1,864 | $118,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,376 | $117,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 9,389 | $117,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,200 | $117,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 11,501 | $117,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 7,200 | $117,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 22,584 | $117,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,619 | $116,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 11,946 | $116,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,455 | $116,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,106 | $116,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 3,820 | $115,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $115,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 63,262 | $115,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $115,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,249 | $114,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 5,166 | $114,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,103 | $114,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 4,165 | $114,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,143 | $114,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 9,333 | $114,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,827 | $114,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,200 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 3,050 | $113,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $113,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 8,083 | $113,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 29,886 | $113,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 9,469 | $113,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 61,400 | $112,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 61,400 | $112,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 1,758 | $112,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 31,720 | $112,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 15,020 | $111,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,236 | $111,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,783 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,981 | $111,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,530 | $111,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,899 | $110,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,945 | $110,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,435 | $110,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,016 | $110,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,000 | $110,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 62,325 | $110,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,630 | $109,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 5,692 | $109,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 84,235 | $109,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 11,043 | $109,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 5,828 | $108,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 9,338 | $108,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 11,825 | $108,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,784 | $107,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,723 | $107,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $107,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 4,800 | $107,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 10,608 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $106,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,000 | $106,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 5,371 | $106,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 3,458 | $105,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,280 | $105,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $105,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,612 | $105,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,695 | $105,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,460 | $104,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 4,810 | $104,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,123 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,250 | $104,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,398 | $104,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 2,629 | $104,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,393 | $104,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,315 | $104,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 17,526 | $104,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,653 | $103,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,401 | $103,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,700 | $103,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,900 | $103,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 7,277 | $103,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 7,465 | $103,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 5,000 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 944 | $102,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,445 | $102,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $102,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,523 | $102,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 5,790 | $102,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 2,848 | $101,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,960 | $101,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,050 | $101,000 | thousands by filing date | principal |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $101,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 935 | $101,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,000 | $100,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,401 | $100,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,113 | $100,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 9,927 | $100,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,617 | $100,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,589 | $100,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,797 | $100,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 512 | $99,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 4,177 | $99,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 883 | $99,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 4,145 | $99,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 6,567 | $99,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,374 | $98,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 3,123 | $98,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 791 | $98,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 1,940 | $98,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 4,272 | $97,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,863 | $97,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 183,796 | $97,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,030 | $97,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,292 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,843 | $96,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,036 | $96,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,773 | $96,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 9,135 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 4,429 | $96,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 28,397 | $95,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,841 | $95,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,382 | $94,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,862 | $94,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 5,424 | $94,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,489 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,953 | $94,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,317 | $94,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,211 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,675 | $93,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 17,541 | $93,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 7,800 | $93,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 14,769 | $93,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 11,961 | $92,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 7,810 | $92,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,000 | $91,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 8,680 | $91,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,780 | $91,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,074 | $91,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 3,821 | $91,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,258 | $90,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,055 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,540 | $90,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,950 | $90,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,269 | $90,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,060 | $90,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,481 | $89,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 6,408 | $89,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,420 | $89,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,135 | $89,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $89,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,622 | $89,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 85,000 | $89,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,110 | $88,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,169 | $88,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,565 | $88,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,013 | $88,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 14,547 | $88,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 2,875 | $88,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,021 | $87,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,562 | $87,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 5,932 | $87,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,058 | $87,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,358 | $87,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 880 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,093 | $86,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 25,925 | $86,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 87,999 | $86,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 1,500 | $86,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,419 | $85,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,210 | $85,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 4,765 | $85,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,951 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,745 | $85,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,840 | $85,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 9,000 | $85,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,132 | $84,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,114 | $84,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,050 | $84,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 9,859 | $84,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,254 | $83,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 29,912 | $83,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 218,840 | $83,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,296 | $83,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 4,552 | $83,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,962 | $83,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $83,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,028 | $83,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,057 | $83,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 4,903 | $82,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $82,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 27,645 | $82,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,336 | $81,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,331 | $81,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 8,167 | $81,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,820 | $81,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,000 | $80,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,060 | $80,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 3,626 | $80,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 4,195 | $79,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 4,891 | $79,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,170 | $78,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 397 | $78,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,309 | $78,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,194 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,315 | $78,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 4,315 | $78,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 83,824 | $78,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 4,969 | $78,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 4,132 | $77,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $77,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,000 | $77,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,900 | $77,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 17,427 | $77,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,964 | $77,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 4,941 | $76,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,291 | $76,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 1,016 | $76,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,462 | $75,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,010 | $75,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,353 | $75,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,826 | $75,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 99,444 | $75,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,368 | $75,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 809 | $75,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,235 | $75,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,859 | $74,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,445 | $73,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,640 | $73,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 988 | $73,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 861 | $73,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 21,473 | $73,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,150 | $73,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $72,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,163 | $72,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,658 | $72,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,239 | $72,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,502 | $72,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,017 | $72,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,464 | $72,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,227 | $72,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,281 | $72,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 991 | $72,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 3,792 | $72,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 571 | $71,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 5,736 | $71,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,457 | $71,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,770 | $71,000 | thousands by filing date | principal |
