13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 4,688 holding rows worth $89,559,367,000.
- Accession
- 0000950123-14-008995
- Filer
- CIK 927971
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 13,508 entries on the cover page, a total value of $89,559,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,559,367,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRAYER ED INC | 863236105 | COM | 484 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,000 | $25,000 | thousands by filing date | principal |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,260 | $25,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 540 | $24,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,697 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,700 | $24,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 640 | $24,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 3,190 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 694 | $24,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 270 | $24,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 553 | $24,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 189 | $24,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 410 | $24,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 33 | $24,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 550 | $24,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 2,550 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 290 | $24,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,100 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 850 | $23,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,140 | $23,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,910 | $23,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 820 | $23,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 650 | $23,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 734 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $23,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $23,000 | thousands by filing date | call |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 2,070 | $23,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 373 | $23,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 970 | $23,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 2,102 | $23,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 870 | $23,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 800 | $23,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 795 | $23,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 2,545 | $23,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,380 | $23,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 252 | $22,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 290 | $22,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 200 | $22,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,000 | $22,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 760 | $22,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 800 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,000 | $22,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $22,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 650 | $22,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,934 | $22,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,366 | $22,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 51 | $22,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,589 | $22,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 734 | $22,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,270 | $22,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 550 | $22,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 14,430 | $22,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 780 | $22,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $21,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 700 | $21,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 710 | $21,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $21,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,845 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 265 | $21,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 688 | $21,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,180 | $21,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 650 | $21,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 550 | $21,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,160 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 742 | $21,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 660 | $21,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,030 | $21,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 540 | $21,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,346 | $21,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,122 | $21,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,180 | $21,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 800 | $21,000 | thousands by filing date | put |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,007 | $21,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,342 | $21,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,500 | $21,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,750 | $21,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 3,430 | $20,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,000 | $20,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $20,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 256 | $20,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 650 | $20,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 430 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,000 | $20,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 350 | $20,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 800 | $20,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 797 | $20,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,000 | $20,000 | thousands by filing date | put |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 61 | $20,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 900 | $20,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 3,510 | $20,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 4,134 | $20,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,880 | $20,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,417 | $20,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 760 | $20,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 1,690 | $20,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,036 | $20,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 3,000 | $20,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,099 | $19,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 880 | $19,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 300 | $19,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,999 | $19,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 814 | $19,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,350 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 297 | $19,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $19,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 660 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $19,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,660 | $19,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $19,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 610 | $19,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 450 | $19,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 680 | $19,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 530 | $19,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 412 | $19,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,000 | $19,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 914 | $19,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,025 | $19,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,460 | $19,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,460 | $19,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,400 | $19,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 1,091 | $19,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,251 | $19,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 3,370 | $19,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $19,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 180 | $19,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 4,750 | $19,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 285 | $19,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 580 | $19,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,770 | $19,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 607 | $18,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 50 | $18,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,162 | $18,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 880 | $18,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,190 | $18,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 732 | $18,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 377 | $18,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 475 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 280 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $18,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 979 | $18,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 786 | $18,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 890 | $18,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $18,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,320 | $18,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,450 | $18,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,530 | $18,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,410 | $18,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,181 | $18,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,200 | $18,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,000 | $18,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $18,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,170 | $18,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,320 | $18,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 810 | $18,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,910 | $17,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 470 | $17,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 240 | $17,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 590 | $17,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,840 | $17,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,290 | $17,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 640 | $17,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 630 | $17,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,294 | $17,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 500 | $17,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 762 | $17,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 357 | $17,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,210 | $17,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,345 | $17,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,168 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,425 | $17,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $17,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 14,000 | $17,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 190 | $16,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 890 | $16,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 410 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 251 | $16,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,015 | $16,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 410 | $16,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,790 | $16,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 530 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 466 | $16,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 930 | $16,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,040 | $16,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $16,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 551 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 350 | $16,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 530 | $16,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 770 | $16,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 3,337 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 880 | $16,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $16,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 2,380 | $16,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 4,070 | $16,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 450 | $16,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 300 | $16,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,390 | $16,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,410 | $16,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 1,416 | $16,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 195 | $16,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,020 | $16,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,500 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 500 | $16,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 610 | $16,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 918 | $15,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 680 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $15,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,089 | $15,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 630 | $15,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 490 | $15,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 690 | $15,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 694 | $15,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 260 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 170 | $15,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,355 | $15,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 415 | $15,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 640 | $15,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 800 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,280 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 10,000 | $15,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 594 | $15,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,090 | $15,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,200 | $15,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,640 | $15,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 1,478 | $15,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,181 | $15,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 990 | $15,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 520 | $15,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 299 | $15,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 5,600 | $15,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 4,826 | $15,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $15,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 2,857 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 312 | $14,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 273 | $14,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,052 | $14,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 610 | $14,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 860 | $14,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,610 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 244 | $14,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 