13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,672 | $14,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $14,000 | thousands by filing date | principal |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 3,700 | $14,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 200 | $14,000 | thousands by filing date | call |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 800 | $14,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,344 | $14,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 739 | $14,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 2,584 | $14,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 7,542 | $14,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 3,290 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR II | 25490F209 | DLY GLD BEAR3X | 284 | $14,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 900 | $13,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 300 | $13,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 200 | $13,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 500 | $13,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,245 | $13,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 200 | $13,000 | thousands by filing date | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 300 | $13,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 700 | $13,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 300 | $13,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 11,600 | $13,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 660 | $13,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 26,838 | $13,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,187 | $13,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 500 | $13,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,000 | $13,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $13,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 1,000 | $13,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 300 | $13,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 300 | $13,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 200 | $13,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 718 | $13,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $13,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 600 | $13,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 300 | $13,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 1,000 | $13,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,733 | $13,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 4,166 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | call |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,254 | $13,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 461 | $13,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,945 | $13,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,125 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 135 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $13,000 | thousands by filing date | put |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 2,779 | $13,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 600 | $13,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 300 | $13,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 400 | $13,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,500 | $13,000 | thousands by filing date | call |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 13,200 | $13,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 1,400 | $13,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 6,978 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,400 | $13,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,237 | $13,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 500 | $13,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,894 | $13,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,100 | $13,000 | thousands by filing date | put |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $13,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 400 | $13,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 1,000 | $13,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 1,600 | $13,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 14,500 | $13,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 200 | $13,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 300 | $13,000 | thousands by filing date | put |
| ROSETTA RESOURCES INC | 777779307 | COM | 300 | $13,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,000 | $13,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 100 | $13,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 9,631 | $13,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 200 | $13,000 | thousands by filing date | put |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 710 | $13,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 5,857 | $13,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 1,000 | $13,000 | thousands by filing date | put |
| AEP INDUSTRIES INC | 001031103 | COM | 335 | $13,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 2,875 | $13,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 6,010 | $13,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,035 | $13,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,100 | $13,000 | thousands by filing date | call |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,005 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 441 | $13,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 837 | $13,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,350 | $13,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 300 | $13,000 | thousands by filing date | put |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,918 | $13,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 6,480 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 800 | $13,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 800 | $13,000 | thousands by filing date | call |
| GYRODYNE CO AMER INC | 403820103 | COM | 2,685 | $13,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 960 | $13,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 6,077 | $13,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 4,000 | $13,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 4,170 | $13,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,024 | $13,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 450 | $13,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 1,047 | $13,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 1,447 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 700 | $13,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,685 | $13,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,750 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 467 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 415 | $13,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 1,400 | $13,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 2,405 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 14,000 | $13,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 500 | $13,000 | thousands by filing date | put |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 900 | $13,000 | thousands by filing date | call |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 1,208 | $13,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $12,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $12,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $12,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 100 | $12,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 200 | $12,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 100 | $12,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 100 | $12,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 300 | $12,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 300 | $12,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $12,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 300 | $12,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 200 | $12,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 500 | $12,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,500 | $12,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 500 | $12,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 450 | $12,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 500 | $12,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 500 | $12,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 400 | $12,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $12,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $12,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,241 | $12,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 145 | $12,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 200 | $12,000 | thousands by filing date | call |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,189 | $12,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,400 | $12,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 400 | $12,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 938 | $12,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $12,000 | thousands by filing date | call |
| UNITED BANCORP INC OHIO | 909911109 | COM | 1,442 | $12,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,000 | $12,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 100 | $12,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 200 | $12,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375205 | CL A | 1,989 | $12,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 600 | $12,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,254 | $12,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,000 | $12,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 100 | $12,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3,100 | $12,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,908 | $12,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 800 | $12,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,200 | $12,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 9,637 | $12,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 21,100 | $12,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 5,703 | $12,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 400 | $12,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 700 | $12,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,800 | $12,000 | thousands by filing date | call |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 1,993 | $12,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,000 | $12,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,491 | $12,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 3,379 | $12,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 882 | $12,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,495 | $12,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 5,200 | $12,000 | thousands by filing date | call |