| VOLTARI CORP NEW | 92870X309 | COM | 10,000 | $71,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,000 | $70,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,899 | $70,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 12,000 | $70,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 540 | $70,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 831 | $70,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 33,897 | $70,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 6,362 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $70,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,409 | $69,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,621 | $69,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $69,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,214 | $69,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,293 | $69,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 3,392 | $69,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 3,037 | $69,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 259,296 | $69,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $69,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,250 | $68,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 596 | $68,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 5,000 | $68,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 1,440 | $67,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,906 | $67,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,888 | $67,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 6,000 | $67,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 7,940 | $67,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,800 | $67,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 3,900 | $67,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 8,037 | $66,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,361 | $66,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,341 | $66,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,000 | $66,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 10,000 | $66,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,847 | $66,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $66,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 62,909 | $66,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,652 | $66,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 984 | $65,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,645 | $65,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,666 | $65,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,830 | $65,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,082 | $65,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,068 | $65,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 190,127 | $65,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 25,000 | $65,000 | thousands by filing date | call |
| ISHARES TR | 464287523 | COM | 792 | $64,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,025 | $64,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,249 | $64,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 3,280 | $64,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,816 | $64,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,100 | $64,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,638 | $63,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,613 | $63,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 6,947 | $63,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,000 | $63,000 | thousands by filing date | put |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 5,342 | $63,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,847 | $63,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,050 | $63,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,416 | $62,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,055 | $62,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $62,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 7,814 | $62,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $62,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,910 | $62,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 566 | $61,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,837 | $61,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,500 | $61,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,700 | $61,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 648 | $60,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 621 | $60,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,300 | $60,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,700 | $60,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 29,477 | $60,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,654 | $59,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,375 | $59,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,386 | $59,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 179,450 | $59,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,683 | $59,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 759 | $59,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,063 | $59,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 5,000 | $59,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,982 | $58,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,020 | $58,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $58,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,524 | $58,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,592 | $58,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,450 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,493 | $57,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,500 | $57,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,635 | $57,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 9,280 | $57,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,205 | $57,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 896 | $56,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,175 | $56,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,907 | $56,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,924 | $56,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,629 | $56,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,659 | $56,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,224 | $56,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,226 | $55,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 3,315 | $55,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $55,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 1,811 | $55,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,150 | $55,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,293 | $55,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 31,147 | $55,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,458 | $55,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 15,000 | $55,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,187 | $54,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,108 | $54,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,620 | $54,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,944 | $54,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 795 | $54,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,469 | $54,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,241 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 5,453 | $54,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 475 | $54,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 6,723 | $54,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,085 | $53,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,670 | $53,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 5,234 | $53,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,047 | $53,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $53,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,447 | $53,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,909 | $53,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 713 | $53,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 2,915 | $53,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 7,198 | $53,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 980 | $52,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 145 | $52,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,415 | $52,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,415 | $52,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,166 | $52,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $52,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,370 | $52,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,448 | $52,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,000 | $52,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 5,000 | $51,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,847 | $51,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 27,117 | $51,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,876 | $51,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 35,673 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $50,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,051 | $50,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 29,656 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,000 | $50,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,106 | $50,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 6,500 | $49,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,000 | $49,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 26,104 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,800 | $49,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,813 | $49,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 513 | $48,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,264 | $48,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,834 | $48,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,518 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,519 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 383 | $48,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $48,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 360 | $48,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,170 | $48,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $48,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,025 | $48,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $48,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $48,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,078 | $47,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,340 | $47,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,057 | $47,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 845 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,109 | $46,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,763 | $46,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,920 | $46,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 530 | $46,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,895 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,200 | $46,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 590 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 2,908 | $46,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 200 | $45,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,658 | $45,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 790 | $45,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,794 | $45,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 34,747 | $45,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,849 | $45,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,758 | $45,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,966 | $45,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 910 | $45,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 700 | $45,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 700 | $45,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,000 | $44,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,196 | $44,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 583 | $44,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,024 | $44,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 500 | $44,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,663 | $44,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,736 | $44,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,400 | $44,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,400 | $44,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,480 | $44,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 494 | $43,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,242 | $43,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,625 | $43,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,584 | $43,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,000 | $43,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,615 | $43,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,406 | $43,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,699 | $43,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 2,582 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 751 | $42,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 700 | $42,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 957 | $42,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 711 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,225 | $42,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,965 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,258 | $42,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,322 | $42,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,288 | $42,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 301 | $42,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 6,521 | $42,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,250 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011373 | this filing | 2015-11-12 | acceptance time not in the bulk data set |