375 | $14,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 590 | $14,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,000 | $14,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,110 | $14,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 990 | $14,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 530 | $14,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,440 | $14,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 955 | $14,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,590 | $14,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,600 | $14,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 4,020 | $14,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 270 | $14,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,600 | $14,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 250 | $13,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 280 | $13,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $13,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 273 | $13,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 1,351 | $13,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,020 | $13,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 400 | $13,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $13,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 710 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 747 | $13,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 590 | $13,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 700 | $13,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 530 | $13,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 461 | $13,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 385 | $13,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 620 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 255 | $13,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,580 | $13,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 283 | $13,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 510 | $13,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,101 | $13,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 445 | $13,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 620 | $13,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,210 | $13,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 1,070 | $13,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 690 | $13,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,160 | $13,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 610 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 5,692 | $13,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,000 | $13,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,310 | $13,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,320 | $13,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 500 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $13,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,000 | $13,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 290 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 815 | $12,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 540 | $12,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 670 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 700 | $12,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 430 | $12,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 850 | $12,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 416 | $12,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,360 | $12,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 720 | $12,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,520 | $12,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 50 | $12,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,700 | $12,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 150 | $12,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $12,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,000 | $12,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 310 | $12,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,370 | $12,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 5,090 | $12,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 3,350 | $12,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,755 | $12,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 960 | $12,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | principal |
| INTELIQUENT INC | 45825N107 | COM | 830 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 300 | $12,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 920 | $12,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $12,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 470 | $12,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,350 | $11,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 175 | $11,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 560 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 85 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $11,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 377 | $11,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 550 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,010 | $11,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,556 | $11,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,680 | $11,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 660 | $11,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $11,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $11,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $11,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 360 | $11,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 376 | $11,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 750 | $11,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,325 | $11,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 290 | $11,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 109 | $11,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $11,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 353 | $11,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 980 | $11,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 520 | $11,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 800 | $11,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 1,950 | $11,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 230 | $11,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 340 | $11,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 682 | $11,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 694 | $11,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 850 | $11,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 7,350 | $11,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 966 | $11,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 6,667 | $11,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 3,530 | $11,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 2,571 | $11,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 82 | $11,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 1,190 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 95 | $10,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,513 | $10,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 660 | $10,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 240 | $10,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 550 | $10,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,040 | $10,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,300 | $10,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 350 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 820 | $10,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 520 | $10,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 690 | $10,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 610 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 884 | $10,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 130 | $10,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 370 | $10,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 570 | $10,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $10,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 390 | $10,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 776 | $10,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 360 | $10,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 370 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 414 | $10,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,230 | $10,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 520 | $10,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 9,400 | $10,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,290 | $10,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,490 | $10,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 260 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $10,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 490 | $10,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 2,380 | $10,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,000 | $10,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 400 | $10,000 | thousands by filing date | principal |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 170 | $10,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 1,000 | $10,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 750 | $10,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 370 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $10,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 75,499 | $10,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 520 | $10,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 230 | $10,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 640 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 316 | $10,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,300 | $10,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,140 | $9,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 340 | $9,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 398 | $9,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 440 | $9,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 480 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,090 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 50 | $9,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 240 | $9,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 250 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 140 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 135 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,024 | $9,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 360 | $9,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $9,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 680 | $9,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 490 | $9,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 671 | $9,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,390 | $9,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 345 | $9,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 430 | $9,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 374 | $9,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $9,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 70 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 315 | $9,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 410 | $9,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $9,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 520 | $9,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 270 | $9,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,090 | $9,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,530 | $9,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 5,760 | $9,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 880 | $9,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 2,010 | $9,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 3,050 | $9,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,480 | $9,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,000 | $9,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 730 | $9,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 400 | $9,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 480 | $9,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 650 | $9,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 370 | $9,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 500 | $9,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 19,500 | $9,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 375 | $9,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 3,300 | $9,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 238 | $8,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,290 | $8,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 200 | $8,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 370 | $8,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 170 | $8,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,020 | $8,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 260 | $8,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 410 | $8,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 170 | $8,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $8,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 720 | $8,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 380 | $8,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,080 | $8,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 300 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 640 | $8,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 850 | $8,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,279 | $8,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 710 | $8,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 190 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,640 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,160 | $8,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 200 | $8,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 270 | $8,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 380 | $8,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,270 | $8,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 950 | $8,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 350 | $8,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 340 | $8,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,980 | $8,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 430 | $8,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 920 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 990 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,123 | $8,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 340 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,500 | $8,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 480 | $8,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 490 | $8,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 460 | $8,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 302 | $8,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 456 | $8,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 540 | $8,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 500 | $8,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 280 | $8,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 900 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 89 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008995 | this filing | 2014-08-14 | acceptance time not in the bulk data set |