| GSI GROUP INC | 36191C205 | COM | 1,026 | $12,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 3,757 | $12,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 11,052 | $12,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 1,161 | $12,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,000 | $12,000 | thousands by filing date | call |
| IMRIS INC | 45322N105 | COM | 20,098 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 700 | $12,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 952 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 942 | $12,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 1,831 | $12,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 10,100 | $12,000 | thousands by filing date | call |
| HYPERDYNAMICS CORP | 448954206 | COM | 6,700 | $12,000 | thousands by filing date | call |
| DORAL FINL CORP COM | 25811P852 | COM | 1,749 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 821 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 410 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 1,084 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 400 | $12,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 3,204 | $12,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,493 | $12,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 2,524 | $12,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 244 | $12,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 10,316 | $12,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 100 | $11,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $11,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 200 | $11,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 200 | $11,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 300 | $11,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 200 | $11,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 200 | $11,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 400 | $11,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 400 | $11,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 200 | $11,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,345 | $11,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $11,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 700 | $11,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 200 | $11,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 200 | $11,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 400 | $11,000 | thousands by filing date | put |
| SEI INVTS CO COM | 784117103 | Stock | 300 | $11,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,900 | $11,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 692 | $11,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,900 | $11,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 200 | $11,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 200 | $11,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 4,708 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 100 | $11,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 100 | $11,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 500 | $11,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 200 | $11,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 200 | $11,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 200 | $11,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 300 | $11,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 500 | $11,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300 | $11,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 300 | $11,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 331 | $11,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $11,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $11,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 900 | $11,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,426 | $11,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 400 | $11,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,100 | $11,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 316 | $11,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 200 | $11,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $11,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 300 | $11,000 | thousands by filing date | call |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 398 | $11,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,324 | $11,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 7,921 | $11,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,419 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,700 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 900 | $11,000 | thousands by filing date | call |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,000 | $11,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,065 | $11,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,800 | $11,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 400 | $11,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 700 | $11,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,500 | $11,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | call |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,729 | $11,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,600 | $11,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,600 | $11,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 790 | $11,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 200 | $11,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,200 | $11,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 2,900 | $11,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 1,900 | $11,000 | thousands by filing date | call |
| Check Point Software Technologies Ltd | 162825103 | COM | 879 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 600 | $11,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 300 | $11,000 | thousands by filing date | call |
| ENCORE ENERGY CORP F | 97717W174 | COM | 487 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 300 | $11,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 500 | $11,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 400 | $11,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 900 | $11,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 18,783 | $11,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 500 | $11,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 2,000 | $11,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,600 | $11,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 600 | $11,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 1,000 | $11,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 7,366 | $11,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 1,100 | $11,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 500 | $11,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,611 | $11,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 4,508 | $11,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 4,483 | $11,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 836 | $11,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 900 | $11,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 7,804 | $11,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 700 | $11,000 | thousands by filing date | call |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 564 | $11,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,599 | $11,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,867 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 452 | $11,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,302 | $11,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 5,274 | $11,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 534 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $11,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT TECH | 74347X153 | COM | 730 | $11,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 722 | $11,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 2,839 | $11,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 6,143 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 2,513 | $11,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 917 | $11,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 8,900 | $11,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,000 | $11,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 2,500 | $11,000 | thousands by filing date | call |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 853 | $11,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 906 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 469 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 168 | $11,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 3,394 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X252 | PSHS ULSHRT TELE | 730 | $11,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,203 | $11,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 621 | $11,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 3,428 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 200 | $11,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 100 | $11,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 3,733 | $11,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $10,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,000 | $10,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 300 | $10,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 700 | $10,000 | thousands by filing date | put |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $10,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $10,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 183 | $10,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 200 | $10,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 400 | $10,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 800 | $10,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 1,000 | $10,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 500 | $10,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 500 | $10,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 800 | $10,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 500 | $10,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 500 | $10,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 300 | $10,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 900 | $10,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 300 | $10,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $10,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 300 | $10,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 871 | $10,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 513 | $10,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 2,069 | $10,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 3,223 | $10,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 555 | $10,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,962 | $10,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,109 | $10,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 500 | $10,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 1,027 | $10,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 673 | $10,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 100 | $10,000 | thousands by filing date | call |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,706 | $10,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 315 | $10,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 500 | $10,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 6,051 | $10,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 300 | $10,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 437 | $10,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $10,000 | thousands by filing date | put |
