13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 4,132 holding rows worth $72,382,025,000.
- Accession
- 0000950123-15-011373
- Filer
- CIK 927971
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 12,936 entries on the cover page, a total value of $72,382,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,382,025,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 253 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,386 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC | 492914106 | COM | 352 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXONE CO | 302104104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 461 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 829 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERGE HEALTHCARE INC | 589499102 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVX CORP NEW | 002444107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354102 | COM | 657 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FX ENERGY INC | 302695101 | COM | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL SHIPHOLDING CORP | 460321201 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISRAMCO INC | 465141406 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 3,061 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,477 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISINT CORP | 22357R103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL INC | 70338T102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM CORP COM | 172406100 | COM | 429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 422 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEMAIN HOLDINGS | 85172J101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENIX PTS INC | 31446L100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPOWER INC | 68375Y109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHC GROUP LTD | G07021101 | SHS | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011373 | this filing | 2015-11-12 | acceptance time not in the bulk data set |