13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 4,132 holding rows worth $72,382,025,000.
- Accession
- 0000950123-15-011373
- Filer
- CIK 927971
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 12,936 entries on the cover page, a total value of $72,382,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,382,025,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 220 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 626 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 564 | $9,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $9,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 245 | $9,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,153 | $9,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 312 | $9,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 295 | $9,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 3,363 | $9,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 240 | $9,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,000 | $9,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,771 | $9,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 524 | $9,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 800 | $9,000 | thousands by filing date | put |
| ELIZABETH ARDEN INC | 28660G106 | COM | 800 | $9,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 132 | $9,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 879 | $9,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 529 | $9,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,924 | $9,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,250 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 621 | $9,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 750 | $9,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 195 | $9,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 186 | $8,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 168 | $8,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,660 | $8,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 405 | $8,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,000 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,684 | $8,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 407 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 307 | $8,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 500 | $8,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,298 | $8,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 575 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,500 | $8,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 324 | $8,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,345 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,380 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 180 | $8,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 298 | $8,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 445 | $8,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 505 | $8,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,287 | $8,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,389 | $8,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 410 | $8,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,568 | $8,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 459 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 531 | $8,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $8,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 313 | $8,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 584 | $8,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 142 | $8,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,000 | $8,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 18,339 | $8,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,000 | $8,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 375 | $8,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 981 | $8,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 1,000 | $8,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 503 | $8,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 762 | $8,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 234 | $8,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,000 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,200 | $7,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $7,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $7,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $7,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 352 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 106 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $7,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 410 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 671 | $7,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 741 | $7,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 50,200 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 425 | $7,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 574 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 134 | $7,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 480 | $7,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 593 | $7,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 441 | $7,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 364 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 673 | $7,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 992 | $7,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 782 | $7,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 566 | $7,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,206 | $7,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 620 | $7,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 120 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 29,174 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $7,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 210 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 60 | $6,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 98 | $6,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,026 | $6,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 285 | $6,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 131 | $6,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 303 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 232 | $6,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 728 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,133 | $6,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 623 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $6,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,047 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $6,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 135 | $6,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 292 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 245 | $6,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 376 | $6,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 150 | $6,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 854 | $6,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 776 | $6,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 827 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 15 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,000 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,002 | $6,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $6,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,300 | $6,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 6,000 | $6,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 114 | $6,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $6,000 | thousands by filing date | principal |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $6,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 89 | $6,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,000 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $6,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $6,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 400 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 331 | $6,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 288 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $5,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 567 | $5,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 176 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 700 | $5,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 110 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500 | $5,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 110 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 116 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 399 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 166 | $5,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 240 | $5,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 502 | $5,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 730 | $5,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 237 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 106 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 312 | $5,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $5,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 150 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 362 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 14 | $5,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 417 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $5,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 808 | $5,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 424 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 157 | $5,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 648 | $5,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,356 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 180 | $5,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 300 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 269 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 600 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 130 | $5,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 300 | $5,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $5,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 650 | $5,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 24,112 | $5,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,000 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $5,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 435 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 50 | $4,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 50 | $4,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 150 | $4,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 428 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,141 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 100 | $4,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 103 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 200 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 139 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 267 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 302 | $4,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 230 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 40 | $4,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 103 | $4,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 550 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 697 | $4,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 71 | $4,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 557 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 250 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 115 | $4,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,500 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 289 | $4,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 721 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 308 | $4,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 326 | $4,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 177 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 248 | $4,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 375 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 300 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 414 | $4,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 231 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,604 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,188 | $4,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 300 | $4,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,820 | $4,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 1,435 | $4,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 2,427 | $4,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $4,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 200 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 500 | $4,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,113 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,342 | $4,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 266 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 150 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 350 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 25 | $3,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 368 | $3,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 87 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 100 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 157 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 373 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 41 | $3,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,786 | $3,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 200 | $3,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 166 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 982 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 204 | $3,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 54 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,231 | $3,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $3,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 379 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 506 | $3,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 400 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 101 | $3,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 460 | $3,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 64 | $3,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 151 | $3,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,390 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 123 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 582 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,500 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 209 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,339 | $3,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 424 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 234 | $3,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,065 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $3,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 66 | $3,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 8,116 | $3,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,000 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,682 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 130 | $3,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 254 | $3,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 63 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $3,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 68 | $3,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,351 | $3,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 219 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $3,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 6,293 | $3,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 3,000 | $3,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 243 | $3,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,317 | $3,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 200 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 150 | $3,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 145 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 91 | $2,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 70 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 36 | $2,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 94 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 57 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 40 | $2,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 91 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 947 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 115 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 125 | $2,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 248 | $2,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $2,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 200 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $2,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 61 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 918 | $2,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 657 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 99 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,900 | $2,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 11,176 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 201 | $2,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 131 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 144 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 427 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 67 | $2,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 76 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 156 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,000 | $2,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 62 | $2,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 285 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 380 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 155 | $2,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 293 | $2,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 41 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 41 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 70 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 142 | $2,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 88 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 675 | $2,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 100 | $2,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 174 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,001 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 413 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 148 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 171 | $2,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 164 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $2,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 432 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 2,412 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 500 | $2,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 86 | $2,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 124 | $2,000 | thousands by filing date | |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 400 | $2,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 291 | $2,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,115 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 671 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 40 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 122 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 100 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 75 | $1,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 716 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 34 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 29 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 254 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 59 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 17 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 176 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 148 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 278 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 18 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 38 | $1,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 101 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 131 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 54 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 133 | $1,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 109 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 199 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 87 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 53 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,728 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $1,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,589 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 57 | $1,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 44 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 998 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 268 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 77 | $1,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 260 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 459 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 314 | $1,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 100 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 165 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 96 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 69 | $1,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 264 | $1,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 114 | $1,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 667 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 318 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 46 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 47 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,848 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $1,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 400 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 70 | $1,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 100 | $1,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 49 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 151 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 405 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 49 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 285 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 116 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $1,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 50 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 180 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 402 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 73 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 99 | $1,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 200 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 100 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 417 | $1,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 28 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $1,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 50 | $1,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $1,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 538 | $1,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 300 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 166 | $1,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 38 | $1,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 616 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 385,057 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE9 INC | 338307101 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| W & T OFFSHORE INC | 92922P106 | COM | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAR HBR BANKSHARES | 066849100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCGRATH RENTCORP | 580589109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERA BRADLEY INC | 92335C106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYERSON HLDG CORP | 783754104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE CAP CORP | 895848109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 428 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 342 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011373 | this filing | 2015-11-12 | acceptance time not in the bulk data set |