13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 4,132 holding rows worth $72,382,025,000.
- Accession
- 0000950123-15-011373
- Filer
- CIK 927971
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 12,936 entries on the cover page, a total value of $72,382,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,382,025,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WINNEBAGO INDS INC | 974637100 | COM | 62,461 | $1,196,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 61,911 | $1,195,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 8,858 | $1,190,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 198,964 | $1,188,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 94,753 | $1,187,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30,000 | $1,184,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 191,194 | $1,176,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 318,363 | $1,172,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 49,100 | $1,170,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 49,100 | $1,170,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 39,462 | $1,169,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 35,250 | $1,167,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 32,591 | $1,165,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 118,636 | $1,160,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 120,000 | $1,159,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,340,266 | $1,153,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 69,999 | $1,152,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 47,285 | $1,150,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,436 | $1,148,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 41,173 | $1,146,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 9,690 | $1,145,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,000 | $1,143,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 703,465 | $1,140,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 171,437 | $1,135,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 52,039 | $1,132,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,000 | $1,130,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,000 | $1,130,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 22,100 | $1,125,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 16,129 | $1,123,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 33,028 | $1,119,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 54,311 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 11,564 | $1,115,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 26,740 | $1,111,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 41,500 | $1,109,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 138,303 | $1,109,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 63,217 | $1,109,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 31,373 | $1,104,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 7,216 | $1,099,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 85,601 | $1,093,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 34,268 | $1,089,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 338,800 | $1,088,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 46,197 | $1,084,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 23,591 | $1,079,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 336,100 | $1,079,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 72,873 | $1,079,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,866 | $1,075,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 31,019 | $1,074,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20,000 | $1,074,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 20,000 | $1,074,000 | thousands by filing date | call |
| CRH MEDICAL CORP | 12626F105 | COM | 335,600 | $1,074,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 281,878 | $1,065,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 59,785 | $1,064,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 30,196 | $1,058,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 17,062 | $1,057,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 60,677 | $1,054,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 51,267 | $1,053,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 11,686 | $1,052,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,000 | $1,051,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 16,151 | $1,049,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 54,973 | $1,048,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,600 | $1,045,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 12,017 | $1,044,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 66,707 | $1,043,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 64,534 | $1,040,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 13,590 | $1,039,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 34,455 | $1,035,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 166,022 | $1,034,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 18,938 | $1,032,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 90,000 | $1,029,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 122,831 | $1,028,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 20,000 | $1,026,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 318,977 | $1,024,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 57,468 | $1,022,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 12,900 | $1,020,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 14,181 | $1,020,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 141,931 | $1,019,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,781 | $1,018,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 14,679 | $1,015,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,262 | $1,015,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 20,839 | $1,012,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 16,016 | $1,012,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 56,240 | $1,011,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 24,525 | $1,010,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 21,767 | $1,000,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 17,086 | $997,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 13,117 | $994,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 29,166 | $984,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 46,345 | $982,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 73,811 | $974,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 48,912 | $972,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 350,122 | $966,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 20,843 | $962,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,777 | $961,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 22,390 | $961,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 41,587 | $955,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 23,908 | $949,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,500 | $937,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 77,670 | $935,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 16,340 | $932,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 62,606 | $927,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 20,439 | $926,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 21,369 | $924,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 101,182 | $924,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 46,085 | $923,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 40,000 | $920,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 16,160 | $920,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 17,044 | $918,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 532,400 | $916,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 34,735 | $915,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 50,000 | $910,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 9,200 | $906,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 86,105 | $905,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 55,924 | $904,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,349 | $898,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 22,683 | $897,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 420,842 | $896,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 33,047 | $890,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 27,658 | $889,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 191,383 | $884,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,800 | $882,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 93,584 | $882,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 33,767 | $880,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 138,429 | $878,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 37,800 | $877,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 216,898 | $877,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,746 | $873,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 13,014 | $873,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 272,398 | $872,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,700 | $871,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 31,338 | $868,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 20,000 | $862,000 | thousands by filing date | put |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 17,692 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 21,210 | $845,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 11,361 | $842,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 15,541 | $840,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 54,838 | $840,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 15,156 | $839,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 90,100 | $838,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,451 | $837,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,975 | $836,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 75,147 | $836,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 139,689 | $835,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 11,573 | $831,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 20,000 | $821,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 20,000 | $821,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 9,866 | $818,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,500 | $817,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 14,900 | $813,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 11,867 | $809,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 77,218 | $809,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 16,532 | $808,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 9,975 | $800,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 113,048 | $799,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 447,650 | $798,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 12,204 | $795,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 30,000 | $793,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 188,638 | $792,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $788,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $788,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 202,371 | $786,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,371 | $780,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 40,000 | $778,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,169 | $776,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 50,000 | $774,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 524,597 | $771,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 24,000 | $769,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 39,821 | $768,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 178,617 | $766,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 60,073 | $764,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 40,005 | $764,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 31,129 | $762,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 42,710 | $761,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 27,319 | $760,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 24,129 | $760,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 13,162 | $759,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 56,920 | $753,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 22,700 | $752,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 41,777 | $752,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 20,341 | $748,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 6,660 | $746,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 8,448 | $745,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 30,738 | $744,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 108,415 | $738,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 180,004 | $733,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,742 | $731,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 21,024 | $731,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 18,674 | $728,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 42,000 | $727,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 58,422 | $727,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 28,454 | $726,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 32,702 | $725,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 27,789 | $724,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 17,173 | $723,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,188 | $722,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 30,300 | $721,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,500 | $719,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 56,961 | $719,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 36,761 | $719,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 8,890 | $718,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 29,900 | $715,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 192,000 | $714,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 121,701 | $713,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 6,646 | $710,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 28,435 | $707,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 24,656 | $703,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 20,920 | $703,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 51,000 | $702,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 27,647 | $699,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 116,951 | $697,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 12,246 | $696,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 46,093 | $696,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 7,513 | $694,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 13,100 | $692,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 16,561 | $690,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 18,500 | $689,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 107,884 | $689,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 26,664 | $689,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 23,008 | $687,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 80,479 | $687,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 39,785 | $685,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 25,115 | $683,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 20,131 | $681,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 17,513 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 7,894 | $674,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 94,403 | $674,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 16,043 | $672,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,548 | $672,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 12,850 | $670,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,000 | $662,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 11,858 | $661,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 43,680 | $658,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 16,597 | $658,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 29,039 | $658,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 12,180 | $656,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 53,711 | $656,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 10,488 | $653,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,203 | $653,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,715 | $650,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 16,785 | $650,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 24,230 | $648,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 20,963 | $646,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 241,527 | $645,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 37,022 | $643,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100,000 | $638,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 90,813 | $636,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 44,604 | $635,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 49,924 | $631,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,452 | $630,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 12,960 | $630,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 58,948 | $627,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10,536 | $626,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 34,000 | $626,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 38,110 | $625,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,805 | $623,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,210 | $623,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 88,816 | $621,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 23,623 | $621,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,213 | $621,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 238,897 | $620,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 80,000 | $619,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 79,335 | $615,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 23,772 | $614,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,312 | $614,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,900 | $612,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 132,730 | $611,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,324 | $610,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 83,912 | $610,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 19,850 | $609,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,800 | $608,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,800 | $608,000 | thousands by filing date | call |
| GARTNERINC | 366651107 | STOK | 7,244 | $608,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 17,921 | $607,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,073 | $607,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,788 | $604,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 108,408 | $604,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 33,625 | $603,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 29,982 | $600,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 92,897 | $600,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 14,469 | $599,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 58,726 | $597,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 37,200 | $594,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 27,293 | $594,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 20,834 | $593,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 17,600 | $592,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,000 | $589,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,000 | $589,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 32,000 | $589,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 18,107 | $588,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 17,539 | $587,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 24,583 | $585,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 10,298 | $583,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 38,489 | $582,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 16,859 | $582,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 19,364 | $582,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 135,286 | $582,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 58,616 | $580,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 58,889 | $577,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,526 | $576,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,510 | $572,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 17,177 | $570,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 24,405 | $570,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 21,713 | $569,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 15,259 | $563,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 30,703 | $563,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 16,464 | $560,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 41,418 | $560,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,243,567 | $560,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 31,626 | $559,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 97,294 | $559,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 23,756 | $559,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 110,284 | $555,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 52,252 | $553,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 28,100 | $553,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 9,916 | $549,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,000 | $548,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,000 | $548,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 10,110 | $546,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 19,506 | $545,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 17,995 | $544,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 22,003 | $544,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 494,767 | $544,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 10,269 | $543,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $542,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 25,738 | $539,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 31,098 | $537,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 50,000 | $534,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 25,188 | $532,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 8,035 | $532,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,946 | $531,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 22,355 | $531,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 31,088 | $530,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 31,671 | $529,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 16,204 | $528,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,133 | $525,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,162 | $521,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 8,778 | $520,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 25,300 | $518,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11,963 | $518,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15,000 | $517,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 8,850 | $514,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,600 | $511,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,795 | $506,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,210 | $504,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,613 | $504,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,594 | $504,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 47,701 | $503,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,800 | $503,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,601 | $503,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,708 | $502,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 111,696 | $502,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,521 | $501,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 87,374 | $501,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 9,628 | $500,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23,526 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 24,958 | $497,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,400 | $496,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 6,950 | $496,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 12,112 | $496,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 42,953 | $494,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,935 | $493,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,019 | $493,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 22,547 | $493,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,044 | $490,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 12,389 | $489,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 40,000 | $487,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 105,708 | $486,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 16,173 | $486,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 55,047 | $485,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,636 | $483,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 6,671 | $482,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,003 | $482,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 24,667 | $479,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 19,830 | $477,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 11,800 | $477,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 36,704 | $475,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 36,000 | $475,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 98,510 | $472,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 34,298 | $472,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 50,000 | $472,000 | thousands by filing date | call |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 7,366 | $471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 19,113 | $471,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,544 | $468,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 27,666 | $468,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11,586 | $466,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 29,285 | $465,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 50,000 | $465,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 50,000 | $465,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 814,189 | $464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,361 | $464,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 24,014 | $464,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,513 | $462,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 18,710 | $462,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 15,915 | $462,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,812 | $459,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 25,046 | $458,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 11,080 | $457,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,828 | $457,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 19,455 | $457,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,410 | $456,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 36,565 | $456,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,000 | $455,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 16,342 | $454,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 19,885 | $453,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 20,081 | $451,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 37,500 | $450,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 23,973 | $450,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 11,270 | $449,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 23,784 | $449,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 46,550 | $449,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 16,405 | $448,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 17,727 | $447,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,500 | $446,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 164,636 | $446,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 79,904 | $446,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 8,737 | $445,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 17,953 | $444,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 21,614 | $444,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,663 | $443,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,078 | $442,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 8,100 | $442,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 25,341 | $442,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 18,200 | $442,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,000 | $441,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $441,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 16,230 | $438,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 9,145 | $438,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 9,393 | $437,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 29,070 | $437,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 49,276 | $435,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 239,018 | $435,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 13,120 | $434,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 19,598 | $434,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 15,220 | $433,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 4,309 | $432,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,114 | $432,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,403 | $430,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 7,962 | $427,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 7,384 | $427,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,500 | $427,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,600 | $425,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 23,570 | $424,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 7,685 | $424,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 13,406 | $422,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 8,326 | $421,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,200 | $420,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 17,092 | $419,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 34,354 | $417,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 55,849 | $417,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,000 | $416,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 42,168 | $414,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 29,405 | $414,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 9,937 | $411,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 11,935 | $411,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 21,818 | $410,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 55,304 | $407,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 45,100 | $405,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 61,865 | $404,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 27,386 | $403,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 67,992 | $402,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 19,301 | $401,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 18,976 | $401,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 35,495 | $400,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 65,959 | $399,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,433 | $398,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 18,501 | $397,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 189,098 | $397,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 13,774 | $396,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 24,534 | $394,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 6,448 | $394,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 5,150 | $393,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,790 | $393,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 446,800 | $393,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 20,506 | $392,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 33,493 | $392,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 35,312 | $391,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 33,698 | $390,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,185 | $389,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,130 | $385,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,026 | $384,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,727 | $382,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 24,665 | $382,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 8,677 | $381,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,173 | $380,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 24,816 | $380,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 56,042 | $379,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,220 | $377,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 44,600 | $377,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,074 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,723 | $375,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,420 | $373,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 4,782 | $373,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 5,462 | $373,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,769 | $372,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 13,936 | $370,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 69,045 | $369,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 8,662 | $368,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 22,409 | $367,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 10,095 | $366,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9,417 | $365,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,231 | $364,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011373 | this filing | 2015-11-12 | acceptance time not in the bulk data set |