| AIR INDS GROUP COM | 00912N205 | Stock | 930 | $10,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 495 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 100 | $10,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,900 | $10,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 4,251 | $10,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,200 | $10,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 300 | $10,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 1,000 | $10,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 474 | $10,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 5,000 | $10,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 800 | $10,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,000 | $10,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,500 | $10,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 300 | $10,000 | thousands by filing date | call |
| BANK MUTUAL CORP | 063750103 | COM | 1,491 | $10,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 500 | $10,000 | thousands by filing date | call |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 200 | $10,000 | thousands by filing date | call |
| MILLER ENERGY RES INC | 600527105 | COM | 2,300 | $10,000 | thousands by filing date | put |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,991 | $10,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 7,900 | $10,000 | thousands by filing date | put |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,100 | $10,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 5,900 | $10,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 3,200 | $10,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 8,638 | $10,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 3,985 | $10,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000 | $10,000 | thousands by filing date | principal |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 12,900 | $10,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 10,000 | $10,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 3,053 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 600 | $10,000 | thousands by filing date | call |
| SUMMER INFANT INC | 865646103 | COMM STK | 2,841 | $10,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 6,800 | $10,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 655 | $10,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 30,470 | $10,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 5,032 | $10,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 14,331 | $10,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 16,798 | $10,000 | thousands by filing date | |
| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 7,112 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 292 | $10,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,222 | $10,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 789 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 687 | $10,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 208 | $10,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,117 | $10,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 1,268 | $10,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 625 | $10,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 2,425 | $10,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 1,692 | $10,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 616 | $10,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 1,000 | $10,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 1,000 | $10,000 | thousands by filing date | |
| QUARTET MERGER CORP RTS | 747717205 | RTS | 11,228 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 533 | $10,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 200 | $9,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $9,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 100 | $9,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 300 | $9,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $9,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 300 | $9,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 200 | $9,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $9,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 400 | $9,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 100 | $9,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 200 | $9,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 300 | $9,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,321 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $9,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,100 | $9,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 500 | $9,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 900 | $9,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 1,230 | $9,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300 | $9,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 400 | $9,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 400 | $9,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 842 | $9,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 538 | $9,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $9,000 | thousands by filing date | call |
| CALAVO GROWERS INC | 128246105 | COM | 200 | $9,000 | thousands by filing date | call |
| CUBIC CORP | 229669106 | COM | 200 | $9,000 | thousands by filing date | call |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 905 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 200 | $9,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 800 | $9,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $9,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 613 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 200 | $9,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 400 | $9,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 200 | $9,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 200 | $9,000 | thousands by filing date | call |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 343 | $9,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 2,386 | $9,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,061 | $9,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 400 | $9,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 400 | $9,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 400 | $9,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 400 | $9,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 741 | $9,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,300 | $9,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $9,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 6,506 | $9,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 5,401 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,060 | $9,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 300 | $9,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100 | $9,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 2,508 | $9,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 300 | $9,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 400 | $9,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $9,000 | thousands by filing date | call |
| P & F INDS INC | 692830508 | CL A NEW | 1,049 | $9,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 904 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 200 | $9,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 866 | $9,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 2,550 | $9,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 500 | $9,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,258 | $9,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 800 | $9,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 400 | $9,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 1,260 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 4,900 | $9,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 100 | $9,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 2,000 | $9,000 | thousands by filing date | call |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 300 | $9,000 | thousands by filing date | call |
| RAND CAP CORP | 752185108 | COM | 2,994 | $9,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,541 | $9,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 832 | $9,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,000 | $9,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 6,924 | $9,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 985 | $9,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 1,400 | $9,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 1,005 | $9,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 800 | $9,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 546 | $9,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 900 | $9,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 2,861 | $9,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 2,086 | $9,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 532 | $9,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 100 | $9,000 | thousands by filing date | put |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 3,289 | $9,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 6,121 | $9,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 2,927 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 364 | $9,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 402 | $9,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 300 | $9,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 250 | $9,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 2,992 | $9,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 3,200 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |